Gãy đầu trên xương cánh tay Thông tin In-depth
Những cảm giác bạn có thể trải qua
Gãy xương mỏm khuỷu xương cánh tay là tình trạng gãy ở phần trên của xương cánh tay, ngay tại vùng vai. Tình trạng này thường xảy ra khi bị ngã, thường là ngã vào vai hoặc chống tay ra để giữ thăng bằng. Bạn có thể nghe thấy hoặc cảm nhận được tiếng “rắc” ngay lúc chấn thương xảy ra.
Cơn đau xuất hiện ngay lập tức. Trong vài giờ, vài ngày tiếp theo, vai bạn có thể bị sưng và xuất hiện vết bầm. Vết bầm thường lan xuống cánh tay trên, đôi khi kéo dài tới khuỷu tay. Hình dạng vai có thể thay đổi so với bình thường. Việc cử động cánh tay gây đau đớn, vì vậy bạn có xu hướng giữ cánh tay yên tại chỗ và hạn chế sử dụng tay đó.
Các trường hợp gãy xương này thường gặp ở phụ nữ lớn tuổi, do xương bị suy yếu theo thời gian. Nếu bạn từng bị gãy xương trước đó, điều đó cũng có thể là một yếu tố liên quan.
Trong những ngày đầu, cơn đau thường dữ dội hơn vào ban đêm và khi cố gắng cử động. Những việc đơn giản như mặc quần áo, với tay lấy đồ trong tủ, mang túi đồ, hoặc nằm nghiêng về phía vai bị thương đều trở nên khó khăn. Trong vài tuần đầu, cơn đau dần thuyên giảm khi xương bắt đầu liền lại. Ban đầu việc cử động vẫn gây khó chịu, nhưng hầu hết mọi người đều cảm thấy mỗi tuần trôi qua đều dễ dàng hơn tuần trước.
Chấn thương này có thể gây ra một số thay đổi về cảm giác. Dây thần kinh chính nằm gần vai có thể bị tổn thương do gãy xương, dẫn đến tình trạng tê ở một vùng nào đó của vai hoặc yếu sức khi nâng tay lên. Hầu hết các tổn thương thần kinh này sẽ tự hồi phục theo thời gian. Các chấn thương mạch máu nghiêm trọng rất hiếm gặp, nhưng nếu có thì cần được điều trị ngay lập tức.
Quá trình liền xương thường diễn ra thuận lợi. Phần lớn các ca gãy xương này đều lành mà không cần phẫu thuật; hơn 90% các trường hợp đều liền xương tốt. Tuy vậy, vẫn có một số người vẫn còn triệu chứng kéo dài sau một năm, và việc bị gãy vai có thể ảnh hưởng đến cảm nhận của bạn về sức khỏe tổng thể. Bác sĩ phẫu thuật sẽ trao đổi với bạn về diễn biến có thể xảy ra đối với trường hợp gãy xương của riêng bạn.
Điều gì đang thực sự xảy ra
Phần trên của xương cánh tay có hình dạng giống một quả cầu nằm trong một hốc nông. Hãy tưởng tượng một quả bóng golf đặt trên chiếc tee. Xương xung quanh quả cầu này bị gãy; vết gãy có thể ảnh hưởng đến một hoặc nhiều thành phần cấu tạo nên phần trên của xương: chính quả cầu đó, hai chỗ lồi xương hai bên nơi các gân vai gắn vào, và thân xương phía dưới.
Hai chỗ lồi xương này rất quan trọng. Cơ vùng quay vai – nhóm gân có nhiệm vụ vận động và ổn định khớp vai – được gắn vào đó. Khi xương bị gãy, các cơ gắn với những gân này vẫn tiếp tục co kéo; lực kéo đó có thể làm các mảnh xương gãy bị dịch chuyển ra khỏi vị trí ban đầu. Cơ ngực có thể kéo thân xương về phía giữa cơ thể. Đây là lý do vì sao một số vết gãy chỉ là những vết nứt nhỏ, trong khi những vết gãy khác lại khiến xương tách thành nhiều mảnh không còn thẳng hàng nữa.
Xương lành lại bằng cách mọc nối với nhau, tương tự cách da liền lại sau khi bị cắt. Xương mới hình thành qua vết gãy và dần cứng lại trong vài tuần. Nếu một phần gân bị rách cùng với chỗ gắn vào xương, thì phần gân đó cần xương lành đúng vị trí để có thể hoạt động bình thường trở lại. Vị trí các mảnh xương rất quan trọng: vết gãy xảy ra ở vùng cổ xương giải phẫu – đường ngay dưới quả cầu xương – có thể làm gián đoạn nguồn cung cấp máu nuôi dưỡng quả cầu đó; còn những vết gãy nằm ngay dưới đường này thường không ảnh hưởng đến nguồn máu.
Khớp vai được cấu tạo để cho phép vận động rộng rãi; nó phụ thuộc vào các cơ và mô mềm chứ không phải xương để giữ ổn định. Hiện tại, các mô này đang bị tổn thương và xương gãy không thể chịu tải, nên toàn bộ hệ thống này không thể hoạt động. Tình trạng sưng nề và sự dày lên của mô quanh vết gãy cũng có thể hạn chế vận động; vì vậy việc vận động nhẹ nhàng từ sớm là rất cần thiết, sau khi bác sĩ phẫu thuật xác nhận rằng xương đã sẵn sàng.
Những gì chúng tôi có thể làm
Bác sĩ Kieran Hirpara, bác sĩ phẫu thuật chi trên tại Bệnh viện Mater Private Rockhampton, sẽ lựa chọn phương pháp điều trị phù hợp với chấn thương cụ thể của bạn. Thông thường, bệnh nhân được bác sĩ đa khoa giới thiệu đến phòng khám chúng tôi; nếu vật lý trị liệu viên khuyên bạn nên đến gặp chúng tôi, bạn vẫn cần có giấy giới thiệu từ bác sĩ đa khoa để được hưởng mức hoàn trả chi phí từ Medicare. Trong buổi khám, chúng tôi sẽ hỏi bệnh sử, khám vai và chỉ định chụp hình ảnh nếu cần thiết. Hầu hết các trường hợp gãy vai đều ổn định hoặc chỉ hơi lệch vị trí, và phần lớn đều lành lại mà không cần phẫu thuật. Đối với những ca gãy này, chúng tôi thường khuyên dùng nẹp cố định và nghỉ ngơi cho đến khi cơn đau giảm bớt, sau đó mới dần dần phục hồi vận động dưới sự hướng dẫn của vật lý trị liệu. Chúng tôi sẽ theo dõi diễn tiến gãy xương qua các lần tái khám, vì việc chăm sóc kiểu này không phải là chỉ để mặc mọi thứ tự nhiên lành lại: cần phải kiểm tra định kỳ để đảm bảo các mảnh xương vẫn giữ nguyên vị trí. Thông thường, xương sẽ liền lại trong khoảng 14 tuần.
Phẫu thuật được khuyến nghị ngay từ đầu trong các trường hợp gãy xương lệch nhiều, không ổn định, hoặc có sự trật khớp; hoặc khi công việc hoặc lối sống của bạn đòi hỏi vai phải hoạt động liên tục. Mục tiêu của phẫu thuật là giữ các mảnh xương ở đúng vị trí để chúng liền lại và vai có thể vận động bình thường. Đôi khi quyết định điều trị là do bệnh nhân cùng tham gia đưa ra. Với một số loại gãy xương, cả hai phương pháp đều có thể áp dụng; quyết định phụ thuộc vào mức độ rủi ro mà bạn sẵn sàng chấp nhận nếu các mảnh xương liền lại ở vị trí không tối ưu, cũng như mục đích sử dụng vai của bạn. Chúng tôi sẽ cùng bạn thảo luận kỹ về cả hai phương án này.
Dù bạn chọn phương pháp nào, những tuần đầu tiên đều có những nguyên tắc chung. Việc kiểm soát cơn đau là rất quan trọng, và chúng tôi sẽ giúp bạn tìm ra phương pháp phù hợp. Bạn cần bảo vệ cánh tay trong thời gian xương lành lại; tức là không được nâng vật nặng hay chống đỡ trọng lượng lên cánh tay cho đến khi chúng tôi cho phép. Vật lý trị liệu sẽ được bắt đầu vào thời điểm thích hợp tùy theo tình trạng gãy xương: quá sớm có thể ảnh hưởng đến quá trình liền xương, còn quá muộn có thể khiến vai bị cứng khớp. Khi cơn đau đã giảm, bạn sẽ được hướng dẫn thực hiện các bài tập nhẹ nhàng tại nhà mỗi ngày và dần dần phục hồi khả năng vận động bình thường.
Những điều có thể xảy ra
Hầu hết các trường hợp gãy xương vai đều lành lại mà không cần phẫu thuật; phương pháp này phù hợp với đa số người trưởng thành. Xương sẽ liền lại trong khoảng 14 tuần. Trong thời gian đó, bạn sẽ phải đeo nẹp cố định và nghỉ ngơi, sau đó mới bắt đầu vận động nhẹ khi cơn đau giảm dần. Mỗi tuần trôi qua, tình trạng sẽ dễ chịu hơn tuần trước. Phần lớn mọi người có thể trở lại sinh hoạt hàng ngày, đi làm và lái xe trong vài tuần tiếp theo; tuy nhiên việc mang vác nặng hoặc tham gia các môn thể thao sẽ mất nhiều thời gian hơn.
Nếu gãy xương cần phẫu thuật, mục tiêu vẫn như nhau: giữ các mảnh xương đúng vị trí để chúng liền lại và vai có thể vận động trở lại. Quá trình hồi phục cũng tuân theo trình tự tương tự: trước tiên bảo vệ cánh tay, sau đó dần dần khôi phục khả năng vận động. Phẫu thuật các trường hợp gãy xương phức tạp thường mang lại kết quả tốt về lâu dài cho nhiều người, nhưng cũng đi kèm nhiều rủi ro. Tỷ lệ biến chứng và phải phẫu thuật lại sau điều trị gãy xương phức tạp khá cao; vì vậy chúng tôi sẽ cùng bạn cân nhắc kỹ lưỡng trước khi đưa ra chỉ định phẫu thuật.
Dù áp dụng phương pháp điều trị nào, vẫn có thể xảy ra một số vấn đề. Xương có thể liền chậm, không liền được, hoặc liền ở vị trí không như mong muốn. Vai cũng có thể bị cứng lại; vì vậy việc vận động là rất quan trọng khi xương đã sẵn sàng. Một số người vẫn còn triệu chứng sau một năm; thường thì chúng tôi có thể dự đoán được điều này vào thời điểm đó. Nếu sau một năm kiểm tra mà bạn không còn triệu chứng gì, có thể không cần theo dõi lâu dài nữa.
Còn một điều cần được nói thẳng ra. Gãy xương vai, đặc biệt ở người cao tuổi, có liên quan đến tỷ lệ tử vong cao hơn trong những năm sau chấn thương. Nguyên nhân chủ yếu là do tuổi tác và tình trạng suy yếu cơ thể chứ không phải do chính vết gãy vai. Đây là một lý do khiến chúng tôi đánh giá sức khỏe tổng thể của bạn chứ không chỉ riêng cánh tay; đồng thời cho thấy chấn thương này có thể là dấu hiệu cần kiểm tra mật độ xương và phòng ngừa nguy cơ ngã trong tương lai.
