肩袖修复 资料 In-depth 知情同意
为何建议进行此手术
Mater Private Hospital Rockhampton 的上肢外科医生 Kieran Hirpara 医生会从适合您病情的微创方案开始。患者通常由其全科医生(GP)转诊至我们的诊所;如果理疗师建议您就诊,您仍需获得全科医生的转诊,方有资格享受 Medicare 报销。我们将评估您的病史,检查您的肩部,并在必要时安排影像学检查,以明确病因。
肩袖修复术是一种将撕裂的肩部肌腱重新附着于上臂骨骼的手术。肩袖是一组负责固定和运动肩部的肌腱。我们通常在撕裂导致夜间痛醒、抬举或上举活动时疼痛,或经非手术治疗(如活动调整和物理治疗)后无力感仍未缓解时,建议进行此手术。对于长期磨损性撕裂,我们会优先尝试上述非手术方案。对于由明确外伤引起的撕裂,可能会立即建议手术。
目标是持久缓解疼痛,并改善肩部的力量和活动度。对于伴有疼痛的撕裂,长期来看,手术修复提供实质性改善的可能性更高,我们将与您共同权衡并做出决策。
术前
我们需要影像学检查来规划您的修复手术。这通常包括X光片,以及肩部的核磁共振(MRI)或超声扫描。这些扫描可显示撕裂的大小、肌腱回缩的距离以及肌肉的状态。在手术前的几天里,请遵循我们团队给出的指示。仅在我们告知您时才停止服用某些药物,因为您的外科医生会提供具体说明。请携带一份您正在服用的所有药物的书面清单,包括药片、滴剂和药膏。请安排他人在术后驾车送您回家,因为您将无法自行驾驶。请穿着宽松、舒适且便于套过肩部的衣物。术前七小时内请勿进食或饮水。我们要求七小时,以便如果手术室排班提前结束,您的手术时间可以提前。如果您有其他健康状况,可能需要在手术当天之前进行血液检查或接受麻醉医生的评估。
手术当日
手术当天,您将抵达医院的手术入院单元。您将在该处办理入院手续并做术前准备。您不会先被安排到病房。
该手术在全身麻醉联合区域神经阻滞下进行。麻醉医生将在手术前与您见面,并向您讲解这两部分麻醉方案。
随后,您将被带入手术室进行手术。手术结束后,您将在复苏区苏醒。护士将在该处监测您的情况,直至麻醉消退。待您的生命体征平稳后,根据手术类型及恢复情况,您将被转入病房或直接回家。
手术内容
这是一种微创手术。您的外科医生会在肩部周围做几个小切口,包括背部的一处,并使用小型摄像头在关节内部进行操作。摄像头可从多个角度清晰显示撕裂情况,从而在修复前对整个关节进行检查并清理撕裂部位。
修复本身使用两排小型锚钉,将其固定在肌腱正常附着的骨面上。靠近关节侧的是可吸收缝线锚钉,由缝线材料而非硬质塑料制成。其缝线穿过撕裂的肌腱。随后,这些相同的缝线由外侧的第二排高强度医用级塑料锚钉固定,正是这一外侧锚钉排将肌腱向下拉紧并使其平贴于骨面。两排锚钉将固定力分散到较宽的肌腱区域,而非仅在单一线条上施加抓握力。
通常,会在修复部位的肌腱下方放置生物支架,以促进肌腱重新愈合附着于骨面。您可以阅读我们关于EnFix 生物支架的章节以了解更多详情。
修复完成后,小切口将以缝线闭合并覆盖敷料。您将带着敷料回家,我们的团队会告知您何时可以取下敷料。
术后
您将在复苏区苏醒,随后转入病房。您的手臂将佩戴简易吊带以提供舒适感,进行锻炼和清洗时需取下吊带。护士会检查您的疼痛情况,并给您用药以缓解不适。大多数患者在此手术后需在医院过夜,但部分患者可于当天出院。我们将敷料保留约10天;除非我们告知您,否则请勿提前拆除。我们会在复诊时为您更换或拆除敷料。最初24小时内,应有人陪伴您。您可以按照我们团队的指导开始轻柔活动,并于当天下床行走。佩戴吊带期间,您不得驾驶。一旦您的外科医生批准,通常在术后六周复查时,您即可恢复驾驶。详见上肢手术后驾驶。
恢复
在最初几天和几周内,您的肩部会感到疼痛,并可能出现肿胀感。这种情况会逐渐缓解。止痛药和休息有助于缓解症状,随着最初几周的过去,大部分不适感会减轻。大部分疼痛缓解和活动能力改善发生在头六个月内,但情况会持续改善长达两年。
您的手臂会佩戴一个简单的吊带以提供舒适感,进行锻炼和清洗时需取下。您的物理治疗师将首先引导您进行轻柔的活动,随后随着肌腱愈合进行力量训练。您可以立即在家行走和移动,但在穿衣和搬运物品等方面需要他人协助。起初睡眠可能不太舒适,许多人发现半卧位休息更容易入睡。随着肩部状况稳定,睡眠质量会稳步提高。
一些恢复节点是作为事件而非具体日期出现的。一旦您的外科医生允许您驾驶,您即可重新开车。当您的物理治疗师对您的活动能力和力量感到满意时,您可以先恢复轻度活动,然后进行较重的活动。大多数人可在八个月内重返工作岗位,但这取决于您从事的工作类型。
恢复情况因人而异。您的时间表可能有所不同,您的外科医生和物理治疗师将在整个过程中为您提供指导。
可能出现的问题
大多数患者恢复良好,但偶尔也可能出现问题。您的外科医生和医疗团队会密切监测您的状况,以便尽早发现任何问题。
最常见的问题是修复后的肌腱未能牢固固定。您可能会注意到肩部疼痛或无力感复发,有时是在绊倒或提起重物之后。如果发生这种情况,请在下次复诊时告知您的外科医生。
肩部愈合过程中可能会出现僵硬。您的肩部可能会感觉紧绷,您可能难以将手伸到背后或举过头顶。大多数僵硬情况可通过物理治疗得到缓解,因此请尽早向您的物理治疗师或外科医生提出,而不是等待。
感染并不常见,但需要迅速处理。请留意以下症状:不随普通止痛药缓解的深层搏动性疼痛、伤口周围扩散的红肿、发热或缝线处有液体渗出。如有上述情况,请在当天联系诊所;如果您感觉不适或红肿迅速扩散,请前往急诊部门。
静脉内血栓形成较为罕见。其征兆是小腿突然肿胀和压痛。如果您注意到这些情况,请立即寻求医疗护理。
固定肌腱的小锚钉偶尔会引起刺激。您可能会感到咔哒声或研磨感,或持续不缓解的疼痛。请在复诊时提及此情况,以便您的外科医生进行评估。
肩部附近的神经刺激很少发生。它可能导致手臂出现刺痛、麻木或异常感觉。请在下次预约时提出。
有些人即使肌腱已愈合,术后仍持续感到肩部疼痛。如果疼痛持续存在,您的外科医生将为您进行检查,并讨论可能有帮助的进一步选择。
如果您患有其他重要健康状况,如糖尿病或免疫系统功能低下,请在计划就诊时告知我们。这些情况可能影响愈合,我们会在术后更密切地监测这些患者。
本页上的并发症表列出了典型发生率,如果您想了解具体数据,可参考该表。
何时联系我们
术后大多数问题并不常见,但少数情况需要及时处理。如果您出现发热、伤口发红加重或开始渗出液体,或肩部疼痛突然明显加剧,请致电我们。如果您发现小腿肿胀或压痛,或出现呼吸困难,请立即前往急诊,因为这些可能是血栓的迹象。如果您的手臂感到麻木、无法活动,或手臂麻木感持续不缓解,请立即联系我们。如果您感觉不适且感到担忧,请相信自己的直觉并寻求医疗帮助。我们宁愿接到您的电话,也不希望您独自等待。
深入探讨
Advanced reading: the deeper science (optional)
