肱骨近端骨折 资料 In-depth
您的感受
肱骨近端骨折是上臂骨顶端、肩关节处的断裂。这种情况通常发生在跌倒时,最常见的是肩部着地或手臂伸直撑地。受伤瞬间,您可能会听到或感觉到“啪”的一声。
疼痛会立即出现。在接下来的几小时到几天内,您的肩部可能会肿胀并出现瘀伤。瘀伤通常会向下蔓延至上臂,有时甚至会延伸到肘部。肩部的形状可能与平时不同。由于活动手臂会引起疼痛,您很可能会将手臂紧贴身体保持静止,并避免使用该侧的手。
这类骨折在老年女性中较为常见,因为骨骼会随年龄增长而变弱。如果您以前曾发生过骨折,这可能属于同一情况的一部分。
在最初几天,疼痛通常在夜间以及任何尝试活动时更为剧烈。简单的动作会变得困难:穿衣、伸手进橱柜、提包、向患侧侧卧睡眠。在最初几周内,随着骨骼开始愈合,疼痛会逐渐缓解。早期活动通常仍会感到不适,但大多数人会发现每周都比上一周轻松一些。
这种损伤可能会伴随一些感觉变化。肩部附近的主要神经可能因骨折而受到挫伤,这可能导致肩部部分区域麻木或抬臂无力。大多数此类神经损伤会随时间自行恢复。严重的血管损伤较为罕见,但需要紧急处理。
愈合过程本身通常比较顺利。大多数此类骨折无需手术即可愈合,且超过90%的骨折能良好连接。尽管如此,有些人在一年后仍会遗留持续的症状,肩关节骨折也可能影响您对整体健康的感受。您的外科医生会与您讨论您自身骨折的预期情况。
实际发生了什么
您肱骨(上臂骨)的顶端呈球形,嵌在一个浅窝中。可以想象成高尔夫球平衡在球座上。围绕该球体的骨骼发生了骨折,骨折可能涉及构成骨顶端的一个或多个部分:球体本身、球体两侧肩袖肌腱附着的两个骨性突起,以及下方的骨干。
这些突起至关重要。您的肩袖——即负责肩关节运动和稳定的肌腱群——就锚定在这些突起上。当骨骼断裂时,附着于这些肌腱上的肌肉会持续牵拉,这种牵拉力可能导致骨折碎片移位。胸大肌可能将骨干向身体中线方向牵拉。这就是为什么有些骨折保持为干净的裂缝,而另一些则分离成不再对位的碎片。
骨骼通过重新连接来愈合,就像皮肤闭合切口一样。新骨在断裂处形成,并在数周内逐渐坚固。如果肌腱连同其骨性附着点一起撕裂,该肌腱需要骨骼在正确的位置愈合,以便其能再次正常牵拉。碎片的位置至关重要:穿过解剖颈(即球体正下方的线)的骨折可能切断维持该球体存活的血液供应。位于该线正下方的骨折通常能保持血液供应完整。
肩关节的结构旨在实现大范围运动,它依靠肌肉和软组织而非骨骼来维持稳定。目前,这些软组织已受伤,且骨折的骨骼无法承重,因此整个系统处于失能状态。骨折周围的肿胀和增厚组织也可能发生粘连并限制活动,这就是为什么在外科医生确认骨骼已准备好后,早期进行温和的活动至关重要。
我们如何处理
Mater Private Hospital Rockhampton 的上肢外科医生 Kieran Hirpara 医生会根据您的具体伤情制定治疗方案。患者通常由全科医生(GP)转诊至我们的诊所;如果物理治疗师建议您就诊,您仍需获得全科医生的转诊,才有资格享受 Medicare 报销。在就诊时,我们会采集病史,检查您的肩部,并在必要时安排影像学检查。大多数肩关节骨折是稳定的或仅有轻微移位,其中大多数无需手术即可愈合。对于此类骨折,我们通常建议使用吊带固定并休息,直至疼痛缓解,然后通过物理治疗分阶段恢复活动。我们会通过随访检查密切监测骨折情况,因为这种护理并非简单的放任不管:需要定期复查以确认骨折块保持在正确位置。骨骼通常在约 14 周内愈合。
如果骨折严重移位、不稳定、涉及关节脱位,或者您的工作或生活方式需要肩部承受高强度负荷,我们建议从一开始就进行手术。在这些情况下,目标是使骨折块保持在正确位置,以便骨骼愈合且肩部能够活动。在某些情况下,治疗选择确实是共同决策的。对于某些骨折,两种路径都是合理的,决策取决于您愿意接受多大的骨折块位置不佳的风险,以及您对肩部功能的需求。我们会与您详细讨论这两种方案。
无论您选择哪种路径,最初几周的基础护理是相同的。早期疼痛控制至关重要,我们会帮助您找到有效的方法。在骨骼愈合期间,您需要保护手臂,这意味着在我们另行通知之前,不要提重物或依靠手臂支撑。物理治疗会在适合您骨折情况的阶段开始:过早可能干扰骨骼愈合,过晚可能导致肩部僵硬。一旦疼痛稳定,您将学习一套每日居家温和运动计划,并逐步恢复至正常使用。
预期情况
大多数肩关节骨折无需手术即可愈合,且该方案对大多数成年人效果良好。骨骼通常在约 14 周内重新连接。在此期间,您需要佩戴悬吊带并让手臂休息,随后随着疼痛缓解开始轻柔的活动。每一周的感觉都应比前一周轻松一些。大多数人在随后的几周内恢复日常事务、工作和驾驶,尽管重体力劳动和体育运动需要更长时间。
如果您的骨折需要手术,目标是一样的:固定碎片位置,以便骨骼愈合且肩关节能够再次活动。恢复过程遵循类似的节奏:首先保护手臂,然后分阶段恢复活动。对于复杂骨折的手术,对许多人而言能带来良好的长期效果,但存在实际风险。复杂骨折手术后的并发症和再次手术率较高,因此在推荐手术前,我们会与您仔细权衡这一点。
无论采取何种治疗方式,过程中都可能出现一些问题。骨折可能愈合缓慢、无法连接,或愈合位置不如我们期望的那样理想。肩关节也可能变得僵硬,这就是为什么在骨骼准备好后活动至关重要。一些人在一年之后仍留有持续症状,我们通常届时可以预测这一点。如果您在一年复查时无症状,则可能不需要长期随访。
还有一件事值得坦诚相告。肩关节骨折,尤其是在老年人中,与受伤后几年内较高的死亡率相关。这主要是由于年龄和虚弱,而非肩关节本身。这是我们关注您的整体健康状况而不仅仅是手臂的原因之一,也是此类骨折可能提示需要检查您的骨强度并防范未来跌倒的原因。
何时就医
如果您的手臂明显变形、肩部有开放性伤口、手部或手臂感到麻木或刺痛,或完全无法使用肢体,请立即寻求紧急医疗帮助。这些症状可能提示神经或血管问题,血管损伤需要立即处理。如果您已经接受过诊疗,但疼痛未缓解,或者随着骨骼愈合,手臂的肿胀、活动度或功能未逐周改善,请咨询您的全科医生或要求专科复诊。此类骨折也是一个提示,应检查您的整体骨强度,尤其是如果您之前曾发生过骨折。
深入探讨
Advanced reading: the deeper science (optional)
本节内容超出了您自身治疗决策所需的范围。晚年发生的肩关节骨折值得额外阅读,因为它是骨科领域中最清晰的案例之一,其中循证证据与日常临床实践并不一致,且听起来更严重的治疗方案并非能带来更好手臂功能的治疗方案。
对于大多数老年患者,手术并不能改善预后
这一比较已反复进行。一项系统综述汇总了 1,743 例患者,建议对平均年龄超过 65 岁且伴有移位性肱骨近端骨折的普通患者采取非手术治疗,指出观察性研究的汇总效应与随机对照试验的结果一致 [1]。此前一项针对 486 例患者的综述已发现,手术管理与保守管理在骨折结局方面无可证实的差异 [2]。
这有悖直觉,因为移位性肱骨近端骨折的 X 光片看起来令人担忧。骨骼呈多块碎裂且明显错位。患者和临床医生往往本能地认为,如此明显的错误必须予以纠正。
试验结果表明,肩关节对不完美骨性对位具有异常的宽容性。它不是负重关节,周围的肩袖和三角肌承担了大部分功能,且骨折块由软组织包裹,从而维持了其血供。即使肩关节愈合时略有歪斜,其活动和感觉往往与经过固定者非常相似,且无需经历切口、植入物或下述风险。
该试验改变了证据,而非临床实践
这是值得深思的部分。PROFHER 是一项大型随机对照试验,针对移位性肱骨近端骨折,比较了手术治疗与非手术治疗,结果显示手术并无获益 [6]。
随后,一项针对 116,868 名患者的研究探讨了该试验发表后临床实践是否实际发生了改变。结果并未改变:PROFHER 并未显著影响手术治疗率,每年手术治疗率无显著变化 [3]。
这是一个关于医学而非关于您肩部的发现,患者了解这一情况是合理的。如果您因该骨折被建议手术,正确的问题并非手术是否永远适用(有时手术显然适用),而是关于 您 的骨折和 您 的手臂,具体有哪些因素使您不属于那些已证明手术无益的人群。
当选择手术时,手术方式已发生转变
上述任何情况并不意味着手术永远不适用。劈裂型骨折、骨折脱位、开放性损伤以及需求较高的年轻患者,均属于不同的临床情境。
在老年患者中实施手术时,该领域已明确转向反向全肩关节置换术。一项纳入 228,523 例患者的荟萃分析显示,对于患有此类骨折的老年患者,反向全肩关节置换术在功能预后和并发症发生率方面优于半肩关节置换术,且在翻修手术方面比钢板固定术更具优势 [4]。
其逻辑在于,反向置换术不依赖于大结节和小结节在良好位置上的愈合,而结节愈合恰恰是骨质疏松性肩关节中不可靠的因素。它消除了使传统手术结果不可预测的变量。
真正预测您康复情况的因素
主要并非骨折模式。一项系统综述考察了4,323名患者,研究影响康复的生物-心理-社会预测因子,发现术前功能状态——即受伤前手臂及患者整体的功能表现——能够预测功能康复结果 [5]。
这一点值得正确理解。这并不意味着康复取决于态度。其含义是,决定最终结局的最强单一预测因子是起始状态,这既支持设定切合实际的预期,也强调在肩部感觉僵硬、进展看似不可见的数月里,必须认真对待康复治疗。
参考文献
[1] Beks RB, Ochen Y, Frima H, Smeeing DP, van der Meijden O, Timmers TK, et al. 肱骨近端骨折的手术治疗与非手术治疗:系统综述、荟萃分析及观察性研究与随机对照试验的比较. J Shoulder Elbow Surg. 2018;27(8):1526-34. https://doi.org/10.1016/j.jse.2018.03.009
[2] Nanidis TG, Majed A, Liddle AD, Constantinides VA, Sivagnanam P, Tekkis PP, et al. 复杂肱骨近端骨折的保守治疗与手术治疗:荟萃分析. Shoulder Elbow. 2010;2(3):166-74. https://doi.org/10.1111/j.1758-5740.2010.00075.x
[3] Cheesman JS, Englert CH, Yang Q, Yoo JU, Nazir OF, Mirarchi AJ. PROFHER对美国肱骨近端骨折治疗趋势的影响. Shoulder Elbow. 2025;18(3):476-84. https://doi.org/10.1177/17585732251359178