Khi nào nên đi khám bác sĩ
Hãy tìm sự chăm sóc y tế khẩn cấp nếu cánh tay của bạn có vẻ bị biến dạng rõ rệt, nếu có vết thương hở ở vùng vai, nếu tay hoặc cánh tay bị tê hoặc có cảm giác kim châm, hoặc nếu bạn không thể cử động chi này được. Những triệu chứng này có thể là dấu hiệu của tổn thương dây thần kinh hoặc mạch máu; các chấn thương mạch máu cần được xử lý ngay lập tức. Nếu bạn đã từng đi khám nhưng cơn đau vẫn không thuyên giảm, hoặc tình trạng sưng, khả năng cử động và sử dụng cánh tay không có dấu hiệu cải thiện theo từng tuần trong quá trình xương lành lại, hãy gặp bác sĩ đa khoa hoặc yêu cầu được khám bởi chuyên gia. Những trường hợp gãy xương như thế này cũng là lý do để kiểm tra sức mạnh xương tổng thể, đặc biệt nếu bạn từng bị gãy xương trước đó.
Phân tích chi tiết hơn
Advanced reading: the deeper science (optional)
Phần này đi sâu hơn mức cần thiết đối với những quyết định điều trị của bạn. Việc gãy xương vai ở độ tuổi lớn thì đáng để đọc thêm, vì đây là một trong những trường hợp rõ ràng nhất trong ngoại khoa mà bằng chứng khoa học và thực hành lâm sàng lại không nhất quán; đồng thời phương pháp điều trị có vẻ nghiêm trọng hơn lại không phải là phương pháp giúp cải thiện chức năng cánh tay tốt hơn.
Đối với hầu hết bệnh nhân cao tuổi, phẫu thuật không cải thiện kết quả điều trị
Việc so sánh này đã được thực hiện nhiều lần. Sau khi tổng hợp dữ liệu từ 1,743 bệnh nhân, một phân tích hệ thống khuyến nghị không điều trị phẫu thuật cho những bệnh nhân trên 65 tuổi mắc gãy xương cánh tay đoạn gần có di lệch, đồng thời chỉ ra rằng kết quả từ các nghiên cứu quan sát cũng tương đồng với các thử nghiệm ngẫu nhiên [1]. Một phân tích trước đó trên 486 bệnh nhân cũng đã cho thấy không có sự khác biệt đáng kể về kết quả giữa phương pháp điều trị phẫu thuật và bảo tồn [2].
Điều này có vẻ trái với trực giác, bởi hình ảnh X-quang của gãy xương cánh tay đoạn gần có di lệch trông rất đáng lo ngại: xương bị vỡ thành nhiều mảnh và rõ ràng không nằm đúng vị trí. Bản năng của cả bệnh nhân lẫn bác sĩ là cho rằng tình trạng rõ ràng bất thường như vậy cần phải được khắc phục ngay.
Tuy nhiên, các thử nghiệm cho thấy khớp vai có khả năng thích nghi đặc biệt tốt với tình trạng xương không nằm đúng vị trí. Đây không phải là khớp chịu tải trọng chính; các cơ chóp xoay và cơ deltoid đảm nhiệm phần lớn công việc nâng đỡ. Các mảnh xương cũng được giữ cố định nhờ mô mềm, vốn vẫn duy trì nguồn cung cấp máu cho chúng. Một khớp vai dù liền lại hơi lệch vị trí vẫn thường hoạt động và cảm giác gần giống như khớp đã được chỉnh sửa đúng cách; điều này xảy ra mà không cần phẫu thuật, không cần cấy ghép vật liệu nhân tạo, và cũng không gây ra những rủi ro kể dưới đây.
Thử nghiệm này đã thay đổi bằng chứng khoa học chứ không thay đổi thực hành lâm sàng
Đây là phần đáng để suy ngẫm. PROFHER là thử nghiệm ngẫu nhiên quy mô lớn nhằm so sánh phương pháp phẫu thuật với điều trị không phẫu thuật đối với các trường hợp gãy xương mỏm vai gần. Kết quả cho thấy việc phẫu thuật không mang lại lợi ích nào [6].
Một nghiên cứu trên 116.868 bệnh nhân sau đó đã kiểm tra xem liệu thực hành lâm sàng có thay đổi sau khi kết quả thử nghiệm được công bố hay không. Câu trả lời là không: PROFHER không ảnh hưởng đáng kể đến tỷ lệ chỉ định phẫu thuật, và tỷ lệ phẫu thuật hàng năm cũng không có sự thay đổi đáng kể [3].
Đây là một phát hiện liên quan đến ngành y học chứ không phải về riêng tình trạng vai của bạn; đây là điều hợp lý mà bệnh nhân nên biết. Nếu bạn được đề nghị phẫu thuật để điều trị gãy xương này, câu hỏi đúng đắn không phải là liệu phẫu thuật có phù hợp hay không (vì đôi khi nó rõ ràng là cần thiết), mà là điều gì cụ thể ở gãy xương và cánh tay của bạn khiến bạn nằm ngoài nhóm bệnh nhân mà phẫu thuật không mang lại hiệu quả.
Khi phẫu thuật được lựa chọn, phương pháp điều trị đã có sự thay đổi
Những điều nêu trên không có nghĩa là phẫu thuật chẳng bao giờ là lựa chọn đúng đắn. Các trường hợp gãy xương kèm tách rời các mảnh xương, chấn thương hở và những bệnh nhân trẻ tuổi có nhu cầu cao đều là những tình huống riêng biệt cần xử lý khác nhau.
Đối với các ca phẫu thuật ở bệnh nhân cao tuổi, hiện nay xu hướng điều trị đã chuyển sang phương pháp thay khớp vai toàn phần kiểu ngược. Kết quả từ việc tổng hợp dữ liệu của 228,523 bệnh nhân cho thấy phương pháp thay khớp vai toàn phần kiểu ngược mang lại kết quả chức năng tốt hơn và tỷ lệ biến chứng thấp hơn so với phương pháp thay khớp vai một phần; đồng thời có tỷ lệ phải sửa chữa lại thấp hơn so với phương pháp cố định bằng nẹp ở những bệnh nhân cao tuổi bị gãy xương như vậy [4].
Lý do là vì phương pháp thay khớp kiểu ngược không phụ thuộc vào việc các mấu xương vai có lành lại ở vị trí thích hợp hay không; trong khi việc lành lại các mấu xương này lại là điều không chắc chắn ở những bệnh nhân bị loãng xương. Phương pháp này loại bỏ được yếu tố gây ra sự bất ổn trong kết quả điều trị của các phương pháp phẫu thuật trước đây.
Những yếu tố thực sự quyết định quá trình hồi phục của bạn
Chủ yếu không phải là kiểu gãy xương. Một phân tích hệ thống trên 4.323 bệnh nhân nhằm tìm ra các yếu tố sinh học – tâm lý – xã hội ảnh hưởng đến quá trình hồi phục cho thấy rằng trạng thái chức năng trước phẫu thuật, tức là mức độ hoạt động của cánh tay và khả năng vận động của người bệnh trước khi bị chấn thương, là yếu tố dự đoán tốt nhất cho kết quả hồi phục [5].
Điều này cần được hiểu đúng. Nó không có nghĩa là quá trình hồi phục phụ thuộc hoàn toàn vào thái độ tích cực của người bệnh. Ý nghĩa thực sự là yếu tố dự đoán mạnh nhất cho kết quả cuối cùng chính là tình trạng ban đầu của người bệnh; điều này nhấn mạnh tầm quan trọng của việc đặt ra những kỳ vọng thực tế, cũng như việc thực hiện các bài tập phục hồi chức năng một cách nghiêm túc trong những tháng đầu sau chấn thương, khi vai vẫn còn cứng và tiến triển hồi phục dường như không rõ ràng.
Tài liệu tham khảo
[1] Beks RB, Ochen Y, Frima H, Smeeing DP, van der Meijden O, Timmers TK và cộng sự. So sánh giữa phương pháp điều trị phẫu thuật và không phẫu thuật các gãy xương mỏm vai: tổng quan có hệ thống, phân tích tổng hợp và so sánh giữa các nghiên cứu quan sát và thử nghiệm lâm sàng ngẫu nhiên. J Shoulder Elbow Surg. 2018;27(8):1526-34. https://doi.org/10.1016/j.jse.2018.03.009
[2] Nanidis TG, Majed A, Liddle AD, Constantinides VA, Sivagnanam P, Tekkis PP và cộng sự. So sánh giữa phương pháp điều trị bảo tồn và phẫu thuật các gãy xương mỏm vai phức tạp: phân tích tổng hợp. Shoulder Elbow. 2010;2(3):166-74. https://doi.org/10.1111/j.1758-5740.2010.00075.x
[3] Cheesman JS, Englert CH, Yang Q, Yoo JU, Nazir OF, Mirarchi AJ. Ảnh hưởng của nghiên cứu PROFHER đối với xu hướng điều trị gãy xương mỏm vai tại Hoa Kỳ. Shoulder Elbow. 2025;18(3):476-84. https://doi.org/10.1177/17585732251359178
[4] Mekhail J, Mullan R, Cross JL, Jahagirdar O, Luo X, Salameh M. Kết quả điều trị bằng phương pháp thay khớp vai ngược chiều so với các phương pháp cố định phẫu thuật khác đối với gãy xương mỏm vai: tổng quan có hệ thống và phân tích tổng hợp. JSES Rev Rep Tech. 2026;6(2):100644. https://doi.org/10.1016/j.xrrt.2025.100644
[5] Varahra A, MacDermid JC, Szekeres M. Tổng quan có hệ thống về các yếu tố tiên lượng sinh học – tâm lý – xã hội ảnh hưởng đến quá trình hồi phục sau gãy xương mỏm vai. J Hand Ther. 2023;36(4):825-44. https://doi.org/10.1016/j.jht.2023.06.005
[6] Rangan A, Handoll H, Brealey S, Jefferson L, Keding A, Martin BC và cộng sự. So sánh giữa phương pháp điều trị phẫu thuật và không phẫu thuật ở người trưởng thành bị gãy xương mỏm vai có di lệch: thử nghiệm lâm sàng ngẫu nhiên PROFHER. JAMA. 2015;313(10):1037-47. https://doi.org/10.1001/jama.2015.1629
Evidence & references
This is the clinical evidence summary written for health professionals. It is technical, and it lists the research this page was built from. You do not need to read it to understand your treatment or to make a decision about it.
Overview
- Non-operative management is associated with good outcomes in the majority of proximal humerus fractures in adults [1].
- Treatment algorithms and outcomes following proximal humerus fractures in patients less than or equal to 60 years of age are distinctly different from that of a more elderly population [2].
- Both age and gender have an association with the definitive treatment patients received for proximal humerus fractures over the last decade [4].
- Over the past decade, most older adults who sustain proximal humerus fractures continue to receive nonoperative treatment [5].
- Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors [6].
- Most proximal humeral fractures in elderly patients can be treated nonoperatively with good functional outcomes [7].
- The results of low arthroplasty survival after treatment for proximal humerus fracture sequelae are pertinent when deciding on the treatment of proximal humerus fracture sequelae [9].
- Hemiarthroplasty and reverse prosthesis are indicated for complex proximal humerus fractures in patients no younger than 70 years of age [10].
- The literature reviews all phases of proximal humerus fracture osteosynthesis, including diagnosis, imaging, anatomic considerations, surgical indications, fixation, and surgical outcomes [12].