本节内容超出了您做出自身治疗决策所需的深度。肩袖修复值得额外阅读,因为最能预测您手术结果的因素大多并非手术相关,其中两个最强的因素是您在术前可以采取行动的事项。
吸烟改变的是肌腱,而不仅仅是伤口
在每一份知情同意讨论中都会提及吸烟,通常将其归类于伤口愈合问题。但肌腱方面的数据更为具体。汇总 73,817 名患者的数据显示,吸烟者在肩袖修复术后的 再撕裂 率显著更高,而除 Constant 评分较低外,吸烟者与非吸烟者之间的大多数临床评分相似 [1]。
这种组合正是有趣之处。评分看起来大体相似,但修复结构在内部更有可能已经失效。吸烟并没有让手术感觉不同;它只是让修复更难以维持。
由此推论,手术前后的几周是终身戒烟建议中价值最高的时刻。肌腱正在尝试重新附着于骨骼,而这是一个依赖血液供应的过程。
剥夺程度对预后的预测作用与生物学因素同样强烈
这一发现最深刻地改变了手术方案的讨论方式。在一项针对 102,372 名患者的综述中,健康的社会决定因素——即人们所处的生活境况,而非 其肌腱解剖结构——与肩袖修复术后更差的临床结局和患者报告结局相关,包括术后并发症更多以及修复失败率更高 [2]。
肩袖修复术后的康复需要数月时间,要求按时复诊,并且要求患者能够限制患肢的使用。这些条件既是生活状况的体现,也是决策的结果。当这些条件缺失时,修复效果会更差,这是关于治疗路径的事实,而非对患者的评判。如果前往康复机构或休假变得困难,这一点应纳入术前沟通,以便围绕实际情况制定计划。
术后僵硬较为常见,且危险因素并不明显
修复术后活动度丧失是患者最意想不到的并发症。汇总 23,257 例患者的现有证据指出,男性和年龄增长可能是术后肩关节僵硬的保护性因素 [3]。
这两点均与直觉相悖,通常认为较老的肩关节更容易发生僵硬,但在此处显然并非如此。其实际意义在于设定预期:对于接受袖带修复的年轻女性,应明确告知僵硬对她而言是一种真实的可能性,且早期运动锻炼至关重要,而非用平均水平来给予安慰。
这对您的决策意味着什么
上述内容并非反对手术。它表明,已发表的治愈率是吸烟状况、生活环境和人口统计学特征与您不同的患者群体的平均值,而您个人的数值是可变的。戒烟,并提前安排以确保能够参加康复训练,是有证据支持的干预措施,这比大多数患者被要求担忧的事项更有依据。
参考文献
[1] Fan N, Yuan S, Du P, Wu Q, Li J, Kong X, et al. 吸烟对肩袖修复术后临床及结构结局的影响:系统综述与荟萃分析. J Shoulder Elbow Surg. 2022;31(3):656-67. https://doi.org/10.1016/j.jse.2021.10.026
[2] Mandalia K, Ames A, Parzick JC, Ives K, Ross G, Shah S. 社会健康决定因素影响接受肩袖修复手术患者的临床结局:系统综述. J Shoulder Elbow Surg. 2023;32(2):419-34. https://doi.org/10.1016/j.jse.2022.09.007
[3] Stojanov T, Modler L, Müller AM, Aghlmandi S, Appenzeller-Herzog C, Loucas R, et al. 关节镜肩袖修复术后肩关节僵硬发生的预后因素:系统综述. BMC Musculoskelet Disord. 2022;23(1). https://doi.org/10.1186/s12891-022-05030-4
Evidence & references
This is the clinical evidence summary written for health professionals. It is technical, and it lists the research this page was built from. You do not need to read it to understand your treatment or to make a decision about it.
Anatomy & Pathophysiology
Anatomy
- The rotator cuff is a complex of four muscles arising from the scapula whose tendons blend with the subjacent capsule as they attach to the humeral tuberosities [8].
- The subscapularis arises from the anterior aspect of the scapula and attaches over much of the lesser tuberosity [8].
- The supraspinatus arises from the fossa superior to the scapular spine, passes beneath the acromion and acromioclavicular joint, and attaches to the superior aspect of the greater tuberosity [8].
- The infraspinatus arises from the fossa below the scapular spine and attaches to the posterolateral aspect of the greater tuberosity [8].
- The teres minor arises from the lower lateral aspect of the scapula and attaches to the lower portion of the greater tuberosity [8].
- The subscapularis is innervated by the upper and lower subscapular nerves [8].
- The supraspinatus is innervated by the suprascapular nerve after it passes through the suprascapular notch [8].
- The infraspinatus is innervated by the suprascapular nerve after it passes through the spinoglenoid notch [8].
- The teres minor is innervated by a branch of the axillary nerve [8].