[4] Mekhail J, Mullan R, Cross JL, Jahagirdar O, Luo X, Salameh M. 反式全肩关节置换术与其他手术固定方法治疗肱骨近端骨折的结局:系统综述和荟萃分析. JSES Rev Rep Tech. 2026;6(2):100644. https://doi.org/10.1016/j.xrrt.2025.100644
[5] Varahra A, MacDermid JC, Szekeres M. 肱骨近端骨折后恢复的生物心理社会预后因素的系统综述. J Hand Ther. 2023;36(4):825-44. https://doi.org/10.1016/j.jht.2023.06.005
[6] Rangan A, Handoll H, Brealey S, Jefferson L, Keding A, Martin BC, et al. 成人移位性肱骨近端骨折的手术治疗与非手术治疗:PROFHER随机临床试验. JAMA. 2015;313(10):1037-47. https://doi.org/10.1001/jama.2015.1629
Evidence & references
This is the clinical evidence summary written for health professionals. It is technical, and it lists the research this page was built from. You do not need to read it to understand your treatment or to make a decision about it.
Overview
- Non-operative management is associated with good outcomes in the majority of proximal humerus fractures in adults [1].
- Treatment algorithms and outcomes following proximal humerus fractures in patients less than or equal to 60 years of age are distinctly different from that of a more elderly population [2].
- Both age and gender have an association with the definitive treatment patients received for proximal humerus fractures over the last decade [4].
- Over the past decade, most older adults who sustain proximal humerus fractures continue to receive nonoperative treatment [5].
- Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors [6].
- Most proximal humeral fractures in elderly patients can be treated nonoperatively with good functional outcomes [7].
- The results of low arthroplasty survival after treatment for proximal humerus fracture sequelae are pertinent when deciding on the treatment of proximal humerus fracture sequelae [9].
- Hemiarthroplasty and reverse prosthesis are indicated for complex proximal humerus fractures in patients no younger than 70 years of age [10].
- The literature reviews all phases of proximal humerus fracture osteosynthesis, including diagnosis, imaging, anatomic considerations, surgical indications, fixation, and surgical outcomes [12].
- There are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures [14].
- Most one-part proximal humerus fractures are amenable to non-operative treatment with positive outcomes reported in the vast majority of cases [18].
- Most pediatric patients with proximal humerus fractures have favorable results, and complications are infrequent [19].
- The available literature does not demonstrate a clear clinical benefit of operative treatment over nonoperative management of proximal humeral fractures in adult patients younger than 65 years [22].
- Most randomized controlled trials on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria besides age [24].
- Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications [25].
- Prospective clinical trials with longer-term follow-up are required for definitive assessment of the ideal fixation construct for surgical management of two-part proximal humerus fractures [26].
- Evidence-based recommendations to guide treatment of proximal humerus fractures are lacking, and no good evidence exists whether surgery is clearly superior to nonoperative treatment [34].
- No single fixation method is a panacea for proximal humeral fractures; choice of implant and method should be selected according to individual patient and fracture pattern characteristics based on clearly defined indications and contraindications [49].
- The selection of reverse total shoulder arthroplasty over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients [53].
- The development of an evidence-based clinical protocol for the treatment of proximal humerus fractures is long overdue, requiring a thoughtful, all-inclusive, randomized multicenter trial to determine the best treatment options [57].
- Less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, but a lengthy recovery time is required [59].
- After surgical treatment, patients with pathologic humerus fractures had significantly higher complication rates compared with native humerus fractures, suggesting that guidelines and treatment algorithms for native humerus fractures may not be generalizable for those of pathologic origin [69].
- No single fixation method is considered the standard of care for the 15% to 20% of proximal humerus fractures that may benefit from surgery [73].
- Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have significantly worse perioperative outcomes, including higher rates of complications, longer hospital stays, and higher costs, compared to patients with other indications [150].
Anatomy & Pathophysiology
Bony Anatomy
- The proximal humerus comprises four main anatomic parts: the humeral head, greater tuberosity (GT), lesser tuberosity (LT), and humeral shaft [77].
- The articular surface of the humeral head is spherical with a diameter of 37 to 57 mm [77].
- The most superior portion of the articular surface of the humeral head averages 8 mm above the greater tuberosity [77].
- Humeral version averages 29.8 degrees, with a range of 10 to 55 degrees [77].
- The humeral head is inclined approximately 130 degrees with respect to the humeral shaft [77].
- The anatomic neck is located at the junction of the articular surface and the tuberosities [77].
- The surgical neck represents the metadiaphyseal junction below the tuberosities but above the humeral shaft [77].
- The greater tuberosity is located in a posterior-superior position relative to the humeral shaft [77].
- The lesser tuberosity is located on the anterior aspect of the proximal humerus [77].
- The bicipital groove lies between the greater and lesser tuberosities and serves as a pathway for the long head of the biceps tendon [77].
- The distal aspect of the bicipital groove is internally rotated with respect to the proximal portion [77].
- The glenoid is a convex structure of shallow depth shaped like an inverted pear [77].
- The acromion, coracoacromial ligament, and coracoid process form the coracoacromial arch, a rigid bony-ligamentous structure that imparts stability to the shoulder girdle [77].
- The humeral head averages 19° of retroversion and 41° of inclination (neck-shaft angle) [80].
- The humeral head is retroverted an average of 30 degrees [78].
- The neck-shaft angle measures an average of 135 degrees [78].
- The articular surface of the humeral head is essentially spherical, with an arc of approximately 160 degrees covered by articular cartilage [89].
- The radius of curvature of the humeral head is approximately 25 mm and is slightly larger in men than in women [89].
- The average neck-shaft angle is 45 degrees (±5 degrees), with a range of 30 to 50 degrees [89].
- The superior margin of the humeral head articular surface is normally superior to the top of the greater tuberosity by 8 to 10 mm [89].
- The distance from the lateral base of the coracoid process to the lateral margin of the greater tuberosity is called the lateral humeral offset [89].
- Humeral articular malposition of more than 4 mm led to increased subacromial contact in biomechanical cadaver studies [89].
- An offset of 8 mm in any direction significantly decreased passive range of motion in biomechanical cadaver studies [89].
- Proximal humeral retroversion is highly variable, ranging from 0 to 55 degrees depending on the measurement method [89].
- The proximal humerus has three centers of ossification: the humeral head (4 to 6 months), the greater tuberosity (1 to 3 years), and the lesser tuberosity (3 to 5 years) [80].
- The proximal humeral ossification centers fuse to the shaft at age 17 to 20 years [80].
- The proximal humeral physis closes by 14 to 17 years of age in girls and by 16 to 18 years in boys [84].
- Eighty percent of subsequent humeral growth comes from the proximal humeral physis, accounting for approximately 40% of the growth of the entire upper extremity [84].
- In infants and young children, humeral retroversion averages 65 degrees and gradually decreases, approaching adult values by 11 years of age [84].
- The periosteum is thicker and stronger in the posteromedial portion of the proximal humerus compared to the anterolateral portion, which is often quite thin [84].
- The posteromedial metaphysis, a portion of the physis, and the epiphysis are intracapsular [84].
- A large part of the proximal humeral physis is extracapsular, making it susceptible to traumatic injury [84].
Vascular Supply
- The proximal humerus receives its blood supply from the anterior and posterior humeral circumflex branches from the third division of the axillary artery [77].
- The posterior humeral circumflex artery travels with the axillary nerve, enters the quadrilateral space posteriorly, and anastomoses with a branch of the anterior circumflex to supply the posterior cuff [77].
- The anterior humeral circumflex artery arises from the axillary artery at the inferior border of the subscapularis [77].
- The anterior humeral circumflex artery provides vascular inflow to the humeral head by way of its terminal anterolateral branch known as the artery of Laing (also known as the arcuate artery) [77].
- The ascending branch of the anterior humeral circumflex artery courses parallel to the lateral aspect of the long head biceps tendon and enters the humeral head at the interface of the bicipital groove and greater tuberosity [77].
- Injury to the arcuate artery may result in osteonecrosis of the humeral head [77].
- Additional extraosseous collateral branches can permit humeral head perfusion despite complete ligation of the arcuate artery [77].
- The major blood supply to the humeral head is through the ascending branch of the anterior humeral circumflex artery, which penetrates the head at the bicipital groove and becomes the arcuate artery [78].
- Fractures of the anatomic neck have a poor prognosis because of complete disruption of the blood supply to the head [78].
- Surgical neck fractures are common, and with these, the blood supply to the head is preserved [78].
- The anterolateral ascending branch of the anterior humeral circumflex artery provides the primary blood supply to the humeral head [80].
- The terminal intraosseous portion of the anterior humeral circumflex artery enters at the proximal aspect of the intertubercular groove as the arcuate artery [80].
- Quantitative assessment has shown that 64% of the humeral head blood supply arises from the posterior humeral circumflex artery [84].
- A fracture involving the anatomic neck is prognostically worse than fractures involving other regions of the proximal humerus with respect to the potential disruption of the vascular supply to the humeral head and the subsequent development of avascular necrosis [77].
Muscular Attachments and Deforming Forces
- The subscapularis inserts on the lesser tuberosity and causes medial displacement [77].
- The supraspinatus and infraspinatus insert on the greater tuberosity and cause superior and posterior displacement [77].
- The pectoralis major inserts on the humeral shaft and displaces it medially [77].
- The greater tuberosity serves as the attachment site for the supraspinatus, infraspinatus, and teres minor tendons of the rotator cuff [77].
- The lesser tuberosity serves as the attachment site for the subscapularis tendon [77].
- Displacement of each proximal humerus fracture part occurs in a predictable manner based on the deforming forces created by the tendinous insertions of the pectoralis major, subscapularis, supraspinatus, and infraspinatus [77].
- The rotator cuff muscles serve as depressors of the humeral head to allow the deltoid to efficiently abduct the humerus [78].
- The infraspinatus and teres minor are external rotators, while the subscapularis is an internal rotator of the humerus [78].
- The deltoid and pectoralis major muscles, along with the rotator cuff, cause predictable displacement of fractures around the proximal humerus [78].
- The subscapularis originates from the anterior scapula and inserts anteriorly onto the lesser tuberosity [84].
- The greater tuberosity provides attachment superiorly and posteriorly for the supraspinatus, infraspinatus, and teres minor [84].
- The deltoid forward flexes and abducts the shoulder and courses from the clavicle and acromion superiorly, coalescing into a common tendinous insertion onto the lateral upper third of the humeral shaft [84].
- The pectoralis major powers adduction and internal rotation due to its tendinous insertion anteriorly onto the lateral wall of the bicipital groove [84].
- Positioning the arm in abduction and internal rotation may help mitigate deforming muscular forces in proximal humerus fractures [130].
Neurovascular Anatomy
- The posterior humeral circumflex artery travels with the axillary nerve and enters the quadrilateral space posteriorly [77].
- The brachial plexus and axillary artery are anterior to the coracoid process of the scapula and humeral head [78].
- Nerves innervating muscles around the shoulder include the axillary, suprascapular, subscapular, and musculocutaneous nerves [78].
- An axillary nerve injury from proximal humeral fracture or fracture-dislocation would result in paralysis of the deltoid muscle and anesthesia over the “badge” region at the lateral proximal arm [78].