- There are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures [14].
- Most one-part proximal humerus fractures are amenable to non-operative treatment with positive outcomes reported in the vast majority of cases [18].
- Most pediatric patients with proximal humerus fractures have favorable results, and complications are infrequent [19].
- The available literature does not demonstrate a clear clinical benefit of operative treatment over nonoperative management of proximal humeral fractures in adult patients younger than 65 years [22].
- Most randomized controlled trials on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria besides age [24].
- Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications [25].
- Prospective clinical trials with longer-term follow-up are required for definitive assessment of the ideal fixation construct for surgical management of two-part proximal humerus fractures [26].
- Evidence-based recommendations to guide treatment of proximal humerus fractures are lacking, and no good evidence exists whether surgery is clearly superior to nonoperative treatment [34].
- No single fixation method is a panacea for proximal humeral fractures; choice of implant and method should be selected according to individual patient and fracture pattern characteristics based on clearly defined indications and contraindications [49].
- The selection of reverse total shoulder arthroplasty over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients [53].
- The development of an evidence-based clinical protocol for the treatment of proximal humerus fractures is long overdue, requiring a thoughtful, all-inclusive, randomized multicenter trial to determine the best treatment options [57].
- Less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, but a lengthy recovery time is required [59].
- After surgical treatment, patients with pathologic humerus fractures had significantly higher complication rates compared with native humerus fractures, suggesting that guidelines and treatment algorithms for native humerus fractures may not be generalizable for those of pathologic origin [69].
- No single fixation method is considered the standard of care for the 15% to 20% of proximal humerus fractures that may benefit from surgery [73].
- Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have significantly worse perioperative outcomes, including higher rates of complications, longer hospital stays, and higher costs, compared to patients with other indications [150].
Anatomy & Pathophysiology
Bony Anatomy
- The proximal humerus comprises four main anatomic parts: the humeral head, greater tuberosity (GT), lesser tuberosity (LT), and humeral shaft [77].
- The articular surface of the humeral head is spherical with a diameter of 37 to 57 mm [77].
- The most superior portion of the articular surface of the humeral head averages 8 mm above the greater tuberosity [77].
- Humeral version averages 29.8 degrees, with a range of 10 to 55 degrees [77].
- The humeral head is inclined approximately 130 degrees with respect to the humeral shaft [77].
- The anatomic neck is located at the junction of the articular surface and the tuberosities [77].
- The surgical neck represents the metadiaphyseal junction below the tuberosities but above the humeral shaft [77].
- The greater tuberosity is located in a posterior-superior position relative to the humeral shaft [77].
- The lesser tuberosity is located on the anterior aspect of the proximal humerus [77].
- The bicipital groove lies between the greater and lesser tuberosities and serves as a pathway for the long head of the biceps tendon [77].
- The distal aspect of the bicipital groove is internally rotated with respect to the proximal portion [77].
- The glenoid is a convex structure of shallow depth shaped like an inverted pear [77].
- The acromion, coracoacromial ligament, and coracoid process form the coracoacromial arch, a rigid bony-ligamentous structure that imparts stability to the shoulder girdle [77].
- The humeral head averages 19° of retroversion and 41° of inclination (neck-shaft angle) [80].
- The humeral head is retroverted an average of 30 degrees [78].
- The neck-shaft angle measures an average of 135 degrees [78].
- The articular surface of the humeral head is essentially spherical, with an arc of approximately 160 degrees covered by articular cartilage [89].
- The radius of curvature of the humeral head is approximately 25 mm and is slightly larger in men than in women [89].
- The average neck-shaft angle is 45 degrees (±5 degrees), with a range of 30 to 50 degrees [89].
- The superior margin of the humeral head articular surface is normally superior to the top of the greater tuberosity by 8 to 10 mm [89].
- The distance from the lateral base of the coracoid process to the lateral margin of the greater tuberosity is called the lateral humeral offset [89].
- Humeral articular malposition of more than 4 mm led to increased subacromial contact in biomechanical cadaver studies [89].
- An offset of 8 mm in any direction significantly decreased passive range of motion in biomechanical cadaver studies [89].
- Proximal humeral retroversion is highly variable, ranging from 0 to 55 degrees depending on the measurement method [89].
- The proximal humerus has three centers of ossification: the humeral head (4 to 6 months), the greater tuberosity (1 to 3 years), and the lesser tuberosity (3 to 5 years) [80].
- The proximal humeral ossification centers fuse to the shaft at age 17 to 20 years [80].
- The proximal humeral physis closes by 14 to 17 years of age in girls and by 16 to 18 years in boys [84].
- Eighty percent of subsequent humeral growth comes from the proximal humeral physis, accounting for approximately 40% of the growth of the entire upper extremity [84].
- In infants and young children, humeral retroversion averages 65 degrees and gradually decreases, approaching adult values by 11 years of age [84].
- The periosteum is thicker and stronger in the posteromedial portion of the proximal humerus compared to the anterolateral portion, which is often quite thin [84].
- The posteromedial metaphysis, a portion of the physis, and the epiphysis are intracapsular [84].
- A large part of the proximal humeral physis is extracapsular, making it susceptible to traumatic injury [84].
Vascular Supply
- The proximal humerus receives its blood supply from the anterior and posterior humeral circumflex branches from the third division of the axillary artery [77].
- The posterior humeral circumflex artery travels with the axillary nerve, enters the quadrilateral space posteriorly, and anastomoses with a branch of the anterior circumflex to supply the posterior cuff [77].
- The anterior humeral circumflex artery arises from the axillary artery at the inferior border of the subscapularis [77].
- The anterior humeral circumflex artery provides vascular inflow to the humeral head by way of its terminal anterolateral branch known as the artery of Laing (also known as the arcuate artery) [77].
- The ascending branch of the anterior humeral circumflex artery courses parallel to the lateral aspect of the long head biceps tendon and enters the humeral head at the interface of the bicipital groove and greater tuberosity [77].
- Injury to the arcuate artery may result in osteonecrosis of the humeral head [77].
- Additional extraosseous collateral branches can permit humeral head perfusion despite complete ligation of the arcuate artery [77].
- The major blood supply to the humeral head is through the ascending branch of the anterior humeral circumflex artery, which penetrates the head at the bicipital groove and becomes the arcuate artery [78].
- Fractures of the anatomic neck have a poor prognosis because of complete disruption of the blood supply to the head [78].
- Surgical neck fractures are common, and with these, the blood supply to the head is preserved [78].
- The anterolateral ascending branch of the anterior humeral circumflex artery provides the primary blood supply to the humeral head [80].
- The terminal intraosseous portion of the anterior humeral circumflex artery enters at the proximal aspect of the intertubercular groove as the arcuate artery [80].
- Quantitative assessment has shown that 64% of the humeral head blood supply arises from the posterior humeral circumflex artery [84].
- A fracture involving the anatomic neck is prognostically worse than fractures involving other regions of the proximal humerus with respect to the potential disruption of the vascular supply to the humeral head and the subsequent development of avascular necrosis [77].
Muscular Attachments and Deforming Forces
- The subscapularis inserts on the lesser tuberosity and causes medial displacement [77].
- The supraspinatus and infraspinatus insert on the greater tuberosity and cause superior and posterior displacement [77].
- The pectoralis major inserts on the humeral shaft and displaces it medially [77].
- The greater tuberosity serves as the attachment site for the supraspinatus, infraspinatus, and teres minor tendons of the rotator cuff [77].
- The lesser tuberosity serves as the attachment site for the subscapularis tendon [77].
- Displacement of each proximal humerus fracture part occurs in a predictable manner based on the deforming forces created by the tendinous insertions of the pectoralis major, subscapularis, supraspinatus, and infraspinatus [77].
- The rotator cuff muscles serve as depressors of the humeral head to allow the deltoid to efficiently abduct the humerus [78].
- The infraspinatus and teres minor are external rotators, while the subscapularis is an internal rotator of the humerus [78].
- The deltoid and pectoralis major muscles, along with the rotator cuff, cause predictable displacement of fractures around the proximal humerus [78].
- The subscapularis originates from the anterior scapula and inserts anteriorly onto the lesser tuberosity [84].
- The greater tuberosity provides attachment superiorly and posteriorly for the supraspinatus, infraspinatus, and teres minor [84].
- The deltoid forward flexes and abducts the shoulder and courses from the clavicle and acromion superiorly, coalescing into a common tendinous insertion onto the lateral upper third of the humeral shaft [84].
- The pectoralis major powers adduction and internal rotation due to its tendinous insertion anteriorly onto the lateral wall of the bicipital groove [84].
- Positioning the arm in abduction and internal rotation may help mitigate deforming muscular forces in proximal humerus fractures [130].
Neurovascular Anatomy
- The posterior humeral circumflex artery travels with the axillary nerve and enters the quadrilateral space posteriorly [77].
- The brachial plexus and axillary artery are anterior to the coracoid process of the scapula and humeral head [78].
- Nerves innervating muscles around the shoulder include the axillary, suprascapular, subscapular, and musculocutaneous nerves [78].
- An axillary nerve injury from proximal humeral fracture or fracture-dislocation would result in paralysis of the deltoid muscle and anesthesia over the “badge” region at the lateral proximal arm [78].
- The close anatomical relationship between the proximal humerus, axillary artery, and brachial plexus predisposes these structures to combined injury patterns that can threaten limb viability [28].
- The axillary nerve is a terminal branch coming off the posterior cord of the brachial plexus just proximal to the coracoid process [83].
- The axillary nerve passes beneath the conjoined tendon anterior to the subscapularis 3 to 5 mm medial to the musculotendinous junction and then adjacent to the inferior capsule before entering the quadrilateral space posteriorly [83].
- The axillary nerve splits into the anterior and posterior branches within the quadrangular space [83].
- The anterior and middle deltoid muscle receives sole innervation from the anterior branch of the axillary nerve [83].
- Posterior deltoid muscle innervation varies, with supply only from the anterior branch in 2.3% of cases, from the posterior branch in 8.5%, and from both branches in 89.1% [83].
- The posterior branch of the axillary nerve branches to supply the teres minor muscle and then terminates as the superior lateral brachial cutaneous nerve [83].
- In the anterolateral deltoid splitting approach, the axillary nerve crosses approximately 5 cm inferior to the anterolateral acromial corner [83].
- In the posterior deltoid splitting approach, the axillary nerve is approximately 7 cm from the posterior acromial corner [83].
- The axillary nerve circles the humeral neck just inferior to the glenohumeral joint as it courses posteriorly [84].
- The brachial plexus is prone to injury when the proximal humerus is injured in fractures or dislocations, or during traction [84].
Joint Stability and Soft Tissue Structures
- Stability and function of the glenohumeral joint are provided by the interaction of the glenohumeral joint that promote a near global range of motion and purposeful function [77].
- External loads transferred to the shoulder girdle are initially offset by joint surface anatomy, joint volume, atmospheric pressure, and joint fluid cohesion and adhesion [77].
- Moderate and large loads are counterbalanced by the deltoid and rotator cuff and by the capsulolabral and bone structures, respectively [77].
- Proximal humerus fractures alter complex interactions of the shoulder girdle, resulting in pain, decreased range of motion and stiffness, and disability [77].
- Displaced proximal humerus fractures can impede normal movement of the rotator cuff, subacromial bursa, and subdeltoid bursa, causing impingement and disruption of normal glenohumeral motion [77].