- Histologic studies describe the rotator cuff tendons as having five distinct layers [8].
- The most superficial layer of the rotator cuff tendon consists of coracohumeral ligament fibers oriented obliquely to the muscle axis [8].
- The second layer of the rotator cuff tendon is composed of large bundles of fibers extending from the supraspinatus tendon over the biceps tendon groove [8].
- The third layer contains smaller, less tightly packed tendon fascicles with less uniform orientation [8].
- The fourth layer is composed of loose connective tissue with thick bands of collagen fibers that merge with the coracohumeral ligament at the anterior edge of the supraspinatus [8].
- The fifth and deepest layer is a continued sheet of collagen fibrils composing the superior joint capsule [8].
- There is significant interdigitation and overlap of the supraspinatus and infraspinatus tendons near the footprint [8].
- The infraspinatus insertion occupies the preponderance of the footprint on the greater tuberosity [8].
- The supraspinatus insertion occupies a smaller portion of the greater tuberosity than previously believed [8].
- The long head of the biceps tendon attaches to the supraglenoid tubercle, runs between the subscapularis and supraspinatus, and exits through the bicipital groove under the transverse humeral ligament [8].
- The coracohumeral ligament and transverse humeral ligament keep the biceps tendon aligned in the groove [8].
- The rotator cable is a thick bundle of fibers running perpendicular to the supraspinatus tendon fibers, connecting the supraspinatus and infraspinatus tendons [9].
- The rotator cable is divided into anterior, middle, and posterior segments [10].
- The anterior segment of the rotator cable forms the lateral part of the rotator interval [10].
- The middle segment of the rotator cable lies under the supraspinatus tendon [10].
- The posterior segment of the rotator cable is covered by the infraspinatus tendon and ends at the insertion region between the infraspinatus and teres minor tendons [10].
- The supraspinatus footprint measures 13 mm in width medial-lateral and 20 mm anteroposterior [9].
- The infraspinatus footprint measures 14 mm in width and 20 mm superoinferior [9].
- A 7 mm medial-lateral tear corresponds to a 50% partial thickness tear of the supraspinatus [9].
- The hypovascular critical zone is located on the articular side of the rotator cuff close to the insertion on the greater tuberosity [9].
- The rotator cuff is a sheet of conjoined tendons closely applied over the shoulder capsule, inserting mainly into the greater tuberosity, with the subscapularis inserting into the lesser tuberosity [5].
- The coracoacromial arch is a fibro-osseous canopy formed by the acromion process posterosuperiorly, the coracoid process anteriorly, and the coracoacromial ligament joining them [5].