- The close anatomical relationship between the proximal humerus, axillary artery, and brachial plexus predisposes these structures to combined injury patterns that can threaten limb viability [28].
- The axillary nerve is a terminal branch coming off the posterior cord of the brachial plexus just proximal to the coracoid process [83].
- The axillary nerve passes beneath the conjoined tendon anterior to the subscapularis 3 to 5 mm medial to the musculotendinous junction and then adjacent to the inferior capsule before entering the quadrilateral space posteriorly [83].
- The axillary nerve splits into the anterior and posterior branches within the quadrangular space [83].
- The anterior and middle deltoid muscle receives sole innervation from the anterior branch of the axillary nerve [83].
- Posterior deltoid muscle innervation varies, with supply only from the anterior branch in 2.3% of cases, from the posterior branch in 8.5%, and from both branches in 89.1% [83].
- The posterior branch of the axillary nerve branches to supply the teres minor muscle and then terminates as the superior lateral brachial cutaneous nerve [83].
- In the anterolateral deltoid splitting approach, the axillary nerve crosses approximately 5 cm inferior to the anterolateral acromial corner [83].
- In the posterior deltoid splitting approach, the axillary nerve is approximately 7 cm from the posterior acromial corner [83].
- The axillary nerve circles the humeral neck just inferior to the glenohumeral joint as it courses posteriorly [84].
- The brachial plexus is prone to injury when the proximal humerus is injured in fractures or dislocations, or during traction [84].
Joint Stability and Soft Tissue Structures
- Stability and function of the glenohumeral joint are provided by the interaction of the glenohumeral joint that promote a near global range of motion and purposeful function [77].
- External loads transferred to the shoulder girdle are initially offset by joint surface anatomy, joint volume, atmospheric pressure, and joint fluid cohesion and adhesion [77].
- Moderate and large loads are counterbalanced by the deltoid and rotator cuff and by the capsulolabral and bone structures, respectively [77].
- Proximal humerus fractures alter complex interactions of the shoulder girdle, resulting in pain, decreased range of motion and stiffness, and disability [77].
- Displaced proximal humerus fractures can impede normal movement of the rotator cuff, subacromial bursa, and subdeltoid bursa, causing impingement and disruption of normal glenohumeral motion [77].
- In displaced and nondisplaced proximal humerus fractures, the subdeltoid and subacromial bursae can become thickened and fibrotic, forming adhesions that can limit normal glenohumeral motion [77].
- The rotator cuff is a sheet of conjoined tendons closely applied over the shoulder capsule and inserting mainly into the greater tuberosity of the humerus, with the subscapularis inserted into the lesser tuberosity [85].
- The rotator cuff has an important function in stabilizing the head of the humerus by pulling it firmly into the glenoid whenever the deltoid lifts the arm forwards or sideways [85].
- The coracoacromial arch is formed by the acromion process posterosuperiorly, the coracoid process anteriorly, and the coracoacromial ligament joining them [85].
- The subacromial bursa separates the rotator cuff tendons from the coracoacromial arch, allowing them to glide [85].
- The glenohumeral joint depends on static and dynamic stabilizers for movement and stability, especially the rotator cuff [89].
- The rotator cuff stabilizes the glenohumeral joint while allowing greater freedom of motion and fixes the fulcrum of the upper extremity against which the deltoid can contract and elevate the humerus [89].
- The rotator cuff must act simultaneously and synergistically with the deltoid muscle for normal function [89].
- The glenohumeral joint is composed of four articulations: the sternoclavicular, acromioclavicular, glenohumeral, and scapulothoracic joints [90].
- The bony anatomy of the shoulder contributes little to stability and has been compared with a golf ball on a tee [90].
- The glenoid labrum increases the depth of the socket by 50% around the humeral head and increases stability [90].
- The glenoid articular surface and the labrum combine to create a socket that is approximately 9 mm deep in the superoinferior direction and 5 mm deep in the anteroposterior direction [90].
- Adding the glenoid labrum increases the glenoid surface to 75% of the humeral head vertically and 57% horizontally [90].
- The superior glenohumeral ligament is the primary restraint to inferior humeral subluxation in 0 degrees of abduction and is the primary stabilizer to anterior and posterior stress in the same position [90].
- The middle glenohumeral ligament limits external rotation when the arm is in the lower and middle ranges of abduction but has little effect when the arm is in 90 degrees of abduction [90].
- The inferior glenohumeral ligament is composed of an anterior band that is quite thick, a posterior band that is less thick and distinct, and a thinner intervening axillary pouch, creating a hammock-type sling [90].
- The anteroinferior glenohumeral ligament complex is the main stabilizer to anterior and posterior stresses when the shoulder is abducted 45 degrees or more [90].
- The tendons of the infraspinatus and supraspinatus muscles join approximately 15 mm proximal to their insertion and cannot be readily separated by blunt dissection [90].
- The infraspinatus and teres minor fuse near their musculotendinous junctions [90].
- The supraspinatus and subscapularis tendons join as a sheath that surrounds the biceps tendon at the entrance of the bicipital groove [90].
- The roof of the biceps sheath consists of a portion of the supraspinatus tendon, and a sheet of the subscapularis tendon forms the floor [90].
- The coracohumeral ligament is a thick band of fibrous tissue extending from the coracoid process along the surface of the capsule to the tuberosities between the supraspinatus and subscapularis tendons [90].
- The coracohumeral ligament is deep to the tendinous insertion of the cuff and blends with the capsule and supraspinatus tendon to form part of the roof of the biceps sheath [90].
- The subscapular bursa lies between the subscapularis tendon and the neck of the scapula and communicates with the joint cavity between the superior and middle glenohumeral ligaments [81].
- The subscapular bursa protects the tendon of the subscapularis at the point where it passes under the base of the coracoid process and over the neck of the scapula [81].
- The rotator interval is defined as the region between the superior border of the subscapularis and the anterior border of the supraspinatus [81].
- The rotator interval includes the region of the superior glenohumeral ligament and coracohumeral ligament, in addition to the middle glenohumeral ligament [81].
- The average area of the rotator interval is 20.96 mm [81].
- The humeroscapular motion interface lies between the inner structures of the proximal humerus, rotator cuff, coracohumeral ligament, and biceps tendon sheath and the superficial layer of the acromion, deltoid, coracoacromial ligament, coracoid process, and the conjoined tendon [83].
- Smooth, unrestricted motion at the humeroscapular motion interface is vital to
Classification
Reliability and Agreement
- Evaluation of classification systems for proximal humerus fractures using plain radiographs has yielded low interobserver reliability [41].
- The Neer classification for proximal humerus fractures has low agreement among 24 doctors, with only moderate agreement on displacement even between specialists [179].
- Training improves agreement among doctors using the Neer system for proximal humeral fractures [179].
- The Mayo-FJD classification system for proximal humerus fractures allows high intraobserver and interobserver agreement using both radiographs and computed tomography [126].
- Several observer studies have reported low agreement amongst doctors classifying proximal humeral fractures according to the AO-classification [166].
- Reported mean kappa values for interobserver agreement on the AO-classification have varied between 0.26 and 0.53 [166].
- Mean kappa values for the AO-classification decreased from 0.53 for AO Types to 0.2 for AO Groups, suggesting decreased agreement with an increasing number of classification units [166].
- Morphologic classification of proximal humerus fractures as the sole basis for treatment algorithms and surgical success should be scrutinized [56].
System Definitions and Criteria
- The Neer classification categorizes displaced proximal humerus fractures from two to four parts according to anatomic segments [162].
- In the Neer classification, displacement is defined as separation of a fragment >1 cm or angulation of a fragment greater than 45° [162].
