急性肱骨近端骨折的肩关节置换术 资料 知情同意

本页面由机器翻译,尚未经临床医生审核。英文版本为权威版本。

为何建议进行此手术

Mater Private Hospital Rockhampton 的上肢外科医生 Kieran Hirpara 医生会根据您的具体伤情制定治疗方案。我们首先从适合您病情的微创方案开始。对于许多肩关节骨折,这意味着首先采取休息、使用悬吊带和物理治疗。此类骨折中的大多数无需手术即可愈合,且超过 90% 的患者通过非手术治疗可获得良好的骨愈合。但有些骨折移位严重,意味着骨折断端已分离。在这些情况下,尤其是对于老年患者,可能会立即建议进行手术。

此手术是一种专为骨折设计的肩关节置换术。您肱骨圆形的顶端将被切除,并用人工关节替代。该手术通常针对患有复杂骨折且骨折断端无法可靠固定的老年患者。如果先等待并尝试非手术治疗,可能会导致功能更差和更多并发症,因此我们可能会建议在受伤后尽快进行手术。主要目标是提供可靠的疼痛缓解。改善您的活动范围和手臂使用能力是进一步的目标,但在此方面的效果因人而异。我们将与您讨论所有这些内容,并共同做出决定。

手术前

手术前,您需要完成一些扫描以便我们制定手术方案。首先进行肩部X线检查。有时还需增加磁共振成像(MRI,一种显示肌腱等软组织的扫描)或超声检查。我们将明确告知您需要哪些扫描。手术当天,请在手术时间前七小时停止进食和饮水。我们要求七小时而非六小时,以便在手术排期提前时能让您提前进入手术室。您的外科医生将告知您需停用哪些常用药物以及停用的时间。请携带一份您正在服用的所有药物的书面清单。安排他人在术后驾车送您回家,并穿着宽松舒适的衣物。如果您有其他基础疾病,可能需要进行血液检查或接受麻醉医生的评估。

手术当天

您将抵达医院的手术入院单元,在此办理入院手续并进行术前准备。麻醉医生将在手术前与您会面,并向您详细说明手术的两个部分。该手术在全身麻醉联合区域神经阻滞下进行。随后,您将被带入手术室进行手术。术后,您将在复苏区苏醒,护士会在此监测您的状况,直至麻醉消退。一旦您的生命体征稳定,您将被转入病房。

手术内容

这是一种专为骨折设计的肩关节置换术。您的外科医生会在手术区域上方做一个切口,并由此进入以到达断裂的肩关节。您肱骨(上臂骨)顶部的圆形部分,即骨折部位,将被移除。取而代之的是一个由金属和塑料制成的人工关节,这有点像用一个新的光滑球体盖住断裂的棍子顶端。

随后,外科医生会重建新关节周围的组织。位于肱骨顶部附近、肩肌腱附着处的骨块会被复位,并用缝合线牢固地固定在植入物上。将这些骨块复位并使其愈合至关重要,因为它们承载着驱动手臂活动的肌腱。外科医生还会平衡关节周围的软组织,并将新部件定位,使手臂保持其自然的长度和角度。

当所有部件就位后,伤口将被缝合关闭。首先,在闭合的伤口上覆盖一层细密的自粘网状物,以固定皮肤边缘。然后,在网状物上涂抹液体皮肤胶水,胶水凝固后会将整体密封。该装置会保留大约一到两周,随后自行翘起并脱落,因此无需取出任何东西。

术后

苏醒后,您将被安置在恢复区,麻醉消退期间护士会密切观察您的情况。大多数患者在此手术后需住院一至两晚。术后初期您的肩部会感到疼痛,我们会为您提供药物以缓解不适。您的手臂将佩戴简单的吊带以提供舒适支撑,进行锻炼和清洗时需取下吊带。敷料约保留10天;除非我们另行通知,否则请勿提前拆除。我们将在复诊时为您更换或拆除敷料。术后不久,护士会协助您起身并活动。请安排有人在您回家后的最初24小时内陪伴您。

恢复

术后最初几天,您的肩部会感到疼痛和肿胀。这是正常现象,会逐渐消退。冰敷、休息和您的止痛药有助于缓解不适。手术室中的神经阻滞麻醉会在第一天逐渐消退,因此请在疼痛加剧前服用药物。

您的手臂会佩戴一个简单的吊带以提供舒适感。进行锻炼和清洗时需取下吊带。您的物理治疗师会指导您在早期进行轻柔的活动,这些锻炼比您做的其他任何事情都更重要。即使进展感觉缓慢,也要坚持锻炼。您可以从第一天起在屋内走动,但起初在用餐、穿衣和购物方面需要帮助。在最初几周,靠在椅子上或垫上额外的枕头睡觉通常会更舒适。

恢复的里程碑是事件,而非具体日期。当肿胀消退时,日常任务会变得更容易。随着活动能力的恢复,您将能够伸得更远并提起稍重的物品。一旦外科医生允许您驾驶,通常在六周复查时,您即可重新上路;请参阅上肢手术后的驾驶。完全恢复需要时间,坚持锻炼能为您带来最佳康复效果的最大机会。

每个人的愈合速度各不相同。您的时间表可能有所不同,您的外科医生和物理治疗师将在整个过程中为您提供指导。

可能出现的问题

大多数患者恢复良好,但偶尔会出现问题。您的外科医生和医疗团队会密切监测您,以便尽早发现任何问题。

感染是需要警惕的最严重问题。它可能表现为简单的止痛药无法缓解的深层搏动性疼痛、伤口周围扩散的红肿,或发热。如果您注意到这些迹象中的任何一种,请立即告知我们。深部感染需要及时治疗,因此不要等到下次预约。