- The subacromial bursa separates the rotator cuff tendons from the coracoacromial arch to allow gliding [5].
- The primary passive stabilizers of the glenohumeral joint are the capsule and scapulohumeral ligaments [12].
- The glenohumeral joint capsule is thickest in the inferior pouch at 2.8 mm, 2.4 mm in the anterior portion, and 2.2 mm in the posterior portion [12].
- The superior glenohumeral ligament crosses the rotator interval capsule and lies between the supraspinatus and subscapularis tendons [12].
- The coracohumeral ligament originates at the base of the coracoid, blends into the cuff tendons, and inserts into the greater and lesser tuberosities [12].
- The middle glenohumeral ligament originates anterosuperiorly on the glenoid and inserts midway along the anterior humeral articular surface adjacent to the lesser tuberosity [12].
Pathophysiology
- Rotator cuff tears represent a spectrum of disease progressing from tendinitis to tendinosis, rotator cuff tears, and finally cuff arthropathy [9].
- Intrinsic degeneration involves age-related changes in collagen, proteoglycan, water content, and vascularity, usually starting on the articular side of the supraspinatus and infraspinatus [9].
- Extrinsic injury mechanisms involve chronic impingement on the coracoacromial arch, with tears usually starting on the bursal side of the tendon [9].
- Acute traumatic tears typically occur after a fall or shoulder dislocation in patients younger than 40 years [9].
- Risk factors for rotator cuff tear development include age, smoking, female sex, family history, diabetes, and high cholesterol [9].
- Partial-thickness rotator cuff tears have a limited ability to spontaneously heal [4].
- As many as 53% of partial-thickness rotator cuff tears will progress in tear size [4].
- A portion of partial-thickness rotator cuff tears will progress to full-thickness tears [4].
- Small full-thickness rotator cuff tears and painful partial-thickness tears become 25% to 50% larger within 3 to 4 years [9].
- Larger rotator cuff lesions progress faster than smaller ones [9].
- The prevalence of rotator cuff tears increases with each decade of life after the age of 50 years [23].
- Rotator cuff tear prevalence ranges from 13% in patients in their fifties to 50% in patients aged 80 years or older [23].
- One-quarter of patients above 60 years of age and half of patients above 80 years will have a rotator cuff tear [21].
- Symptom emergence in previously asymptomatic shoulders is linked to tear progression from partial to full thickness, full-thickness tear size worsening, muscle atrophy or fatty infiltration development, and new biceps pathology [23].
- Fatty muscle degeneration is a factor in rotator cuff pathology [18].
- Genetic variations are associated with rotator cuff disease [14].
- Two correlated single nucleotide polymorphisms are associated with full-thickness rotator cuff tears [9].
- The critical shoulder angle is higher in patients with rotator cuff tears compared to asymptomatic individuals [10].
- A critical shoulder angle greater than 38 degrees and an acromial index greater than 0.7 are associated with higher retear rates after arthroscopic rotator cuff repair [11].
- The critical shoulder angle is a static measure that does not change over time [12].
- Calcific tendinitis typically affects patients aged 30 to 60 years and women more commonly than men [22].
- The supraspinatus tendon is most often involved in calcific tendinitis [22].
- Calcific tendinitis involves three main stages: precalcific, calcific, and postcalcific [22].
- The precalcific stage of calcific tendinitis consists of predominantly fibrocartilaginous metaplasia within less vascular areas of the tendon [22].
- The formative phase of the calcific stage involves matrix vesicles uniting to form calcium hydroxyapatite deposits separated by fibrocollagenous tissue [22].
- The resorption phase of calcific tendinitis involves an inflammatory response and is generally the most painful phase [22].
- Cuff tear arthropathy is the final stage of the shoulder impingement syndrome spectrum, characterized by long-term insufficient massive rotator cuff tears and superior migration of the humeral head [13].
- Mechanical factors in cuff tear arthropathy include insufficient cuff, superior migration of the humeral head, instability, eccentric wear of the glenoid, and humeral head deformity [13].
- Nutritional factors in cuff tear arthropathy include hypomobility-induced cartilage atrophy, poor nutrition leading to decreased glycosaminoglycans, dehydration, and subchondral osteoporosis [13].
- Crystalline-induced arthropathy in cuff tear arthropathy involves synovial-based matrix protein degradation destroying rotator cuff tendons and cartilage, with end-stage calcium-phosphate crystal deposition [13].
Classification
- Partial-thickness rotator cuff tears are common in the general population, with an increased incidence with increasing age [4].
- Sher et al. showed an overall prevalence of asymptomatic partial-thickness rotator cuff tears of 20% [4].
- The prevalence of asymptomatic partial-thickness rotator cuff tears increased to 26% in patients older than 60 years [4].
- Partial-thickness rotator cuff tears can be classified as articular-sided, bursal-sided, or intratendinous tears [4].
- Ellman described a classification of partial-thickness rotator cuff tears based on location and depth of tearing noted at the time of shoulder arthroscopy [4].
- Tears are classified as articular-sided (A), bursal-sided (B), or intratendinous (C) [4].