- Fracture lines in nondisplaced segments are not included in the Neer classification [162].
- The AO classification is based on the vascular supply of the articular segments [162].
- The AO classification is divided into three categories (A, B, C) of increasing severity, with each category further split into numerical subgroupings [162].
- Neer defined significant displacement as greater than 1 cm of translation, or angulation greater than 45° for any of the major fracture fragments [176].
- The AO/ASIF group labeled valgus impaction injuries as Type C (C2.1, C2.2) fractures of the proximal humerus [176].
- Inconsistencies have been noted in the literature in defining the type C valgus impacted subgroups of the AO/ASIF classification system [176].
Clinical Utility and Outcomes
- Due to poor intra-observer reliability of classification systems and poor correlation with outcome, there has been less emphasis placed upon them in treatment algorithms [63].
- Classification type and group seem to be of minor importance for clinical outcome in most studies of locking plate osteosynthesis in AO/OTA Type C fractures [166].
- Fracture type remains the most critical independent predictor of shoulder function and patient satisfaction [60].
- The use of artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs [68].
Epidemiology and Demographics
- According to the AO-OTA classification, 49.2% of proximal humerus fractures were grouped into type A, 43.1% into type B, and 7.7% into type C [169].
- According to the Neer classification, 24.3% of proximal humeral fractures were non-displaced or minimally displaced, 32.3% were two-part displaced, 30.9% were three-part, 6.9% were four-part, and 5.6% were associated with a glenohumeral dislocation [169].
- There is no statistically significant association between gender and the AO-OTA classification or the Neer classification [169].
- The type of trauma did not show a statistically significant association with the AO-OTA classification or the Neer classification [169].
- The diagnosis of osteoporosis did not show a statistically significant association with the AO-OTA classification or the Neer classification [169].
- There is a statistically significant association between the AO-OTA and Neer classifications and age grouped by decades [169].
- There is a statistically significant association between the AO-OTA and Neer classifications and the type of treatment performed [169].
Coding and Data Limitations
- Current diagnosis coding practices do not adequately capture the fracture complexity needed to conduct subgroup analysis for proximal humerus fractures [157].
Clinical Presentation
- Neurovascular injuries associated with proximal humerus fractures represent a rare yet clinically significant complication with potential for devastating functional outcomes [28].
- The multifactorial etiology of neurovascular injuries in proximal humerus fractures encompasses direct trauma from displaced fracture fragments and indirect mechanisms [28].
- Diagnosis of neurovascular injuries in proximal humerus fractures relies on early recognition through meticulous clinical examination and advanced imaging modalities [28].
- Most nerve injuries associated with proximal humerus fractures, particularly involving the axillary nerve, demonstrate favorable outcomes with conservative management [28].
- Vascular injuries associated with proximal humerus fractures demand urgent multidisciplinary intervention to restore perfusion and prevent irreversible ischemia [28].
- No standardized management algorithm exists to universally optimize outcomes in complex cases of neurovascular injury associated with proximal humerus fractures [28].
- Complications associated with proximal humerus fractures are varied and can be categorized as occurring at the time of initial injury, during operative management, or as delayed sequelae [15].
- Surviving patients with a proximal humerus fracture frequently have persistent symptoms that can be predicted as early as after 1 year [16].
- Combined fractures with femoral or vertebral fractures are associated with significantly higher mortality and morbidity compared with isolated proximal humerus fractures [127].
Investigations
Plain Radiography
- At least two X-ray views should be obtained for shoulder imaging: an anteroposterior view in the plane of the glenoid and an axillary projection with the arm in abduction [94].
- The standard shoulder series includes a true AP view in the scapular plane, an AP view, an axillary view, and a scapular Y view [101].
- The true AP view in the scapular plane visualizes the anterior greater tuberosity in profile and can reveal proximal humeral migration when the arm is held in neutral rotation with slight abduction [101].
- The AP view with the arm in internal rotation visualizes the posterior aspect of the greater tuberosity and the lesser tuberosity in profile [101].
- The axillary view is necessary for evaluating glenohumeral joint instability and enables determination of the humeral head position in the glenoid fossa [101].
- The axillary view may detect occult, locked posterior shoulder dislocation in patients exhibiting a lack of passive external rotation [101].
- The scapular Y view provides visualization of the coracoacromial arch and can reveal coracoacromial spurs associated with rotator cuff pathology [101].
- The scapular Y view is a reliable alternative for evaluating glenohumeral subluxation and dislocation [101].
- The acromiohumeral distance is normally 7 to 14 mm [101].
- The width of the glenohumeral joint space should be symmetric superiorly and inferiorly [101].
- The coracoclavicular distance is normally 1.1 to 1.3 cm [101].
- Artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs [68].
- Convolutional neural networks proficiently rule out proximal humerus fractures on plain radiographs [191].
- ChatGPT-5 is highly inaccurate at identifying proximal humerus fractures on shoulder x-rays, characterizing fracture patterns, and providing accurate interpretations [207].
Computed Tomography
- CT imaging is frequently used to evaluate fractures of the shoulder [100].
- CT is helpful for planning fracture surgery and shoulder joint replacement [94].
- Computed tomography scans were more specific than radiographs in the assessment of proximal humerus fracture sequelae [43].
- Zero-TE MRI presents a viable alternative to CT in the evaluation of proximal humerus fractures [163].
- The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities [203].
- The use of 3D-printed models as the sole determinant for recommending surgical intervention should be avoided at this time [203].
Magnetic Resonance Imaging
- MRI is useful to identify osteonecrosis of the humeral head or a bone tumour [94].
- MRI can identify labral tears and rotator cuff tears, although accuracy for these is enhanced by combining the scan with arthrography [94].
- MRI is the modality of choice for evaluating the rotator cuff, biceps, and subacromial/subdeltoid bursa [100].
- T1-weighted MRI can reveal Hill-Sachs lesions [100].
- T2-weighted MRI provides better visualization of full-thickness rotator cuff tears [100].
- MR arthrography is considered the benchmark for evaluation of labral tears and is rarely indicated for evaluation of rotator cuff pathology [100].
- CT arthrography is indicated when MRI or MR arthrography is contraindicated, such as in the presence of a pacemaker or vascular clips [100].
Ultrasonography
- Ultrasonography is a simple and accurate test for identifying rotator cuff tears and calcific tendinitis [94].
- Ultrasonography can be useful in guiding injections or barbotage [94].
- Ultrasonography is a low-cost alternative to MRI and arthrography for evaluating both skeletal and soft-tissue structures of the shoulder [100].
- Ultrasonography can provide immediate, real-time visualization of the rotator cuff, biceps tendon, and calcific deposits [100].
- Ultrasonography can be used to measure the subacromial space and detect atrophy of rotator cuff muscles [100].
- Ultrasonography can evaluate impingement in various positions and motions due to real-time imaging capabilities [100].
- Ultrasonography is highly operator dependent and is not as useful for evaluating labral tears or rotator cuff tears that are very small or larger than 3 cm [100].
- Ultrasonography can accurately depict radial nerve lesions with coexistent plate fixation of humeral shaft fractures [214].
Classification and Diagnostic Reliability
- To enhance consistency in understanding complex proximal humerus fractures, imaging must be enhanced [213].
- The inherent nature of medial comminution of proximal humeral fracture may lead to inferior radiographic outcomes [193].
- Radiographic parameters can be predictors of functional results in fractures of the proximal humerus treated with locking plates [196].
Treatment
Non-Operative Management
- In the vast majority of cases, proximal humerus fractures may be treated nonoperatively [3].
- A majority of patients with proximal humeral fractures underwent non-operative treatment [23].
- Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures [55].
- Approximately 80% of proximal humerus fractures are minimally displaced low energy injuries and are at low risk for future displacement, nonunion, or avascular necrosis, and have a high union rate with conservative management [63].
- Patients who have preexisting neurologic impairment on the side of injury resulting from a stroke or a traumatic spine injury, or who lead very inactive lifestyles, may not benefit from any acute intervention and can be managed nonoperatively [63].
- Patients who are medically unstable can be treated conservatively or treated in a delayed fashion once they are more physiologically stable [63].
- Nonsurgical management of proximal humerus fractures decreased during the study period [109].
- This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus [30].
- We recommend nonoperative treatment for the average elderly patient (aged > 65 years) with a displaced proximal humeral fracture [170].
- Nonoperative early functional treatment of proximal humerus and humeral shaft fractures results mainly in only minor humeral torsional side differences [183].
- Proximal humerus fractures in children have tremendous potential for remodeling, making non-operative management the treatment of choice for most fractures [136].
- Supervised rehabilitation is comparable to a single advice session after nonoperative treatment of displaced proximal humerus fracture [124].
Operative Management: Indications and General Principles
- Patients who have sustained an open fracture, vascular injuries, or those that have repairable neurologic injuries, are usually indicated for acute operative intervention [63].
- Operative fixation can provide stability if there is a need for any vascular or nerve repair procedures [63].
- Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others [17].
- The results of this trial will provide Level 1 evidence to guide decision-making in the treatment of proximal humerus fractures in the elderly population [40].
- Delaying surgery for proximal humerus fracture is likely to increase inpatient morbidity, postoperative length of stay and non-routine discharge [161].
Operative Management: Internal Fixation (ORIF)
- Surgical treatment of proximal humerus fractures remains far from straightforward, with unpredictable outcomes where factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension [13].
- Minimally invasive treatment of displaced proximal humeral fractures in patients younger than 70 years using the Humerusblock yields good midterm clinical and radiological results [27].
- Although the less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, a lengthy recovery time is required [59].
- MIPO is a safe and effective option for the treatment of proximal humerus fractures, with good functional recovery and fewer complications, which are typically technique dependent [131].
- Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment [181].
- In this study PKW was superior to conservative treatment in individuals of all ages, especially in patients with 2-fragment fractures [128].
- The use of PHN in elderly patients was associated with poor functional results [128].
- There were no differences in the functional outcome between conservative treatment and surgery in the treatment of patients with displaced 3-4-fragment fractures [128].
- Osteosynthesis of the proximal humerus in osteoporotic bone typically produces inferior results to that in younger subjects with better bone stock [108].
Operative Management: Arthroplasty
- They are indicated for complex proximal humerus fractures in patients no younger than 70 years of age [10].
- It is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome [20].
- The selection of RTSA over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients [53].
- While the main potential advantage of the PCH—reduced glenoid erosion—will require further investigation with longer follow-up, this is the first study to demonstrate the safety and short-term outcomes of the PCH in treating proximal humerus fractures [58].
- RSA had significantly the highest Constant score and lower total incidence of complications than ORIF, HA and IN [115].
- RSA resulted in a lower incidence of additional surgery than ORIF and IN [115].
- The rank of treatments in terms high Constant score was: RSA, ORIF, IN, NOT and HA [115].
- The rank for reduction in total incidence of complications was: RSA, NOT, HA, IN and ORIF [115].
- For lowering the risk of additional surgery, the rank was: RSA, NOT, HA, IN and ORIF [115].
- This meta-analysis demonstrates no significant differences in clinical outcomes or complication rates between standard components and fracture-specific components in RSA, suggesting comparable performance in the treatment of proximal humerus fractures [132].
- RTSA is an effective treatment option for selected patients with acute proximal humerus fractures [133].
- RTSA has shown to provide reproducible functional outcomes and is a good treatment option for elderly patients with 3-part and 4-part proximal humerus fractures [134].
Rehabilitation and Outcomes Assessment
- Additionally, there are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures [14].
- There is substantial variation in the literature regarding the optimal management for PHFs, with studies supporting nonoperative management, ORIF, and arthroplasty [125].
- Although there is some evidence that early intensive mobilization yields similar outcomes compared to later or conventional mobilization after operative treatment (both plate fixation and hemiarthroplasty) and conservative treatment, it has remained unclear how other aspects of rehabilitation impact outcomes such as sling usage and timing of physical therapy [125].
Complications
General and Mortality
- The adjusted one-year mortality rate following a proximal humerus fracture was 13.05%, which is significantly higher than other upper extremity fractures but lower than hip fractures [66].
- There is a substantial mortality in patients with a proximal humerus fracture, and surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year [16].
- Proximal humerus fractures are now typically osteoporotic fractures in women over 70, with prevalence increasing due to an aging population in poor general condition [44].
Non-Operative Complications
- The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk [75].
Operative Complications: Internal Fixation
- Fixation of proximal humerus fractures with proximal humerus locking plates is associated with a high rate of complications and reoperation [146].
- Predictive models constructed using machine learning techniques demonstrated favorable discrimination and satisfactory-to-excellent performance in forecasting prolonged length of stay and serious adverse complications occurring within 30 days of surgical intervention for proximal humerus fracture [64].
- After one-year, long-term follow-up of fixed proximal humerus fractures may be unnecessary for those without symptoms [46].
- The locking plate provides satisfactory functional outcomes after a mid-term follow-up in patients with displaced proximal humerus fractures [48].
- Percutaneous proximal humerus fixation offers less complications compared to other methods [152].
Operative Complications: Arthroplasty
- Hemiarthroplasty for the treatment of complex proximal humerus fractures yields variable long-term clinical outcomes and high rates of failure, with the majority due to greater tuberosity malunion or nonunion [61].
- Hemiarthroplasty outcomes for acute proximal humerus fractures and fracture sequelae did not differ significantly, supporting the use of hemiarthroplasty in both settings with modest clinical outcomes [145].
- Low arthroplasty survival after treatment for proximal humerus fracture sequelae is pertinent when deciding on the treatment of these cases [9].
- Long-term treatment with reverse shoulder arthroplasty for displaced 3- or 4-part proximal humerus fractures provides better functional outcomes compared to nonoperative treatment, a difference attributed to the deterioration of functional outcomes of the nonoperative treatment over time [54].
- Reverse total shoulder replacement is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome [20].
- While the main potential advantage of the pyrolytic carbon head—reduced glenoid erosion—will require further investigation with longer follow-up, this is the first study to demonstrate the safety and short-term outcomes of the pyrolytic carbon head in treating proximal humerus fractures [58].
Specific Complications and Sequelae
- Selective Glenohumeral External Rotation Deficit (SGERD) is a new shoulder evaluation symptom identified as a sequela of post-ORIF deltoid adhesions after treatment of the proximal humerus fracture [70].
Recovery
Non-Operative Management
Operative Management
- Functional outcomes of proximal humerus fractures treated with reverse shoulder arthroplasty improve with surgical experience, and outcomes become less variable after approximately 20 procedures [65].
- Double-plating of proximal humeral fractures yields good clinical mid- to long-term results in complex and highly unstable fractures [138].
- Timing of surgery did not impact outcomes of patients who underwent ORIF for proximal humerus fractures [206].
- Early operative intervention does not appear to decrease the rate of development of avascular necrosis after proximal humeral fracture [209].
Long-Term Outcomes and Follow-Up
- Our results suggest that there is a substantial mortality in patients with a proximal humerus fracture, as we have previously reported, and that surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year [16].