- In displaced and nondisplaced proximal humerus fractures, the subdeltoid and subacromial bursae can become thickened and fibrotic, forming adhesions that can limit normal glenohumeral motion [77].
- The rotator cuff is a sheet of conjoined tendons closely applied over the shoulder capsule and inserting mainly into the greater tuberosity of the humerus, with the subscapularis inserted into the lesser tuberosity [85].
- The rotator cuff has an important function in stabilizing the head of the humerus by pulling it firmly into the glenoid whenever the deltoid lifts the arm forwards or sideways [85].
- The coracoacromial arch is formed by the acromion process posterosuperiorly, the coracoid process anteriorly, and the coracoacromial ligament joining them [85].
- The subacromial bursa separates the rotator cuff tendons from the coracoacromial arch, allowing them to glide [85].
- The glenohumeral joint depends on static and dynamic stabilizers for movement and stability, especially the rotator cuff [89].
- The rotator cuff stabilizes the glenohumeral joint while allowing greater freedom of motion and fixes the fulcrum of the upper extremity against which the deltoid can contract and elevate the humerus [89].
- The rotator cuff must act simultaneously and synergistically with the deltoid muscle for normal function [89].
- The glenohumeral joint is composed of four articulations: the sternoclavicular, acromioclavicular, glenohumeral, and scapulothoracic joints [90].
- The bony anatomy of the shoulder contributes little to stability and has been compared with a golf ball on a tee [90].
- The glenoid labrum increases the depth of the socket by 50% around the humeral head and increases stability [90].
- The glenoid articular surface and the labrum combine to create a socket that is approximately 9 mm deep in the superoinferior direction and 5 mm deep in the anteroposterior direction [90].
- Adding the glenoid labrum increases the glenoid surface to 75% of the humeral head vertically and 57% horizontally [90].
- The superior glenohumeral ligament is the primary restraint to inferior humeral subluxation in 0 degrees of abduction and is the primary stabilizer to anterior and posterior stress in the same position [90].
- The middle glenohumeral ligament limits external rotation when the arm is in the lower and middle ranges of abduction but has little effect when the arm is in 90 degrees of abduction [90].
- The inferior glenohumeral ligament is composed of an anterior band that is quite thick, a posterior band that is less thick and distinct, and a thinner intervening axillary pouch, creating a hammock-type sling [90].
- The anteroinferior glenohumeral ligament complex is the main stabilizer to anterior and posterior stresses when the shoulder is abducted 45 degrees or more [90].
- The tendons of the infraspinatus and supraspinatus muscles join approximately 15 mm proximal to their insertion and cannot be readily separated by blunt dissection [90].
- The infraspinatus and teres minor fuse near their musculotendinous junctions [90].
- The supraspinatus and subscapularis tendons join as a sheath that surrounds the biceps tendon at the entrance of the bicipital groove [90].
- The roof of the biceps sheath consists of a portion of the supraspinatus tendon, and a sheet of the subscapularis tendon forms the floor [90].
- The coracohumeral ligament is a thick band of fibrous tissue extending from the coracoid process along the surface of the capsule to the tuberosities between the supraspinatus and subscapularis tendons [90].
- The coracohumeral ligament is deep to the tendinous insertion of the cuff and blends with the capsule and supraspinatus tendon to form part of the roof of the biceps sheath [90].
- The subscapular bursa lies between the subscapularis tendon and the neck of the scapula and communicates with the joint cavity between the superior and middle glenohumeral ligaments [81].
- The subscapular bursa protects the tendon of the subscapularis at the point where it passes under the base of the coracoid process and over the neck of the scapula [81].
- The rotator interval is defined as the region between the superior border of the subscapularis and the anterior border of the supraspinatus [81].
- The rotator interval includes the region of the superior glenohumeral ligament and coracohumeral ligament, in addition to the middle glenohumeral ligament [81].
- The average area of the rotator interval is 20.96 mm [81].
- The humeroscapular motion interface lies between the inner structures of the proximal humerus, rotator cuff, coracohumeral ligament, and biceps tendon sheath and the superficial layer of the acromion, deltoid, coracoacromial ligament, coracoid process, and the conjoined tendon [83].
- Smooth, unrestricted motion at the humeroscapular motion interface is vital to
Classification
Reliability and Agreement
- Evaluation of classification systems for proximal humerus fractures using plain radiographs has yielded low interobserver reliability [41].
- The Neer classification for proximal humerus fractures has low agreement among 24 doctors, with only moderate agreement on displacement even between specialists [179].
- Training improves agreement among doctors using the Neer system for proximal humeral fractures [179].
- The Mayo-FJD classification system for proximal humerus fractures allows high intraobserver and interobserver agreement using both radiographs and computed tomography [126].
- Several observer studies have reported low agreement amongst doctors classifying proximal humeral fractures according to the AO-classification [166].
- Reported mean kappa values for interobserver agreement on the AO-classification have varied between 0.26 and 0.53 [166].
- Mean kappa values for the AO-classification decreased from 0.53 for AO Types to 0.2 for AO Groups, suggesting decreased agreement with an increasing number of classification units [166].
- Morphologic classification of proximal humerus fractures as the sole basis for treatment algorithms and surgical success should be scrutinized [56].
System Definitions and Criteria
- The Neer classification categorizes displaced proximal humerus fractures from two to four parts according to anatomic segments [162].
- In the Neer classification, displacement is defined as separation of a fragment >1 cm or angulation of a fragment greater than 45° [162].
- Fracture lines in nondisplaced segments are not included in the Neer classification [162].
- The AO classification is based on the vascular supply of the articular segments [162].
- The AO classification is divided into three categories (A, B, C) of increasing severity, with each category further split into numerical subgroupings [162].
- Neer defined significant displacement as greater than 1 cm of translation, or angulation greater than 45° for any of the major fracture fragments [176].
- The AO/ASIF group labeled valgus impaction injuries as Type C (C2.1, C2.2) fractures of the proximal humerus [176].
- Inconsistencies have been noted in the literature in defining the type C valgus impacted subgroups of the AO/ASIF classification system [176].
Clinical Utility and Outcomes
- Due to poor intra-observer reliability of classification systems and poor correlation with outcome, there has been less emphasis placed upon them in treatment algorithms [63].
- Classification type and group seem to be of minor importance for clinical outcome in most studies of locking plate osteosynthesis in AO/OTA Type C fractures [166].
- Fracture type remains the most critical independent predictor of shoulder function and patient satisfaction [60].
- The use of artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs [68].
Epidemiology and Demographics
- According to the AO-OTA classification, 49.2% of proximal humerus fractures were grouped into type A, 43.1% into type B, and 7.7% into type C [169].
- According to the Neer classification, 24.3% of proximal humeral fractures were non-displaced or minimally displaced, 32.3% were two-part displaced, 30.9% were three-part, 6.9% were four-part, and 5.6% were associated with a glenohumeral dislocation [169].
- There is no statistically significant association between gender and the AO-OTA classification or the Neer classification [169].
- The type of trauma did not show a statistically significant association with the AO-OTA classification or the Neer classification [169].
- The diagnosis of osteoporosis did not show a statistically significant association with the AO-OTA classification or the Neer classification [169].
- There is a statistically significant association between the AO-OTA and Neer classifications and age grouped by decades [169].
- There is a statistically significant association between the AO-OTA and Neer classifications and the type of treatment performed [169].
Coding and Data Limitations
- Current diagnosis coding practices do not adequately capture the fracture complexity needed to conduct subgroup analysis for proximal humerus fractures [157].
Clinical Presentation
- Neurovascular injuries associated with proximal humerus fractures represent a rare yet clinically significant complication with potential for devastating functional outcomes [28].
- The multifactorial etiology of neurovascular injuries in proximal humerus fractures encompasses direct trauma from displaced fracture fragments and indirect mechanisms [28].
- Diagnosis of neurovascular injuries in proximal humerus fractures relies on early recognition through meticulous clinical examination and advanced imaging modalities [28].
- Most nerve injuries associated with proximal humerus fractures, particularly involving the axillary nerve, demonstrate favorable outcomes with conservative management [28].
- Vascular injuries associated with proximal humerus fractures demand urgent multidisciplinary intervention to restore perfusion and prevent irreversible ischemia [28].
- No standardized management algorithm exists to universally optimize outcomes in complex cases of neurovascular injury associated with proximal humerus fractures [28].
- Complications associated with proximal humerus fractures are varied and can be categorized as occurring at the time of initial injury, during operative management, or as delayed sequelae [15].
- Surviving patients with a proximal humerus fracture frequently have persistent symptoms that can be predicted as early as after 1 year [16].
- Combined fractures with femoral or vertebral fractures are associated with significantly higher mortality and morbidity compared with isolated proximal humerus fractures [127].
Investigations
Plain Radiography
- At least two X-ray views should be obtained for shoulder imaging: an anteroposterior view in the plane of the glenoid and an axillary projection with the arm in abduction [94].
- The standard shoulder series includes a true AP view in the scapular plane, an AP view, an axillary view, and a scapular Y view [101].
- The true AP view in the scapular plane visualizes the anterior greater tuberosity in profile and can reveal proximal humeral migration when the arm is held in neutral rotation with slight abduction [101].
- The AP view with the arm in internal rotation visualizes the posterior aspect of the greater tuberosity and the lesser tuberosity in profile [101].
- The axillary view is necessary for evaluating glenohumeral joint instability and enables determination of the humeral head position in the glenoid fossa [101].
- The axillary view may detect occult, locked posterior shoulder dislocation in patients exhibiting a lack of passive external rotation [101].
- The scapular Y view provides visualization of the coracoacromial arch and can reveal coracoacromial spurs associated with rotator cuff pathology [101].
- The scapular Y view is a reliable alternative for evaluating glenohumeral subluxation and dislocation [101].
- The acromiohumeral distance is normally 7 to 14 mm [101].
- The width of the glenohumeral joint space should be symmetric superiorly and inferiorly [101].
- The coracoclavicular distance is normally 1.1 to 1.3 cm [101].
- Artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs [68].
- Convolutional neural networks proficiently rule out proximal humerus fractures on plain radiographs [191].
- ChatGPT-5 is highly inaccurate at identifying proximal humerus fractures on shoulder x-rays, characterizing fracture patterns, and providing accurate interpretations [207].
Computed Tomography
- CT imaging is frequently used to evaluate fractures of the shoulder [100].
- CT is helpful for planning fracture surgery and shoulder joint replacement [94].
- Computed tomography scans were more specific than radiographs in the assessment of proximal humerus fracture sequelae [43].
- Zero-TE MRI presents a viable alternative to CT in the evaluation of proximal humerus fractures [163].
- The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities [203].
- The use of 3D-printed models as the sole determinant for recommending surgical intervention should be avoided at this time [203].
Magnetic Resonance Imaging
- MRI is useful to identify osteonecrosis of the humeral head or a bone tumour [94].
- MRI can identify labral tears and rotator cuff tears, although accuracy for these is enhanced by combining the scan with arthrography [94].
- MRI is the modality of choice for evaluating the rotator cuff, biceps, and subacromial/subdeltoid bursa [100].
- T1-weighted MRI can reveal Hill-Sachs lesions [100].
- T2-weighted MRI provides better visualization of full-thickness rotator cuff tears [100].