- Tears are grade 1 if involving 3 mm or less of tendon [4].
- Tears are grade 2 if involving 3 to 6 mm of tendon [4].
- Tears are grade 3 if involving more than 6 mm of tendon [4].
- Grade 3 tears represent tears of more than 50% of tendon width based on previous studies noting the width of the supraspinatus footprint [4].
- With MRI evaluation, these tears are classified as low grade or high grade depending on whether they involve less than or more than 50% of the tendon width [4].
Clinical Presentation
History and Symptoms
- Patients with rotator cuff disorders commonly present with pain over the front and lateral aspect of the shoulder [5].
- Weakness on abduction is a presenting symptom associated with supraspinatus involvement, rotator cuff tears, and tendinitis [5].
- Pain over the front of the shoulder is associated with biceps pathology [5].
- Weakness is present if the rotator cuff or biceps tendon has ruptured [5].
- A clear history of trauma resulting in acute pain and weakness strongly suggests an acute rotator cuff tear and warrants expeditious workup [24].
- In cases of chronic rotator cuff disease, patients often describe an insidious onset of lateral and/or anterior shoulder pain associated with overhead activities [24].
- Night pain is a common presenting symptom of chronic rotator cuff disease [24].
- A family or personal history of rotator cuff disease makes the diagnosis more likely [24].
- Patients with full-thickness rotator cuff tears are usually aged over 45 and give a history of refractory shoulder pain with increasing stiffness and weakness [25].
- A full-thickness tear may occur spontaneously after a sprain or jerking injury of the shoulder, resulting in sudden pain and an inability to abduct the arm [25].
- In long-standing cases of partial or complete rotator cuff rupture, secondary osteoarthritis of the shoulder may supervene, resulting in severely restricted movements [25].
Physical Examination
- Basic physical examination for rotator cuff tears consists of assessment of range of motion in adducted and abducted positions, assessment of strength, and examination of associated structures such as the biceps and acromioclavicular joint [24].
- The empty can test has a sensitivity of 71.7% and a specificity of 64.6% for full-thickness supraspinatus tears [24].
- The lift-off and belly-press tests have high specificity but low sensitivity for full-thickness subscapularis tears [24].
- An external rotation lag sign at the side likely indicates a large posterosuperior tear involving the infraspinatus [24].
- A positive hornblower sign suggests a massive posterosuperior cuff tear that prohibits the active positioning of the hand in space [24].
- The painful arc test has a sensitivity of 71% and a specificity of 81% for rotator cuff disease [24].
- The cross-body adduction test has a sensitivity of 75% and a specificity of 61% for rotator cuff disease [24].
- The Hawkins test has a sensitivity of 76% and a specificity of 48% for rotator cuff disease [24].
- The Neer test has a sensitivity of 64–68% and a specificity of 30–61% for rotator cuff disease [24].
- The Yocum test has a sensitivity of 79% and a specificity of 40% for rotator cuff disease [24].
- The passive abduction test has a sensitivity of 74% and a specificity of 10% for rotator cuff disease [24].
- The external rotation lag test has a sensitivity of 47% and a specificity of 94% for full-thickness rotator cuff tears [24].
- The internal rotation lag test has a sensitivity of 97% and a specificity of 83% for full-thickness rotator cuff tears [24].
- The drop arm test has a sensitivity of 24% and a specificity of 93% for rotator cuff disease [24].
- The dropping sign has a sensitivity of 73% and a specificity of 77% for full-thickness rotator cuff tears [24].
- The Gerber (lift-off) test has a sensitivity of 34–68% and a specificity of 50–77% for rotator cuff disease [24].
- The external rotation resistance test has a sensitivity of 63% and a specificity of 75% for rotator cuff disease [24].
- The full can test has a sensitivity of 75% and a specificity of 68% for rotator cuff disease [24].
- The Patte test has a sensitivity of 58% and a specificity of 60% for rotator cuff disease [24].
- The empty can (Jobe) test has a sensitivity of 71% and a specificity of 49% for rotator cuff disease [24].
- The resisted abduction test has a sensitivity of 58% and a specificity of 20% for rotator cuff disease [24].
- A positive Hawkins and Neer test combination has a sensitivity of 78% and a specificity of 50% for rotator cuff disease [24].
- Partial tears may occur within the substance or on the deep surface of the cuff, permitting active abduction with a painful arc [25].
- Wasting of the supraspinatus and infraspinatus muscles is usually present in full-thickness rotator cuff tears [25].
- Testing the biceps may reveal an old tear of the long head of the biceps tendon in patients with full-thickness rotator cuff tears [25].
- Tenderness of the acromioclavicular joint is often present in patients with full-thickness rotator cuff tears [25].
- If active abduction is possible after injecting a local anesthetic into the subacromial space, the tear is likely only partial [25].
- If active abduction remains impossible after injecting a local anesthetic into the subacromial space, a complete tear is likely [25].
- Clinical tests for long head of the biceps tendon pathology, including the O’Brien, Yergason, Speed, and direct palpation tests, have limited specificity [31].