- Patients in the proximal humerus fracture (PHF) cohort were less likely to report persistent shoulder pain at all evaluated time points compared to the osteoarthritis (OA) cohort, suggesting that symptom relief following treatment of traumatic pathology may differ fundamentally from that of chronic degenerative disease [201].
Complications and Sequelae
- Post-traumatic osteonecrosis of the proximal humerus is a challenging problem commonly seen following multi-fragmentary fractures, affecting long-term functional recovery [142].
- If patients do not follow the usual course of improvement after a proximal humerus fracture from a superior traction mechanism, consideration should be given to associated superior labral tears that may require surgical intervention [208].
- These results are pertinent when deciding on the treatment of proximal humerus fracture sequelae [9].
Mortality and Demographics
- The incidence of proximal humerus fractures increases with age, and we observe a seasonal variation strongly favoring winter months [210].
Assessment and Resources
Key Evidence
- [L4] Non-operative management is associated with good outcomes in the majority of proximal humerus fractures in adults. [1] (10.5312/wjo.v5.i5.685)
- [L4] Treatment algorithms and outcomes following proximal humerus fractures in patients less than or equal to 60 years of age are distinctly different from that of a more elderly population. [2] (10.1016/j.xrrt.2023.01.002)
- [L4] In the vast majority of cases, proximal humerus fractures may be treated nonoperatively. [3] (10.1155/2012/861598)
- [L3] Both age and gender have an association with the definitive treatment patients received for proximal humerus fractures over the last decade. [4] (10.1016/j.jseint.2021.11.007)
- [L4] Over the past decade, most older adults who sustain proximal humerus fractures continue to receive nonoperative treatment. [5] (10.1016/j.jseint.2021.08.006)
- [L3] Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors. [6] (10.1016/j.jse.2022.03.006)
- [L5] Most proximal humeral fractures in elderly patients can be treated nonoperatively with good functional outcomes. [7] (10.2106/jbjs.l.01293)
- [L3] These results are pertinent when deciding on the treatment of proximal humerus fracture sequelae. [9] (10.1080/17453674.2020.1793548)
- [L4] They are indicated for complex proximal humerus fractures in patients no younger than 70 years of age. [10] (10.1016/j.otsr.2008.09.002)
- [L4] This article reviews the most up-to-date literature regarding all phases of proximal humerus fracture osteosynthesis, including diagnosis, imaging, anatomic considerations, surgical indications, fixation, and surgical outcomes. [12] (10.1007/s12178-012-9150-y)
- [L5] Surgical treatment of proximal humerus fractures remains far from straightforward, with unpredictable outcomes where factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension. [13] (10.1097/corr.0000000000002242)
- [L4] Additionally, there are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures. [14] (10.1007/s00264-017-3569-0)
- [L3] Our results suggest that there is a substantial mortality in patients with a proximal humerus fracture, as we have previously reported, and that surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year. [16] (10.1080/17453670510041295)
- [L5] Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others. [17] (10.1016/j.jse.2024.12.005)
- [L5] Most pediatric patients with proximal humerus fractures have favorable results, and complications are infrequent. [19] (10.5435/jaaos-d-14-00033)
- [L3] It is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome. [20] (10.1186/s12891-023-06669-3)
- [L1] The available literature does not demonstrate a clear clinical benefit of operative treatment over nonoperative management of proximal humeral fractures in adult patients younger than 65 years. [22] (10.1016/j.xrrt.2021.04.014)
- [L3] A majority of patients with proximal humeral fractures underwent non-operative treatment. [23] (10.1186/s12891-019-2812-9)
- [L2] Besides age, most RCTs on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria. [24] (10.1016/j.xrrt.2025.07.023)
- [L4] Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications. [25] (10.1016/j.jse.2006.09.006)
- [L3] However, prospective clinical trials with longer-term follow-up are required for definitive assessment of the ideal fixation construct for surgical management of two-part proximal humerus fractures. [26] (10.1016/j.injury.2013.08.024)
- [L4] Minimally invasive treatment of displaced proximal humeral fractures in patients younger than 70 years using the Humerusblock yields good midterm clinical and radiological results. [27] (10.1016/j.injury.2015.05.017)
- [L5] [28] (10.1016/j.xrrt.2026.100825)
- [L1] This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus. [30] (10.1371/journal.pmed.1002855)
- [L4] Evidence-based recommendations to guide treatment of proximal humerus fractures are lacking, and no good evidence exists whether surgery is clearly superior to nonoperative treatment. [34] (10.1016/j.ocl.2008.06.003)
- [L1] The results of this trial will provide Level 1 evidence to guide decision-making in the treatment of proximal humerus fractures in the elderly population. [40] (10.1186/s12891-018-2223-3)
- [L5] Evaluation of the classification systems for fractures of the proximal humerus with plain radiographs has yielded low interobserver reliability. [41] (10.1016/j.ocl.2008.05.002)
- [L2] Computed tomography scan was more specific than radiographs in the assessment of proximal humerus fracture sequelae. [43] (10.1177/17585732221150785)
- [L2] Proximal humerus fractures are now typically osteoporotic fractures in women over 70, with prevalence increasing due to an aging population in poor general condition. [44] (10.1016/j.otsr.2012.05.013)
- [L3] After one-year, long-term follow-up of fixed proximal humerus fractures may be unnecessary for those without symptoms. [46] (10.1007/s00590-021-03099-6)
- [L4] The locking plate provides satisfactory functional outcomes after a mid-term follow-up in patients with displaced proximal humerus fractures. [48] (10.1007/s00590-010-0655-z)
- [L4] No single fixation method is a panacea for proximal humeral fractures; choice of implant and method should be selected according to individual patient and fracture pattern characteristics based on clearly defined indications and contraindications. [49] (10.1016/j.injury.2010.10.016)
- [L5] The selection of RTSA over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients. [53] (10.1097/corr.0000000000002430)
- [L1] Long-term treatment with RSA for displaced 3- or 4-part proximal humerus fractures provides better functional outcomes compared to nonoperative treatment, a difference attributed to the deterioration of functional outcomes of the nonoperative treatment over time. [54] (10.1016/j.jse.2024.09.032)
- [L3] Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures. [55] (10.1016/j.jse.2011.01.025)
- [L2] Morphologic classification of proximal humerus fractures as the sole basis for treatment algorithms and surgical success should be scrutinized. [56] (10.1016/j.jseint.2022.02.006)
- [L5] The development of an evidence-based clinical protocol for the treatment of proximal humerus fractures is long overdue, requiring a thoughtful, all-inclusive, randomized multicenter trial to determine the best treatment options. [57] (10.1016/j.injury.2014.05.017)
- [L2] While the main potential advantage of the PCH—reduced glenoid erosion—will require further investigation with longer follow-up, this is the first study to demonstrate the safety and short-term outcomes of the PCH in treating proximal humerus fractures. [58] (10.1016/j.jse.2025.07.032)
- [L3] Although the less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, a lengthy recovery time is required. [59] (10.1186/s12891-015-0618-y)
- [L4] Fracture type remains the most critical independent predictor of shoulder function and patient satisfaction. [60] (10.1016/j.jseint.2026.101743)
- [L5] Hemiarthroplasty for the treatment of complex proximal humerus fractures yields variable long-term clinical outcomes and high rates of failure, with the majority due to greater tuberosity malunion or nonunion. [61] (10.1016/j.xrrt.2025.100616)