- MR arthrography is considered the benchmark for evaluation of labral tears and is rarely indicated for evaluation of rotator cuff pathology [100].
- CT arthrography is indicated when MRI or MR arthrography is contraindicated, such as in the presence of a pacemaker or vascular clips [100].
Ultrasonography
- Ultrasonography is a simple and accurate test for identifying rotator cuff tears and calcific tendinitis [94].
- Ultrasonography can be useful in guiding injections or barbotage [94].
- Ultrasonography is a low-cost alternative to MRI and arthrography for evaluating both skeletal and soft-tissue structures of the shoulder [100].
- Ultrasonography can provide immediate, real-time visualization of the rotator cuff, biceps tendon, and calcific deposits [100].
- Ultrasonography can be used to measure the subacromial space and detect atrophy of rotator cuff muscles [100].
- Ultrasonography can evaluate impingement in various positions and motions due to real-time imaging capabilities [100].
- Ultrasonography is highly operator dependent and is not as useful for evaluating labral tears or rotator cuff tears that are very small or larger than 3 cm [100].
- Ultrasonography can accurately depict radial nerve lesions with coexistent plate fixation of humeral shaft fractures [214].
Classification and Diagnostic Reliability
- To enhance consistency in understanding complex proximal humerus fractures, imaging must be enhanced [213].
- The inherent nature of medial comminution of proximal humeral fracture may lead to inferior radiographic outcomes [193].
- Radiographic parameters can be predictors of functional results in fractures of the proximal humerus treated with locking plates [196].
Treatment
Non-Operative Management
- In the vast majority of cases, proximal humerus fractures may be treated nonoperatively [3].
- A majority of patients with proximal humeral fractures underwent non-operative treatment [23].
- Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures [55].
- Approximately 80% of proximal humerus fractures are minimally displaced low energy injuries and are at low risk for future displacement, nonunion, or avascular necrosis, and have a high union rate with conservative management [63].
- Patients who have preexisting neurologic impairment on the side of injury resulting from a stroke or a traumatic spine injury, or who lead very inactive lifestyles, may not benefit from any acute intervention and can be managed nonoperatively [63].
- Patients who are medically unstable can be treated conservatively or treated in a delayed fashion once they are more physiologically stable [63].
- Nonsurgical management of proximal humerus fractures decreased during the study period [109].
- This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus [30].
- We recommend nonoperative treatment for the average elderly patient (aged > 65 years) with a displaced proximal humeral fracture [170].
- Nonoperative early functional treatment of proximal humerus and humeral shaft fractures results mainly in only minor humeral torsional side differences [183].
- Proximal humerus fractures in children have tremendous potential for remodeling, making non-operative management the treatment of choice for most fractures [136].
- Supervised rehabilitation is comparable to a single advice session after nonoperative treatment of displaced proximal humerus fracture [124].
Operative Management: Indications and General Principles
- Patients who have sustained an open fracture, vascular injuries, or those that have repairable neurologic injuries, are usually indicated for acute operative intervention [63].
- Operative fixation can provide stability if there is a need for any vascular or nerve repair procedures [63].
- Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others [17].
- The results of this trial will provide Level 1 evidence to guide decision-making in the treatment of proximal humerus fractures in the elderly population [40].
- Delaying surgery for proximal humerus fracture is likely to increase inpatient morbidity, postoperative length of stay and non-routine discharge [161].
Operative Management: Internal Fixation (ORIF)
- Surgical treatment of proximal humerus fractures remains far from straightforward, with unpredictable outcomes where factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension [13].
- Minimally invasive treatment of displaced proximal humeral fractures in patients younger than 70 years using the Humerusblock yields good midterm clinical and radiological results [27].
- Although the less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, a lengthy recovery time is required [59].
- MIPO is a safe and effective option for the treatment of proximal humerus fractures, with good functional recovery and fewer complications, which are typically technique dependent [131].
- Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment [181].
- In this study PKW was superior to conservative treatment in individuals of all ages, especially in patients with 2-fragment fractures [128].
- The use of PHN in elderly patients was associated with poor functional results [128].
- There were no differences in the functional outcome between conservative treatment and surgery in the treatment of patients with displaced 3-4-fragment fractures [128].
- Osteosynthesis of the proximal humerus in osteoporotic bone typically produces inferior results to that in younger subjects with better bone stock [108].
Operative Management: Arthroplasty
- They are indicated for complex proximal humerus fractures in patients no younger than 70 years of age [10].
- It is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome [20].
- The selection of RTSA over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients [53].
- While the main potential advantage of the PCH—reduced glenoid erosion—will require further investigation with longer follow-up, this is the first study to demonstrate the safety and short-term outcomes of the PCH in treating proximal humerus fractures [58].
- RSA had significantly the highest Constant score and lower total incidence of complications than ORIF, HA and IN [115].
- RSA resulted in a lower incidence of additional surgery than ORIF and IN [115].
- The rank of treatments in terms high Constant score was: RSA, ORIF, IN, NOT and HA [115].
- The rank for reduction in total incidence of complications was: RSA, NOT, HA, IN and ORIF [115].
- For lowering the risk of additional surgery, the rank was: RSA, NOT, HA, IN and ORIF [115].
- This meta-analysis demonstrates no significant differences in clinical outcomes or complication rates between standard components and fracture-specific components in RSA, suggesting comparable performance in the treatment of proximal humerus fractures [132].
- RTSA is an effective treatment option for selected patients with acute proximal humerus fractures [133].
- RTSA has shown to provide reproducible functional outcomes and is a good treatment option for elderly patients with 3-part and 4-part proximal humerus fractures [134].
Rehabilitation and Outcomes Assessment
- Additionally, there are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures [14].
- There is substantial variation in the literature regarding the optimal management for PHFs, with studies supporting nonoperative management, ORIF, and arthroplasty [125].
- Although there is some evidence that early intensive mobilization yields similar outcomes compared to later or conventional mobilization after operative treatment (both plate fixation and hemiarthroplasty) and conservative treatment, it has remained unclear how other aspects of rehabilitation impact outcomes such as sling usage and timing of physical therapy [125].
Complications
General and Mortality
- The adjusted one-year mortality rate following a proximal humerus fracture was 13.05%, which is significantly higher than other upper extremity fractures but lower than hip fractures [66].
- There is a substantial mortality in patients with a proximal humerus fracture, and surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year [16].
- Proximal humerus fractures are now typically osteoporotic fractures in women over 70, with prevalence increasing due to an aging population in poor general condition [44].
Non-Operative Complications
- The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk [75].
Operative Complications: Internal Fixation
- Fixation of proximal humerus fractures with proximal humerus locking plates is associated with a high rate of complications and reoperation [146].
- Predictive models constructed using machine learning techniques demonstrated favorable discrimination and satisfactory-to-excellent performance in forecasting prolonged length of stay and serious adverse complications occurring within 30 days of surgical intervention for proximal humerus fracture [64].
- After one-year, long-term follow-up of fixed proximal humerus fractures may be unnecessary for those without symptoms [46].
- The locking plate provides satisfactory functional outcomes after a mid-term follow-up in patients with displaced proximal humerus fractures [48].
- Percutaneous proximal humerus fixation offers less complications compared to other methods [152].
Operative Complications: Arthroplasty
- Hemiarthroplasty for the treatment of complex proximal humerus fractures yields variable long-term clinical outcomes and high rates of failure, with the majority due to greater tuberosity malunion or nonunion [61].
- Hemiarthroplasty outcomes for acute proximal humerus fractures and fracture sequelae did not differ significantly, supporting the use of hemiarthroplasty in both settings with modest clinical outcomes [145].
- Low arthroplasty survival after treatment for proximal humerus fracture sequelae is pertinent when deciding on the treatment of these cases [9].
- Long-term treatment with reverse shoulder arthroplasty for displaced 3- or 4-part proximal humerus fractures provides better functional outcomes compared to nonoperative treatment, a difference attributed to the deterioration of functional outcomes of the nonoperative treatment over time [54].
- Reverse total shoulder replacement is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome [20].
- While the main potential advantage of the pyrolytic carbon head—reduced glenoid erosion—will require further investigation with longer follow-up, this is the first study to demonstrate the safety and short-term outcomes of the pyrolytic carbon head in treating proximal humerus fractures [58].
Specific Complications and Sequelae
- Selective Glenohumeral External Rotation Deficit (SGERD) is a new shoulder evaluation symptom identified as a sequela of post-ORIF deltoid adhesions after treatment of the proximal humerus fracture [70].
Recovery
Non-Operative Management
Operative Management
- Functional outcomes of proximal humerus fractures treated with reverse shoulder arthroplasty improve with surgical experience, and outcomes become less variable after approximately 20 procedures [65].
- Double-plating of proximal humeral fractures yields good clinical mid- to long-term results in complex and highly unstable fractures [138].
- Timing of surgery did not impact outcomes of patients who underwent ORIF for proximal humerus fractures [206].
- Early operative intervention does not appear to decrease the rate of development of avascular necrosis after proximal humeral fracture [209].
Long-Term Outcomes and Follow-Up
- Our results suggest that there is a substantial mortality in patients with a proximal humerus fracture, as we have previously reported, and that surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year [16].
- Patients in the proximal humerus fracture (PHF) cohort were less likely to report persistent shoulder pain at all evaluated time points compared to the osteoarthritis (OA) cohort, suggesting that symptom relief following treatment of traumatic pathology may differ fundamentally from that of chronic degenerative disease [201].
Complications and Sequelae
- Post-traumatic osteonecrosis of the proximal humerus is a challenging problem commonly seen following multi-fragmentary fractures, affecting long-term functional recovery [142].
- If patients do not follow the usual course of improvement after a proximal humerus fracture from a superior traction mechanism, consideration should be given to associated superior labral tears that may require surgical intervention [208].
- These results are pertinent when deciding on the treatment of proximal humerus fracture sequelae [9].
Mortality and Demographics
- The incidence of proximal humerus fractures increases with age, and we observe a seasonal variation strongly favoring winter months [210].