- A history of radiating anterior shoulder pain may inform the examiner of pain generation from the long head of the biceps tendon [31].
Diagnostic Imaging
- The goal of diagnostic imaging for rotator cuff tears is to determine the presence, size, and orientation of the tear, evaluate the healing capacity of the tendon, and assess associated pathology such as long head biceps tendinitis, acromioclavicular joint pathology, and arthrosis [24].
- For full-thickness rotator cuff tears, ultrasonography approaches the sensitivity and specificity of MRI for detecting the presence of a tear with an experienced practitioner [24].
- Ultrasonography is relatively inexpensive and allows for dynamic testing, guided injections, and immediate feedback [24].
- MRI accurately assesses muscle, bone, and cartilage, which has advantages for surgical planning [24].
- MRI continues to be the imaging modality of choice for most providers, with ultrasonography becoming common in certain centers [24].
- Arthroscopic examination of the long head of the biceps tendon is limited to the intra-articular tendon and proximal groove, missing less common distal biceps groove lesions [31].
Investigations
Imaging Modalities and Diagnostic Accuracy
- MRI is indicated in younger, active patients with acute rotator cuff tears and in patients with chronic rotator cuff tears in whom a trial of nonoperative treatment has failed [16].
- MRI allows the surgeon to characterize the location, size, and amount of retraction of the rotator cuff tear [16].
- MRI allows the surgeon to characterize the degree of atrophy and fatty infiltration of the rotator cuff musculature [16].
- MRI is used to define the extent of tear, degree of tear retraction, and presence of muscular atrophy [17].
- MRI is key for evaluating fatty infiltration, although the Goutallier classification was originally based on CT [17].
- Ultrasonography is increasing in popularity as a tool for diagnosis of rotator cuff disease [17].
- Ultrasonography is increasing in popularity as a tool for confirmation of intraarticular or subacromial location of injections [17].
- Ultrasonography is more accurate for full-thickness rotator cuff tears, comparable to MRI [22].
- Radiographic views of the subacromial space such as the supraspinatus outlet view may show a spur on the undersurface of the acromion, causing narrowing of the subacromial space [15].
- Radiographs may demonstrate classic changes within the acromion or coracoacromial ligament, including spurring and calcification [17].
- Radiographs may demonstrate cystic changes within the greater tuberosity [17].
- With chronic rotator cuff disease, superior migration of the humeral head with extensive degenerative change may be present on radiographs [17].
Specific Radiographic and Sonographic Signs
- The tangent sign is defined as failure of the supraspinatus muscle belly to cross a line from the superior border of the coracoid to the superior border of the scapular spine [17].
- The tangent sign correlates with muscle atrophy and fatty infiltration of the supraspinatus [17].
- Patients with the presence of the tangent sign are more likely to have an irreparable rotator cuff tear [17].
- A positive tangent sign predicts the repairability of rotator cuff tears [21].
- Irreparable tears are more likely to occur when the acromiohumeral distance appears shorter than 7 mm on AP radiograph [17].
- Ultrasonography can be used to evaluate fatty degeneration of the rotator cuff muscles [23].
Anatomical and Genetic Risk Factors
- The critical shoulder angle (CSA) is a static measure that did not change over time in a study of 1,552 radiographs [12].
- CSA was higher in the patient group with rotator cuff tears compared to controls [12].
- Patients with CSA greater than 38° and acromial index (AI) greater than 0.7 had higher retear rates after arthroscopic rotator cuff repair [11].
- Patients with CSA greater than 38° and AI greater than 0.7 had similar functional rates compared to control patients [11].
- A study of 147 patients up to 2-year follow-up did not see a difference in functional scores between patients with higher CSA/AI and patients with lower values [13].
- A study of scapular anatomy found statistically significant differences in the critical shoulder angle between asymptomatic individuals, those with osteoarthritis, and patients with full-thickness rotator cuff tears [3].
- Genome-wide association studies have identified single-nucleotide polymorphisms associated with full-thickness rotator cuff tears [3].
- Evidence exists for an inherited predisposition contributing to the risk for rotator cuff disease [2].
Tear Characteristics and Prognostic Indicators
- The quality of the rotator cuff musculature is classified according to the degree of fatty infiltration originally described by Goutallier et al. for CT evaluation and modified by Fuchs et al. for MRI evaluation [16].
- In the Goutallier classification, grade 0 is normal muscle, grade 1 has some fatty streaks, grade 2 has more muscle than fat, grade 3 has equal amounts of muscle and fat, and grade 4 has more fat than muscle [16].
- Goutallier grades 3 and 4 are indications of a long-term chronic rotator cuff tear [16].
- Goutallier grades 3 and 4 have a higher potential for failure when surgery is undertaken and likely are deemed irreparable [16].
- Tears with Goutallier grades III and IV, if accompanied by a tendinous stump of less than 15 mm and a positive tangent sign, have a 90% failure rate [16].
- Larger, more retracted tears greater than 40 mm in length or width are characterized by fatty atrophy [17].
- Larger, more retracted tears greater than 40 mm in length or width are characterized by supraspinatus width of less than 5 mm at the glenoid margin [17].