- [L4] [63] (10.1007/s12178-012-9130-2)
- [L3] Predictive models constructed using ML techniques demonstrated favorable discrimination and satisfactory-to-excellent performance in forecasting prolonged LOS and serious adverse complications occurring within 30 days of surgical intervention for proximal humerus fracture. [64] (10.1016/j.jseint.2024.02.005)
- [L4] Functional outcomes of proximal humerus fractures treated with reverse shoulder arthroplasty improve with surgical experience, and outcomes become less variable after approximately 20 procedures. [65] (10.1016/j.jseint.2021.07.008)
- [L3] The adjusted one-year mortality rate following a proximal humerus fracture was 13.05%, which is significantly higher than other upper extremity fractures but lower than hip fractures. [66] (10.1016/j.jse.2015.11.031)
- [L4] The use of artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs. [68] (10.1080/17453674.2018.1453714)
- [L3] After surgical treatment, patients with pathologic humerus fractures had significantly higher complication rates compared with native humerus fractures, suggesting that guidelines and treatment algorithms for native humerus fractures may not be generalizable for those of pathologic origin. [69] (10.1016/j.jse.2020.10.024)
- [L4] These observations allow the identification of a new shoulder evaluation symptom: Selective Glenohumeral External Rotation Deficit (SGERD). [70] (10.1186/s12891-020-03634-2)
- [L3] The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk. [75] (10.2106/jbjs.20.01139)
- [L4] [108] (10.1016/j.injury.2005.05.030)
- [L4] Nonsurgical management of proximal humerus fractures decreased during the study period. [109] (10.1016/j.jhsa.2020.03.022)
- [L1] [115] (10.1371/journal.pone.0166801)
- [L1] [124] (10.1016/j.jse.2025.11.013)
- [L4] [125] (10.1177/17585732231182374)
- [L4] The Mayo-FJD classification system for proximal humerus fractures seems to allow high intraobserver and interobserver agreement using both radiographs and computed tomography. [126] (10.1016/j.jse.2023.02.035)
- [L3] Combined fractures with femoral or vertebral fractures are associated with significantly higher mortality and morbidity compared with isolated proximal humerus fractures. [127] (10.1016/j.jse.2025.04.013)
- [L3] [128] (10.1016/j.injury.2015.05.049)
- [L5] These findings suggest that positioning the arm in abduction and internal rotation may help mitigate deforming muscular forces in proximal humerus fractures. [130] (10.5397/cise.2022.00885)
- [L4] MIPO is a safe and effective option for the treatment of proximal humerus fractures, with good functional recovery and fewer complications, which are typically technique dependent. [131] (10.1016/j.aott.2016.10.003)
- [L1] This meta-analysis demonstrates no significant differences in clinical outcomes or complication rates between standard components and fracture-specific components in RSA, suggesting comparable performance in the treatment of proximal humerus fractures. [132] (10.1302/0301-620x.107b9.bjj-2024-1508.r2)
- [Abstract] RTSA is an effective treatment option for selected patients with acute proximal humerus fractures. [133] (10.1016/j.jse.2014.06.021)
- [L4] RTSA has shown to provide reproducible functional outcomes and is a good treatment option for elderly patients with 3-part and 4-part proximal humerus fractures. [134] (10.1097/bot.0000000000000607)
- [Abstract] Double-plating of proximal humeral fractures yields good clinical mid- to long-term results in complex and highly unstable fractures. [138] (10.1016/j.jse.2022.01.036)
- [L4] Post-traumatic osteonecrosis of the proximal humerus is a challenging problem commonly seen following multi-fragmentary fractures, affecting long-term functional recovery. [142] (10.1016/j.injury.2015.06.026)
- [L3] Hemiarthroplasty outcomes for acute proximal humerus fractures and fracture sequelae did not differ significantly, supporting the use of hemiarthroplasty in both settings with modest clinical outcomes. [145] (10.1016/j.jseint.2022.10.009)
- [L4] Fixation of proximal humerus fractures with proximal humerus locking plates is associated with a high rate of complications and reoperation. [146] (10.1016/j.injury.2010.11.058)
- [Abstract] Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have significantly worse perioperative outcomes, including higher rates of complications, longer hospital stays, and higher costs, compared to patients with other indications. [150] (10.1016/j.jse.2015.05.005)
- [L4] This study explains positive experience with percutaneous proximal humerus fixation, suggesting it offers less complications compared to other methods, and encourages continuing the technique with longer term follow-up. [152] (10.1016/j.jse.2021.03.017)
- [L3] Current diagnosis coding practices do not adequately capture the fracture complexity needed to conduct subgroup analysis for proximal humerus fractures. [157] (10.1016/j.jse.2023.08.022)
- [Abstract] Delaying surgery for proximal humerus fracture is likely to increase inpatient morbidity, postoperative length of stay and non-routine discharge. [161] (10.1016/j.jse.2014.11.011)
- [L5] [162] (10.21037/aoj-20-42)
- [L4] ZTE MRI presents a viable alternative to CT in the evaluation of proximal humerus fractures (PHF). [163] (10.1016/j.jseint.2024.08.111)
- [L2] [166] (10.1016/j.injury.2011.08.025)
- [L4] [169] (10.1186/s13018-021-02551-x)
- [L1] We recommend nonoperative treatment for the average elderly patient (aged > 65 years) with a displaced proximal humeral fracture. [170] (10.1016/j.jse.2018.03.009)
- [L5] [176] (10.1097/01.blo.0000194675.64387.33)
- [L4] [179] (10.1186/1749-799x-6-38)
- [L1] Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment. [181] (10.1016/j.jse.2022.07.008)
- [L3] Nonoperative early functional treatment of proximal humerus and humeral shaft fractures results mainly in only minor humeral torsional side differences. [183] (10.1186/s13018-023-03671-2)
- [L3] CNNs proficiently rule out proximal humerus fractures on plain radiographs. [191] (10.1302/0301-620x.106b11.bjj-2024-0264.r1)
- [L3] This implies that the inherent nature of medial comminution of proximal humeral fracture may lead to inferior radiographic outcomes. [193] (10.1186/s13018-022-03337-5)
- [L4] This radiographic parameter can be one of the predictors of functional results in fractures of the proximal humerus treated with locking plates. [196] (10.1590/1413-785220192703142049)
- [L3] Patients in the proximal humerus fracture (PHF) cohort were less likely to report persistent shoulder pain at all evaluated time points compared to the osteoarthritis (OA) cohort, suggesting that symptom relief following treatment of traumatic pathology may differ fundamentally from that of chronic degenerative disease. [201] (10.1016/j.jsea.2026.100012)
- [L5] The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time. [203] (10.1097/corr.0000000000002017)
- [L3] Timing of surgery did not impact outcomes of patients who underwent ORIF for proximal humerus fractures. [206] (10.1016/j.jse.2025.02.019)
- [L4] This study demonstrates that ChatGPT-5 is highly inaccurate at identifying proximal humerus fractures on shoulder x-rays, characterizing fracture patterns, and providing accurate interpretations. [207] (10.1016/j.jseint.2025.101426)
- [L4] If patients do not follow the usual course of improvement after a proximal humerus fracture from a superior traction mechanism, consideration should be given to associated superior labral tears that may require surgical intervention. [208] (10.1016/j.arthro.2006.08.010)
- [L4] Early operative intervention does not appear to decrease the rate of development of avascular necrosis after proximal humeral fracture. [209] (10.1007/s12306-016-0425-0)
- [L4] The incidence of proximal humerus fractures increases with age, and we observe a seasonal variation strongly favoring winter months. [210] (10.1007/s11657-015-0209-4)
- [L4] To enhance consistency in understanding these fractures, imaging of complex fractures must be enhanced. [213] (10.1016/j.jse.2005.02.014)
- [L4] Ultrasonography can accurately depict radial nerve lesions with coexistent plate fixation of humeral shaft fractures. [214] (10.1016/j.injury.2020.11.042)
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