Assessment and Resources
Key Evidence
- [L4] Non-operative management is associated with good outcomes in the majority of proximal humerus fractures in adults. [1] (10.5312/wjo.v5.i5.685)
- [L4] Treatment algorithms and outcomes following proximal humerus fractures in patients less than or equal to 60 years of age are distinctly different from that of a more elderly population. [2] (10.1016/j.xrrt.2023.01.002)
- [L4] In the vast majority of cases, proximal humerus fractures may be treated nonoperatively. [3] (10.1155/2012/861598)
- [L3] Both age and gender have an association with the definitive treatment patients received for proximal humerus fractures over the last decade. [4] (10.1016/j.jseint.2021.11.007)
- [L4] Over the past decade, most older adults who sustain proximal humerus fractures continue to receive nonoperative treatment. [5] (10.1016/j.jseint.2021.08.006)
- [L3] Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors. [6] (10.1016/j.jse.2022.03.006)
- [L5] Most proximal humeral fractures in elderly patients can be treated nonoperatively with good functional outcomes. [7] (10.2106/jbjs.l.01293)
- [L3] These results are pertinent when deciding on the treatment of proximal humerus fracture sequelae. [9] (10.1080/17453674.2020.1793548)
- [L4] They are indicated for complex proximal humerus fractures in patients no younger than 70 years of age. [10] (10.1016/j.otsr.2008.09.002)
- [L4] This article reviews the most up-to-date literature regarding all phases of proximal humerus fracture osteosynthesis, including diagnosis, imaging, anatomic considerations, surgical indications, fixation, and surgical outcomes. [12] (10.1007/s12178-012-9150-y)
- [L5] Surgical treatment of proximal humerus fractures remains far from straightforward, with unpredictable outcomes where factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension. [13] (10.1097/corr.0000000000002242)
- [L4] Additionally, there are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures. [14] (10.1007/s00264-017-3569-0)
- [L3] Our results suggest that there is a substantial mortality in patients with a proximal humerus fracture, as we have previously reported, and that surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year. [16] (10.1080/17453670510041295)
- [L5] Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others. [17] (10.1016/j.jse.2024.12.005)
- [L5] Most pediatric patients with proximal humerus fractures have favorable results, and complications are infrequent. [19] (10.5435/jaaos-d-14-00033)
- [L3] It is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome. [20] (10.1186/s12891-023-06669-3)
- [L1] The available literature does not demonstrate a clear clinical benefit of operative treatment over nonoperative management of proximal humeral fractures in adult patients younger than 65 years. [22] (10.1016/j.xrrt.2021.04.014)
- [L3] A majority of patients with proximal humeral fractures underwent non-operative treatment. [23] (10.1186/s12891-019-2812-9)
- [L2] Besides age, most RCTs on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria. [24] (10.1016/j.xrrt.2025.07.023)
- [L4] Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications. [25] (10.1016/j.jse.2006.09.006)
- [L3] However, prospective clinical trials with longer-term follow-up are required for definitive assessment of the ideal fixation construct for surgical management of two-part proximal humerus fractures. [26] (10.1016/j.injury.2013.08.024)
- [L4] Minimally invasive treatment of displaced proximal humeral fractures in patients younger than 70 years using the Humerusblock yields good midterm clinical and radiological results. [27] (10.1016/j.injury.2015.05.017)
- [L5] [28] (10.1016/j.xrrt.2026.100825)
- [L1] This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus. [30] (10.1371/journal.pmed.1002855)
- [L4] Evidence-based recommendations to guide treatment of proximal humerus fractures are lacking, and no good evidence exists whether surgery is clearly superior to nonoperative treatment. [34] (10.1016/j.ocl.2008.06.003)
- [L1] The results of this trial will provide Level 1 evidence to guide decision-making in the treatment of proximal humerus fractures in the elderly population. [40] (10.1186/s12891-018-2223-3)
- [L5] Evaluation of the classification systems for fractures of the proximal humerus with plain radiographs has yielded low interobserver reliability. [41] (10.1016/j.ocl.2008.05.002)
- [L2] Computed tomography scan was more specific than radiographs in the assessment of proximal humerus fracture sequelae. [43] (10.1177/17585732221150785)
- [L2] Proximal humerus fractures are now typically osteoporotic fractures in women over 70, with prevalence increasing due to an aging population in poor general condition. [44] (10.1016/j.otsr.2012.05.013)
- [L3] After one-year, long-term follow-up of fixed proximal humerus fractures may be unnecessary for those without symptoms. [46] (10.1007/s00590-021-03099-6)
- [L4] The locking plate provides satisfactory functional outcomes after a mid-term follow-up in patients with displaced proximal humerus fractures. [48] (10.1007/s00590-010-0655-z)
- [L4] No single fixation method is a panacea for proximal humeral fractures; choice of implant and method should be selected according to individual patient and fracture pattern characteristics based on clearly defined indications and contraindications. [49] (10.1016/j.injury.2010.10.016)
- [L5] The selection of RTSA over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients. [53] (10.1097/corr.0000000000002430)
- [L1] Long-term treatment with RSA for displaced 3- or 4-part proximal humerus fractures provides better functional outcomes compared to nonoperative treatment, a difference attributed to the deterioration of functional outcomes of the nonoperative treatment over time. [54] (10.1016/j.jse.2024.09.032)
- [L3] Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures. [55] (10.1016/j.jse.2011.01.025)
- [L2] Morphologic classification of proximal humerus fractures as the sole basis for treatment algorithms and surgical success should be scrutinized. [56] (10.1016/j.jseint.2022.02.006)
- [L5] The development of an evidence-based clinical protocol for the treatment of proximal humerus fractures is long overdue, requiring a thoughtful, all-inclusive, randomized multicenter trial to determine the best treatment options. [57] (10.1016/j.injury.2014.05.017)
- [L2] While the main potential advantage of the PCH—reduced glenoid erosion—will require further investigation with longer follow-up, this is the first study to demonstrate the safety and short-term outcomes of the PCH in treating proximal humerus fractures. [58] (10.1016/j.jse.2025.07.032)
- [L3] Although the less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, a lengthy recovery time is required. [59] (10.1186/s12891-015-0618-y)
- [L4] Fracture type remains the most critical independent predictor of shoulder function and patient satisfaction. [60] (10.1016/j.jseint.2026.101743)
- [L5] Hemiarthroplasty for the treatment of complex proximal humerus fractures yields variable long-term clinical outcomes and high rates of failure, with the majority due to greater tuberosity malunion or nonunion. [61] (10.1016/j.xrrt.2025.100616)
- [L4] [63] (10.1007/s12178-012-9130-2)
- [L3] Predictive models constructed using ML techniques demonstrated favorable discrimination and satisfactory-to-excellent performance in forecasting prolonged LOS and serious adverse complications occurring within 30 days of surgical intervention for proximal humerus fracture. [64] (10.1016/j.jseint.2024.02.005)
- [L4] Functional outcomes of proximal humerus fractures treated with reverse shoulder arthroplasty improve with surgical experience, and outcomes become less variable after approximately 20 procedures. [65] (10.1016/j.jseint.2021.07.008)
- [L3] The adjusted one-year mortality rate following a proximal humerus fracture was 13.05%, which is significantly higher than other upper extremity fractures but lower than hip fractures. [66] (10.1016/j.jse.2015.11.031)
- [L4] The use of artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs. [68] (10.1080/17453674.2018.1453714)
- [L3] After surgical treatment, patients with pathologic humerus fractures had significantly higher complication rates compared with native humerus fractures, suggesting that guidelines and treatment algorithms for native humerus fractures may not be generalizable for those of pathologic origin. [69] (10.1016/j.jse.2020.10.024)
- [L4] These observations allow the identification of a new shoulder evaluation symptom: Selective Glenohumeral External Rotation Deficit (SGERD). [70] (10.1186/s12891-020-03634-2)
- [L3] The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk. [75] (10.2106/jbjs.20.01139)
- [L4] [108] (10.1016/j.injury.2005.05.030)
- [L4] Nonsurgical management of proximal humerus fractures decreased during the study period. [109] (10.1016/j.jhsa.2020.03.022)
- [L1] [115] (10.1371/journal.pone.0166801)
- [L1] [124] (10.1016/j.jse.2025.11.013)
- [L4] [125] (10.1177/17585732231182374)
- [L4] The Mayo-FJD classification system for proximal humerus fractures seems to allow high intraobserver and interobserver agreement using both radiographs and computed tomography. [126] (10.1016/j.jse.2023.02.035)
- [L3] Combined fractures with femoral or vertebral fractures are associated with significantly higher mortality and morbidity compared with isolated proximal humerus fractures. [127] (10.1016/j.jse.2025.04.013)
- [L3] [128] (10.1016/j.injury.2015.05.049)
- [L5] These findings suggest that positioning the arm in abduction and internal rotation may help mitigate deforming muscular forces in proximal humerus fractures. [130] (10.5397/cise.2022.00885)
- [L4] MIPO is a safe and effective option for the treatment of proximal humerus fractures, with good functional recovery and fewer complications, which are typically technique dependent. [131] (10.1016/j.aott.2016.10.003)
- [L1] This meta-analysis demonstrates no significant differences in clinical outcomes or complication rates between standard components and fracture-specific components in RSA, suggesting comparable performance in the treatment of proximal humerus fractures. [132] (10.1302/0301-620x.107b9.bjj-2024-1508.r2)
- [Abstract] RTSA is an effective treatment option for selected patients with acute proximal humerus fractures. [133] (10.1016/j.jse.2014.06.021)
- [L4] RTSA has shown to provide reproducible functional outcomes and is a good treatment option for elderly patients with 3-part and 4-part proximal humerus fractures. [134] (10.1097/bot.0000000000000607)
- [Abstract] Double-plating of proximal humeral fractures yields good clinical mid- to long-term results in complex and highly unstable fractures. [138] (10.1016/j.jse.2022.01.036)
- [L4] Post-traumatic osteonecrosis of the proximal humerus is a challenging problem commonly seen following multi-fragmentary fractures, affecting long-term functional recovery. [142] (10.1016/j.injury.2015.06.026)
- [L3] Hemiarthroplasty outcomes for acute proximal humerus fractures and fracture sequelae did not differ significantly, supporting the use of hemiarthroplasty in both settings with modest clinical outcomes. [145] (10.1016/j.jseint.2022.10.009)
- [L4] Fixation of proximal humerus fractures with proximal humerus locking plates is associated with a high rate of complications and reoperation. [146] (10.1016/j.injury.2010.11.058)
- [Abstract] Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have significantly worse perioperative outcomes, including higher rates of complications, longer hospital stays, and higher costs, compared to patients with other indications. [150] (10.1016/j.jse.2015.05.005)
- [L4] This study explains positive experience with percutaneous proximal humerus fixation, suggesting it offers less complications compared to other methods, and encourages continuing the technique with longer term follow-up. [152] (10.1016/j.jse.2021.03.017)
- [L3] Current diagnosis coding practices do not adequately capture the fracture complexity needed to conduct subgroup analysis for proximal humerus fractures. [157] (10.1016/j.jse.2023.08.022)
- [Abstract] Delaying surgery for proximal humerus fracture is likely to increase inpatient morbidity, postoperative length of stay and non-routine discharge. [161] (10.1016/j.jse.2014.11.011)
- [L5] [162] (10.21037/aoj-20-42)