- Tear progression correlates with presenting tear size [3].
- In a cohort of 122 patients with full or partial rotator cuff tears, 53% increased tear size over a minimum of 6 months [3].
- Symptoms of pain do not correlate with rotator cuff tear severity in a cross-sectional study of 393 patients with symptomatic atraumatic full-thickness rotator cuff tears [3].
- Patient-reported outcomes and pain are not correlated with rotator cuff healing on ultrasonography or MRI [19].
- Postoperative strength is better in individuals with healed rotator cuffs versus those with defects after repair [19].
Treatment
Indications and Patient Stratification
- Neither American Academy of Orthopaedic Surgeons clinical practice guidelines nor Cochrane systematic reviews provide guidance on the management of rotator cuff tears [1].
- Clinical decision-making for the management of rotator cuff tears lacks consensus among orthopedic surgeons [1].
- Patients are generally divided into three categories based on the risk of nonoperative treatment and benefits of surgical intervention: those needing urgent or early operative repair, those who can benefit from a trial of conservative treatment, and those best suited for nonoperative treatment [1].
- Symptomatic rotator cuff injuries affect up to 30% of the population [7].
- The prevalence of full-thickness rotator cuff tears in the aging population is estimated to be as high as 30% [7].
- Surgical repair or reconstruction is generally the treatment of choice for rotator cuff injuries depending on injury factors, activity level, functional status, and occupation [7].
- Alternative options such as arthroplasty can be recommended when tears are irreparable or the patient has concomitant advanced glenohumeral arthrosis [7].
Non-Operative Management
- Treatment of rotator cuff tears begins with nonsurgical measures including activity modification, physical therapy, nonsteroidal anti-inflammatory medications, and corticosteroid injection [7].
- Most partial-thickness rotator cuff tears are best initially managed with nonoperative treatment [4].
- Surgical treatment for partial-thickness rotator cuff tears is indicated for patients in whom nonoperative treatment fails [4].
Partial-Thickness Tear Management
- Partial-thickness rotator cuff tears have a limited ability to spontaneously heal as shown by histological and radiographic studies [4].
- A portion of partial-thickness rotator cuff tears will progress to full-thickness rotator cuff tears [4].
- Tears involving more than 50% of tendon width are best treated with repair [4].
- Tears involving less than 50% of tendon width are best treated with debridement and potential decompression [4].
- A higher failure rate of debridement has been suggested for partial-thickness bursal-sided rotator cuff tears compared to articular-sided rotator cuff tears [4].
- Some surgeons favor repair in even low-grade bursal-sided tears due to the higher failure rate of debridement [4].
- There is no difference in functional outcome scores or re-tear rates between in situ rotator cuff repair and completion to a full-thickness rotator cuff tear with subsequent repair [4].
- For tears with poor-quality tendon remaining and involving more than 80% of tendon thickness, debridement is favored [4].
- Delamination-type tears of the articular side require a transtendinous repair [4].
- Intratendinous tears are repaired side-to-side using arthroscopic technique after the tear is opened and the edge is debrided back slightly to promote local healing [4].
- Extensive debridement is unnecessary for intratendinous tears [4].
Operative Techniques: Arthroscopic
- Arthroscopic repair is the current standard of care for rotator cuff repair [7].
- The superiority of arthroscopic versus open or mini-open repair is still somewhat controversial [7].
- Arthroscopic repair has been shown to have similar outcomes and failure rates compared to other techniques, with decreased short-term pain and more rapid return to activity [7].
- Advances in arthroscopic equipment and increased surgeon familiarity have made arthroscopic surgery the preferred method of rotator cuff repair for many shoulder surgeons [27].
- Arthroscopy allows a more comprehensive assessment of intra-articular pathology and rotator cuff tear configuration by viewing from multiple angles [27].
- Arthroscopy facilitates tendon mobilization through precise releases of adhesions, leading to an improved ability to anatomically reduce the edge and create a tension-free repair [27].
- Arthroscopic repair minimizes injury to the deltoid muscle and preserves the acromial deltoid origin, eliminating the risk of deltoid dehiscence [27].
- A key theoretical benefit of arthroscopic repair is decreased postoperative pain secondary to less soft tissue trauma, which aids in postoperative rehabilitation and earlier resumption of range of motion [27].
- Anatomic footprint restoration is possible with arthroscopic repair using fixation at both the suture-tendon interface and the anchor-bone interface [27].
- Arthroscopic repair is performed with suture anchors in various configurations, including single-row, double-row, and transosseous-equivalent repair techniques [7].
- Controlled laboratory studies have generally shown superiority of double-row techniques over single-row in terms of initial and ultimate failure strength, decreased gap formation, decreased strain and suture cut-through, and improved vascularity in transosseous-equivalent double-row repair [7].
- While biomechanical studies show double-row repair outperforms single-row repair in failure strength, superior clinical results with double-row fixation over single-row fixation are still controversial [27].
Operative Techniques: Open and Mini-Open
- Traditional open repairs, mini-open deltoid split approaches, and arthroscopic repair are described approaches for rotator cuff repair [7].