- [L4] ZTE MRI presents a viable alternative to CT in the evaluation of proximal humerus fractures (PHF). [163] (10.1016/j.jseint.2024.08.111)
- [L2] [166] (10.1016/j.injury.2011.08.025)
- [L4] [169] (10.1186/s13018-021-02551-x)
- [L1] We recommend nonoperative treatment for the average elderly patient (aged > 65 years) with a displaced proximal humeral fracture. [170] (10.1016/j.jse.2018.03.009)
- [L5] [176] (10.1097/01.blo.0000194675.64387.33)
- [L4] [179] (10.1186/1749-799x-6-38)
- [L1] Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment. [181] (10.1016/j.jse.2022.07.008)
- [L3] Nonoperative early functional treatment of proximal humerus and humeral shaft fractures results mainly in only minor humeral torsional side differences. [183] (10.1186/s13018-023-03671-2)
- [L3] CNNs proficiently rule out proximal humerus fractures on plain radiographs. [191] (10.1302/0301-620x.106b11.bjj-2024-0264.r1)
- [L3] This implies that the inherent nature of medial comminution of proximal humeral fracture may lead to inferior radiographic outcomes. [193] (10.1186/s13018-022-03337-5)
- [L4] This radiographic parameter can be one of the predictors of functional results in fractures of the proximal humerus treated with locking plates. [196] (10.1590/1413-785220192703142049)
- [L3] Patients in the proximal humerus fracture (PHF) cohort were less likely to report persistent shoulder pain at all evaluated time points compared to the osteoarthritis (OA) cohort, suggesting that symptom relief following treatment of traumatic pathology may differ fundamentally from that of chronic degenerative disease. [201] (10.1016/j.jsea.2026.100012)
- [L5] The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time. [203] (10.1097/corr.0000000000002017)
- [L3] Timing of surgery did not impact outcomes of patients who underwent ORIF for proximal humerus fractures. [206] (10.1016/j.jse.2025.02.019)
- [L4] This study demonstrates that ChatGPT-5 is highly inaccurate at identifying proximal humerus fractures on shoulder x-rays, characterizing fracture patterns, and providing accurate interpretations. [207] (10.1016/j.jseint.2025.101426)
- [L4] If patients do not follow the usual course of improvement after a proximal humerus fracture from a superior traction mechanism, consideration should be given to associated superior labral tears that may require surgical intervention. [208] (10.1016/j.arthro.2006.08.010)
- [L4] Early operative intervention does not appear to decrease the rate of development of avascular necrosis after proximal humeral fracture. [209] (10.1007/s12306-016-0425-0)
- [L4] The incidence of proximal humerus fractures increases with age, and we observe a seasonal variation strongly favoring winter months. [210] (10.1007/s11657-015-0209-4)
- [L4] To enhance consistency in understanding these fractures, imaging of complex fractures must be enhanced. [213] (10.1016/j.jse.2005.02.014)
- [L4] Ultrasonography can accurately depict radial nerve lesions with coexistent plate fixation of humeral shaft fractures. [214] (10.1016/j.injury.2020.11.042)
References
[1] Management of proximal humerus fractures in adults. World Journal of Orthopedics. 2014. DOI: 10.5312/wjo.v5.i5.685
[2] Proximal humerus fracture management and outcomes are distinctly different for individuals 60 years of age or younger: a systematic review. JSES Reviews, Reports, and Techniques. 2023. DOI: 10.1016/j.xrrt.2023.01.002
[3] Evaluation and Management of Proximal Humerus Fractures. Advances in Orthopedics. 2012. DOI: 10.1155/2012/861598
[4] How age and gender influence proximal humerus fracture management in patients older than fifty years. JSES International. 2022. DOI: 10.1016/j.jseint.2021.11.007
[5] Trending a decade of proximal humerus fracture management in older adults. JSES International. 2022. DOI: 10.1016/j.jseint.2021.08.006
[6] Morbidity and mortality of fragility proximal humerus fractures: a retrospective cohort study of patients presenting to a level one trauma center. Journal of Shoulder and Elbow Surgery. 2022. DOI: 10.1016/j.jse.2022.03.006
[7] Proximal Humeral Fracture Treatment in Adults. Journal of Bone and Joint Surgery. 2014. DOI: 10.2106/jbjs.l.01293
[9] Low arthroplasty survival after treatment for proximal humerus fracture sequelae: 3,245 shoulder replacements from the Nordic Arthroplasty Register Association. Acta Orthopaedica. 2020. DOI: 10.1080/17453674.2020.1793548
[10] Three or four parts complex proximal humerus fractures: Hemiarthroplasty versus reverse prosthesis: A comparative study of 40 cases. Orthopaedics & Traumatology: Surgery & Research. 2009. DOI: 10.1016/j.otsr.2008.09.002
[12] Open reduction internal fixation of proximal humerus fractures. Current Reviews in Musculoskeletal Medicine. 2013. DOI: 10.1007/s12178-012-9150-y
[13] CORR Insights®: What Factors Are Associated With Poor Shoulder Function and Serious Complications After Internal Fixation of Three-part and Four-part Proximal Humerus Fracture-dislocations?. Clinical Orthopaedics & Related Research. 2022. DOI: 10.1097/corr.0000000000002242
[14] Orthopaedic surgeons’ opinions surrounding the management of proximal humerus fractures: an international survey. International Orthopaedics. 2017. DOI: 10.1007/s00264-017-3569-0
[15] 6. Complications of Proximal Humerus Fractures: Evaluation and Management. 2011.
[16] Long-term outcome of a proximal humerus fracture predicted after 1 year. Acta Orthopaedica. 2005. DOI: 10.1080/17453670510041295
[17] Consensus statement on the treatment of proximal humerus fractures: a Delphi approach by the Neer Circle of the American Shoulder and Elbow Surgeons. Journal of Shoulder and Elbow Surgery. 2025. DOI: 10.1016/j.jse.2024.12.005
[18] 2. Non-operative Management of Proximal Humerus Fractures: Indications, Protocols, and Outcomes. 2011.
[19] Evaluation and Management of Pediatric Proximal Humerus Fractures. Journal of the American Academy of Orthopaedic Surgeons. 2015. DOI: 10.5435/jaaos-d-14-00033
[20] Rehabilitation progress following reverse total shoulder replacement and internal fixation for geriatric three and four-part proximal humerus fractures – a propensity score matched comparison. BMC Musculoskeletal Disorders. 2023. DOI: 10.1186/s12891-023-06669-3
[22] Analyzing outcomes after proximal humerus fractures in patients <65 years: a systematic review and meta-analysis. JSES Reviews, Reports, and Techniques. 2021. DOI: 10.1016/j.xrrt.2021.04.014
[23] Readmissions, revisions, and mortality after treatment for proximal humeral fractures in three large states. BMC Musculoskeletal Disorders. 2019. DOI: 10.1186/s12891-019-2812-9
[24] Randomized controlled trials investigating proximal humerus fractures lack consensus in inclusion criteria. JSES Reviews, Reports, and Techniques. 2025. DOI: 10.1016/j.xrrt.2025.07.023
[25] Outcomes after percutaneous reduction and fixation of proximal humeral fractures. Journal of Shoulder and Elbow Surgery. 2007. DOI: 10.1016/j.jse.2006.09.006
[26] A comprehensive update on current fixation options for two-part proximal humerus fractures. Injury. 2014. DOI: 10.1016/j.injury.2013.08.024
[27] Midterm outcome and complications after minimally invasive treatment of displaced proximal humeral fractures in patients younger than 70 years using the Humerusblock. Injury. 2015. DOI: 10.1016/j.injury.2015.05.017
[28] Neurovascular Injuries Associated with Proximal Humerus Fractures: A Review of the Current Literature. JSES Reviews, Reports, and Techniques. 2026. DOI: 10.1016/j.xrrt.2026.100825
[30] Operative versus non-operative treatment for 2-part proximal humerus fracture: A multicenter randomized controlled trial. PLOS Medicine. 2019. DOI: 10.1371/journal.pmed.1002855
[34] Open Reduction and Internal Fixation of Proximal Humerus Fractures. Orthopedic Clinics of North America. 2008. DOI: 10.1016/j.ocl.2008.06.003
[40] Open reduction internal fixation vs non-operative management in proximal humerus fractures: a prospective, randomized controlled trial protocol. BMC Musculoskeletal Disorders. 2018. DOI: 10.1186/s12891-018-2223-3
[41] Classification and Imaging of Proximal Humerus Fractures. Orthopedic Clinics of North America. 2008. DOI: 10.1016/j.ocl.2008.05.002
[43] Computed tomography improves the diagnostic accuracy but not the interobserver reliability of the Boileau classification of proximal humerus fracture sequelae. Shoulder & Elbow. 2023. DOI: 10.1177/17585732221150785
[44] Epidemiology of proximal humerus fractures managed in a trauma center. Orthopaedics & Traumatology: Surgery & Research. 2012. DOI: 10.1016/j.otsr.2012.05.013
[46] No change in outcome ten years following locking plate repair of displaced proximal humerus fractures. European Journal of Orthopaedic Surgery & Traumatology. 2021. DOI: 10.1007/s00590-021-03099-6
[48] Results of 131 consecutive operated patients with a displaced proximal humerus fracture: an analysis with more than two years follow-up. European Journal of Orthopaedic Surgery & Traumatology. 2010. DOI: 10.1007/s00590-010-0655-z
[49] New trends in fixation of proximal humeral fractures: A review. Injury. 2011. DOI: 10.1016/j.injury.2010.10.016
[53] CORR Insights®: Short-term Complications for Proximal Humerus Fracture Surgery Have Decreased: An Analysis of the National Surgical Quality Improvement Program Database. Clinical Orthopaedics & Related Research. 2022. DOI: 10.1097/corr.0000000000002430
[54] Long-term outcomes of reverse shoulder arthroplasty versus nonoperative treatment for 3- or 4-part proximal humerus fractures in elderly patients: results from a prior randomized clinical trial. Journal of Shoulder and Elbow Surgery. 2025. DOI: 10.1016/j.jse.2024.09.032
[55] Locking plate versus nonsurgical treatment for proximal humeral fractures: better midterm outcome with nonsurgical treatment. Journal of Shoulder and Elbow Surgery. 2011. DOI: 10.1016/j.jse.2011.01.025
[56] The reliability of the Neer classification for proximal humerus fractures: a survey of orthopedic shoulder surgeons. JSES International. 2022. DOI: 10.1016/j.jseint.2022.02.006
[57] Proximal humerus fractures: Is there more than one way to skin a cat?. Injury. 2014. DOI: 10.1016/j.injury.2014.05.017
[58] Pyrolytic carbon head hemiarthroplasty vs. cobalt-chromium head for proximal humerus fractures: a short-term follow-up study. Journal of Shoulder and Elbow Surgery. 2026. DOI: 10.1016/j.jse.2025.07.032
[59] Mid-term results of a less-invasive locking plate fixation method for proximal humeral fractures: a prospective observational study. BMC Musculoskeletal Disorders. 2015. DOI: 10.1186/s12891-015-0618-y
[60] Prognostic value of the Mayo-Fundación Jiménez Díaz classification for nonsurgical proximal humerus fractures: a morphological approach to predicting functional outcomes. JSES International. 2026. DOI: 10.1016/j.jseint.2026.101743
[61] Long-term outcomes of hemiarthroplasty for complex proximal humerus fractures: a systematic review of clinical studies with minimum 10-year follow-up. JSES Reviews, Reports, and Techniques. 2026. DOI: 10.1016/j.xrrt.2025.100616
[63] Proximal humerus fractures. Current Reviews in Musculoskeletal Medicine. 2012. DOI: 10.1007/s12178-012-9130-2
[64] Preoperative factors predict prolonged length of stay, serious adverse complications, and readmission following operative intervention of proximal humerus fractures: a machine learning analysis of a national database. JSES International. 2024. DOI: 10.1016/j.jseint.2024.02.005
[65] Surgical learning curve in reverse shoulder arthroplasty for proximal humerus fractures. JSES International. 2021. DOI: 10.1016/j.jseint.2021.07.008
[66] Mortality after proximal humerus fractures. Journal of Shoulder and Elbow Surgery. 2016. DOI: 10.1016/j.jse.2015.11.031
[68] Automated detection and classification of the proximal humerus fracture by using deep learning algorithm. Acta Orthopaedica. 2018. DOI: 10.1080/17453674.2018.1453714
[69] Morbidity and mortality of surgically treated pathologic humerus fractures compared to native humerus fractures. Journal of Shoulder and Elbow Surgery. 2021. DOI: 10.1016/j.jse.2020.10.024
[70] Selective Glenohumeral external rotation deficit – sequelae of post-ORIF deltoid adhesions after treatment of the proximal humerus fracture. BMC Musculoskeletal Disorders. 2020. DOI: 10.1186/s12891-020-03634-2
[73] 3. Open Reduction, Internal Fixation of Proximal Humerus Fractures: Indications, Techniques, Outcomes, and Complications. 2010.
[75] Prediction of Nonunion After Nonoperative Treatment of a Proximal Humeral Fracture. Journal of Bone and Joint Surgery. 2021. DOI: 10.2106/jbjs.20.01139
[77] Rockwood And Matsen S The Shoulder. Shoulder and Elbow Specialty Clinic Workers’ Survey > ANATOMY.
[78] A Lange Medical Book Current Diagnosis Treatment In Orthopedics Fifth Edition. 2Musculoskeletal Trauma Surgery > SHOULDER AND ARM INJURIES.
[80] Aaos Comprehensive Orthopaedic Review 3. Anatomy of the Shoulder, Arm, and Elbow > I. Shoulder.
[81] Rockwood And Matsen S The Shoulder. Developmental Anatomy of the Shoulder and Anatomy of the Glenohumeral Joint > Bursae.
[83] Rockwood And Matsen S The Shoulder. Developmental Anatomy of the Shoulder and Anatomy of the Glenohumeral Joint > EDITOR COMMENTARY.
[84] Rockwood And Matsen S The Shoulder. Fractures, Dislocations, and Acquired Problems of the Shoulder in Children > FRACTURES OF THE PROXIMAL HUMERUS.
[85] Apley And Solomon S Concise System Of Orthopaedics And Trauma. DISORDERS OF THE ROTATOR CUFF.
[89] Campbell S Operative Orthopaedics 4 Volume Set. RECONSTRUCTIVE PROCEDURES OF THE SHOULDER AND ELBOW IN ADULTS > ANATOMY AND BIOMECHANICS.
[90] Campbell S Operative Orthopaedics 4 Volume Set. ANTERIOR CRUCIATE LIGAMENT RECONSTRUCTION WITH BONE-PATELLAR TENDON-BONE GRAFT > SHOULDER INJURIES > ANATOMY AND BIOMECHANICS.
[94] Apley And Solomon S Concise System Of Orthopaedics And Trauma. INVESTIGATION.
[100] Orthopaedic Knowledge Update 13 Ebook Without Multimedia. Shoulder Anatomy and Biomechanics, Clinical Evaluation, Imaging > Clinical Evaluation > Imaging.
[101] Aaos Comprehensive Orthopaedic Review 3. Imaging of the Shoulder and Elbow > I. Shoulder.
[108] Early experience with the PlantTan Fixator Plate for 2 and 3 part fractures of the proximal humerus. Injury. 2005. DOI: 10.1016/j.injury.2005.05.030
[109] Cost-Minimization Analysis and Treatment Trends of Surgical and Nonsurgical Treatment of Proximal Humerus Fractures. The Journal of Hand Surgery. 2020. DOI: 10.1016/j.jhsa.2020.03.022
[115] Effectiveness and Safety of Interventions for Treating Adults with Displaced Proximal Humeral Fracture: A Network Meta-Analysis and Systematic Review. PLOS ONE. 2016. DOI: 10.1371/journal.pone.0166801
[124] Supervised rehabilitation comparable to single advice session after nonoperative treatment of displaced proximal humerus fracture: a randomized controlled trial. Journal of Shoulder and Elbow Surgery. 2026. DOI: 10.1016/j.jse.2025.11.013
[125] Rehabilitation protocols in proximal humerus fracture management: A systematic review. Shoulder & Elbow. 2023. DOI: 10.1177/17585732231182374
[126] The Mayo-FJD Classification System For Proximal Humerus Fractures: Intra And Interobserver Agreement. Journal of Shoulder and Elbow Surgery. 2023. DOI: 10.1016/j.jse.2023.02.035
[127] Combined proximal humerus fractures are associated with greater mortality and morbidity compared with isolated fractures: a retrospective cohort study. Journal of Shoulder and Elbow Surgery. 2026. DOI: 10.1016/j.jse.2025.04.013
[128] Displaced proximal humeral fractures: When is surgery necessary?. Injury. 2015. DOI: 10.1016/j.injury.2015.05.049
[130] Biomechanical investigation of arm position on deforming muscular forces in proximal humerus fractures. Clinics in Shoulder and Elbow. 2022. DOI: 10.5397/cise.2022.00885
[131] Minimally invasive plate osteosynthesis with PHILOS plate for proximal humerus fractures. Acta Orthopaedica et Traumatologica Turcica. 2020. DOI: 10.1016/j.aott.2016.10.003
[132] Standard compared with fracture-specific components in reverse shoulder arthroplasty for proximal humerus fractures. The Bone & Joint Journal. 2025. DOI: 10.1302/0301-620x.107b9.bjj-2024-1508.r2
[133] Reverse Total Shoulder Arthroplasty for Acute Proximal Humerus Fracture: Is There a Benefit in Using a Fracture-Specific Stem?. Journal of Shoulder and Elbow Surgery. 2014. DOI: 10.1016/j.jse.2014.06.021
[134] Reverse Total Shoulder Arthroplasty for a 4-Part Proximal Humerus Fracture. Journal of Orthopaedic Trauma. 2016. DOI: 10.1097/bot.0000000000000607
[136] 24. Proximal Humerus Fractures in the Adolescent Patient: Diagnosis, Management, and Complications. 2009.
[138] Three-Dimensional Measurement Of Bone Fragment Displacement In Proximal Humerus Fractures: A Computerized Analysis. Journal of Shoulder and Elbow Surgery. 2022. DOI: 10.1016/j.jse.2022.01.036
[142] Post-traumatic osteonecrosis of the proximal humerus. Injury. 2015. DOI: 10.1016/j.injury.2015.06.026
[145] Hemiarthroplasty for proximal humerus fractures and for fracture sequelae: did not differ in their outcomes. JSES International. 2023. DOI: 10.1016/j.jseint.2022.10.009
[146] A systematic review of locking plate fixation of proximal humerus fractures. Injury. 2011. DOI: 10.1016/j.injury.2010.11.058
[150] Reverse Total Shoulder Arthroplasty Patients with a Proximal Humerus Fracture Have Significantly Worse Perioperative Outcomes than Other Indications: An Analysis of 5644 Cases. Journal of Shoulder and Elbow Surgery. 2015. DOI: 10.1016/j.jse.2015.05.005
[152] Revisiting Percutaneous Fixation for Proximal Humerus Fractures. Journal of Shoulder and Elbow Surgery. 2021. DOI: 10.1016/j.jse.2021.03.017
[157] ICD-10 diagnosis codes in electronic health records do not adequately capture fracture complexity for proximal humerus fractures. Journal of Shoulder and Elbow Surgery. 2024. DOI: 10.1016/j.jse.2023.08.022
[161] Does the Timing of Surgery for Proximal Humerus Fracture Affect Inpatient Outcomes?. Journal of Shoulder and Elbow Surgery. 2015. DOI: 10.1016/j.jse.2014.11.011
[162] Locking plate fixation for proximal humerus fractures—when do I use a fibular strut?. Annals of Joint. 2020. DOI: 10.21037/aoj-20-42
[163] "Preliminary Study Of Integrating ZTE MRI In Proximal Humerus Fractures: Bridging The Gap Between CT And MRI". JSES International. 2024. DOI: 10.1016/j.jseint.2024.08.111
[166] Benefits and harms of locking plate osteosynthesis in intraarticular (OTA Type C) fractures of the proximal humerus: A systematic review. Injury. 2012. DOI: 10.1016/j.injury.2011.08.025
[169] Epidemiology of proximal humerus fractures. Journal of Orthopaedic Surgery and Research. 2021. DOI: 10.1186/s13018-021-02551-x
[170] Operative versus nonoperative treatment of proximal humeral fractures: a systematic review, meta-analysis, and comparison of observational studies and randomized controlled trials. Journal of Shoulder and Elbow Surgery. 2018. DOI: 10.1016/j.jse.2018.03.009
[176] Evaluation and Management of Valgus Impacted Four-part Proximal Humerus Fractures. Clinical Orthopaedics & Related Research. 2006. DOI: 10.1097/01.blo.0000194675.64387.33
[179] Classification and treatment of proximal humerus fractures: inter-observer reliability and agreement across imaging modalities and experience. Journal of Orthopaedic Surgery and Research. 2011. DOI: 10.1186/1749-799x-6-38
[181] Osteoporosis does not affect bone mineral density change in the proximal humerus or the functional outcome after open reduction and internal fixation of unilateral displaced 3- or 4-part fractures at 12-month follow-up. Journal of Shoulder and Elbow Surgery. 2023. DOI: 10.1016/j.jse.2022.07.008
[183] Humeral torsional side differences after nonoperative treatment of proximal humerus fractures and humeral shaft fractures: clinical and ultrasonographic assessment. Journal of Orthopaedic Surgery and Research. 2023. DOI: 10.1186/s13018-023-03671-2
[191] Detection, classification, and characterization of proximal humerus fractures on plain radiographs. The Bone & Joint Journal. 2024. DOI: 10.1302/0301-620x.106b11.bjj-2024-0264.r1
[193] The effect of medial calcar support on proximal humeral fractures treated with locking plates. Journal of Orthopaedic Surgery and Research. 2022. DOI: 10.1186/s13018-022-03337-5
[196] PROXIMAL HUMERUS FRACTURE WITH LOCKING PLATE: FUNCTIONAL AND RADIOGRAPHIC RESULTS. Acta Ortopédica Brasileira. 2019. DOI: 10.1590/1413-785220192703142049
[201] Complication rates following total shoulder arthroplasty for osteoarthritis versus proximal humerus fracture: a propensity-matched cohort comparison of 9,190 patients. Journal of Shoulder and Elbow Arthroplasty. 2026. DOI: 10.1016/j.jsea.2026.100012
[203] CORR Insights®: 3D-printed Handheld Models Do Not Improve Recognition of Specific Characteristics and Patterns of Three-part and Four-part Proximal Humerus Fractures. Clinical Orthopaedics & Related Research. 2021. DOI: 10.1097/corr.0000000000002017
[206] Delays beyond 5 days to surgery does not affect outcome following plate and screw fixation of proximal humerus fractures. Journal of Shoulder and Elbow Surgery. 2025. DOI: 10.1016/j.jse.2025.02.019
[207] Bot vs. doc—who is better at reading proximal humerus fracture x-rays?. JSES International. 2026. DOI: 10.1016/j.jseint.2025.101426
[208] SLAP Tear Associated With a Minimally Displaced Proximal Humerus Fracture. Arthroscopy. 2007. DOI: 10.1016/j.arthro.2006.08.010
[209] Rate of avascular necrosis and time to surgery in proximal humerus fractures. MUSCULOSKELETAL SURGERY. 2016. DOI: 10.1007/s12306-016-0425-0
[210] Epidemiology of proximal humerus fractures. Archives of Osteoporosis. 2015. DOI: 10.1007/s11657-015-0209-4
[213] Understanding proximal humerus fractures: Image analysis, classification, and treatment. Journal of Shoulder and Elbow Surgery. 2005. DOI: 10.1016/j.jse.2005.02.014
[214] The Efficacy of Ultrasound for Visualizing Radial Nerve Lesions with Coexistent Plate Fixation of Humeral Shaft Fractures. Injury. 2021. DOI: 10.1016/j.injury.2020.11.042