- Mini-open rotator cuff repair allows direct assessment of the nature of the cuff tear, the quality of the remaining tissue, and the ease with which the tendon edge can be restored to the normal insertion site with the arm in an adducted position [32].
- The transosseous technique for attachment of the tendon to the tuberosity in mini-open repair is simple, expeditious, avoids issues related to suture anchors, and enables the surgeon to find sufficiently strong bone to hold the sutures [32].
- The creation of a trough into which the tendon is inserted increases the surface area of the repair, stimulates local stem cells and growth factors, excludes joint fluid from the repair site, and places sutures laterally so that they do not rub beneath the coracoacromial arch [32].
- In open repair, an anterior acromioplasty is an important part of rotator cuff surgery, and the results of repair without decompression are not as good as the results using the combined procedure [6].
- In open repair, tears usually begin at the supraspinatus insertion and retract into its fossa under the acromioclavicular joint [6].
- Most rotator cuff tears are transverse but also have a longitudinal component, making them oval or triangular [6].
- All but the smallest tears need to be advanced anteriorly and laterally, not just laterally, to restore anatomic position and correct muscle-tendon unit length [6].
- In tears of more than 2 to 3 cm, the infraspinatus tendon is involved as well [6].
- Mobilization in open repair begins posteriorly with the infraspinatus using a blunt probe or a finger to release adhesions inside and outside the joint [6].
- Dissection below the level of the teres minor during mobilization should be avoided to prevent injury to the axillary nerve in the quadrangular space or the suprascapular nerve in the area of the spinoglenoid notch [6].
- If supraspinatus and infraspinatus tendons are retracted so far that adequate length cannot be obtained with tendon mobilization, the capsule is incised at its insertion into the glenoid labrum [6].
- The goals of mobilization in open repair are to obtain tissue of adequate strength, position it anatomically for repair without damage to innervation and without compromise of deltoid function, and decompress the subacromial space to prevent further mechanical impingement on repaired cuff tissue [6].
- The best results in open repair are obtained with the double-row technique, suturing the tendon to bone in a cancellous trough in combination with suture anchor fixation [6].
- Using transosseous tunnels through the greater tuberosity increases the surface area of tendon-to-bone healing and more closely restores the anatomic footprint [6].
- In open repair, sutures are placed 5 to 10 mm from the free edge of the tear using a double loop technique in a horizontal mattress manner [6].
- A 3 mm wide shallow trough is created running the length of the exposed bone of the greater tuberosity to accommodate the thickness of the supraspinatus and infraspinatus tendons [6].
- Two or three rotator cuff suture anchors are placed immediately medial to the trough at a 45-degree angle [6].
- Holes for sutures are drilled 2 to 3 cm distal to the trough and spaced at least 1 to 2 cm apart on the cortical humeral surface [6].
- Most open repairs are done with the shoulder in 0 degrees of abduction [6].
- If the lateral humeral cortex is fractured during tying down of the suture or construction of the suture tunnel, anchors can be used as a salvage procedure [6].
Biological and Mechanical Factors
- The rotator cuff presents special challenges for tendon healing because its tendons are intra-articular and intrasynovial, there is a complex mechanical loading environment, the native fibrocartilaginous insertion to the greater tuberosity is not reconstituted, and there is almost always an element of chronic tendinopathy leading to impaired biological healing capacity on both the tendon and bone side [7].
- Factors known to be associated with failure of rotator cuff repair include muscle degeneration (fatty infiltration and atrophy), tear size, chronicity, advanced age, and other environmental factors [7].
- The rotator cuff tends to fail at or near the tendon-bone junction, and the goal of repair is to restore the tendon to its anatomic footprint to encourage healing [7].
Complications
- Neither the clinical practice guidelines set out by the American Academy of Orthopaedic Surgeons nor the Cochrane systematic reviews provide guidance on the management of rotator cuff tears [1].
References
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[2] Orthopaedic Knowledge Update Sports Medicine 6. Rotator Cuff Disease > Annotated References.
[3] Orthopaedic Knowledge Update 13 Ebook Without Multimedia. Shoulder Instability, Rotator Cuff Disorders, Muscular Ruptures, Adhesive Capsulitis, Calcific Tendinitis > Annotated References.
[4] Campbell S Operative Orthopaedics 4 Volume Set. ARTHROSCOPIC REPAIR OF POSTERIOR HUMERAL AVULSION OF THE GLENOHUMERAL LIGAMENT > PARTIAL-THICKNESS ROTATOR CUFF TEARS.
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[15] A Lange Medical Book Current Diagnosis Treatment In Orthopedics Fifth Edition. 3Sports Medicine > 1. Subacromial Bursitis and Rotator Cuff Tendinosis.
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[22] Orthopaedic Knowledge Update 13 Ebook Without Multimedia. Shoulder Instability, Rotator Cuff Disorders, Muscular Ruptures, Adhesive Capsulitis, Calcific Tendinitis > Calcific Tendinitis > Pathophysiology.
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[32] Rockwood And Matsen S The Shoulder. Fractures, Dislocations, and Acquired Problems of the Shoulder in Children > MINI-OPEN ROTATOR CUFF REPAIR.