新关节有时会脱位。您会感到突然的“咔哒”声,随后出现疼痛,手臂无法正常活动。如果发生这种情况,请立即联系诊所或前往急诊科。

人工部件可能会随时间松动。这通常是逐渐发生的,而非突然发生。您可能会注意到在一段改善期后疼痛再次出现,并伴有肩部的咔哒声或摩擦感。请在下次复查时提及此情况,以便通过扫描检查关节。

植入物周围的骨骼可能会骨折。这可能发生在跌倒或撞击之后,感觉像是一次新的损伤,伴有突然的疼痛和肿胀。如果发生这种情况,请前往急诊科。

肩部周围的神经损伤是此手术已知的风险。它可能导致手臂麻木、刺痛或无力。大多数神经刺激会自行消退,但如果未消退,请在复查时告知您的外科医生。

术后可能会出现僵硬和持续疼痛。尽管您进行了锻炼,肩部仍感觉紧绷,活动范围受限。请在复查时提及此情况,以便调整您的物理治疗计划。

植入物周围的骨碎片有时可能无法愈合,或以错位的位置愈合。这可能导致肩部比预期更弱或不稳定。您的外科医生会在您的随访扫描中发现这一点,并与您讨论治疗方案。

一些患者可能需要日后进行进一步的手术,有时是几年后。原因包括关节松动、脱位、感染或关节面磨损。翻修手术比初次手术更复杂,恢复可能更慢。

如果您想了解具体数据,本页上的并发症表列出了典型发生率。

何时联系我们

大多数问题都会出现早期迹象,我们更希望主动听到您的反馈,而不是让您被动等待。如果您出现发热,伤口周围皮肤发红加重或开始渗出液体,或疼痛持续加剧而非缓解,请立即致电我们。如果您突然无法感觉或活动手臂,小腿出现肿胀或疼痛,或出现呼吸急促,请立即前往急诊。这些症状可能提示血栓形成。跌倒或撞击后突然出现的剧烈疼痛也需要紧急处理。

关于该病症的更多阅读

本页主要介绍手术本身。关于该手术所治疗的病症,包括证据显示手术在何时有效、何时无效,在肱骨近端骨折页面上有更详细的介绍。


Evidence & references

This is the clinical evidence summary written for health professionals. It is technical, and it lists the research this page was built from. You do not need to read it to understand your treatment or to make a decision about it.

Overview

  • Patients undergoing arthroplasty for acute proximal humerus fractures may achieve satisfactory long-term pain relief [1].
  • The result for overall shoulder motion after arthroplasty for acute proximal humerus fractures is less predictable [1].
  • Anatomic tuberosity healing improves objective and subjective outcomes in elderly patients who have undergone reverse shoulder arthroplasty for acute proximal humeral fractures [2].
  • Elderly patients who require admission after sustaining a proximal humeral fracture are frail and subject to a greater-than-average risk of mortality for their age [3].
  • Patients who undergo initial periods of nonoperative management have worse functional outcomes than those who undergo acute reverse total shoulder arthroplasty for proximal humeral fractures [4].
  • Patients who undergo initial periods of nonoperative management have higher complication rates than those who undergo acute reverse total shoulder arthroplasty for proximal humeral fractures [4].
  • Clinical results at 1-year follow-up confirmed the advantage of applying a new intramedullary support nail and plate system to 3- or 4-part proximal humeral fractures in older patients [5].
  • Patients with acute proximal humeral fractures who undergo reverse shoulder arthroplasty appear to achieve superior 5-year functional outcomes compared with patients who undergo hemiarthroplasty [7].
  • The study by [11] is the largest long-term follow-up study of acute proximal humeral fractures treated with hemiarthroplasty [11].
  • In most studies of proximal humeral fractures, only 1 or 2 patients experiencing an alternative outcome or lost to follow-up would change the conclusions for the dichotomous outcome studied [14].
  • The available literature suggests that reverse shoulder arthroplasty performed to address complex proximal humeral fractures might result in more favorable clinical outcomes than hemiarthroplasty performed for the same indication [32].
  • The increased in-hospital risk for major adverse events and surgical complications may moderate the enthusiasm associated with reverse total shoulder arthroplasty for proximal humeral fractures in patients 65 years and older [33].
  • Reverse total shoulder arthroplasty performed for acute 3- and 4-part proximal humeral fractures yields overall worse clinical outcomes compared with reverse total shoulder arthroplasty performed for elective indications [111].
  • Reverse total shoulder arthroplasty performed for acute 3- and 4-part proximal humeral fractures yields worse active range of motion compared with reverse total shoulder arthroplasty performed for elective indications [111].
  • No clear benefits were observed in treating patients 65 years or older with four-part fractures of the proximal humerus with either hemiarthroplasty or nonoperative treatment [114].

Anatomy & Pathophysiology

Bony Anatomy

  • The proximal humerus comprises four main parts: the humeral head, greater tuberosity (GT), lesser tuberosity (LT), and humeral shaft [37].
  • The articular head is spherical with a diameter of 37 to 57 mm [37].
  • The most superior portion of the articular surface of the humeral head averages 8 mm above the greater tuberosity [37].
  • Humeral version averages 29.8 degrees, with a range of 10 to 55 degrees [37].
  • The humeral head is inclined approximately 130 degrees with respect to the humeral shaft [37].
  • The anatomic neck is located at the junction of the articular surface and the tuberosities [37].
  • The surgical neck represents an indistinct region, or metadiaphyseal junction, below the tuberosities but above the humeral shaft [37].
  • The greater tuberosity is located in a posterior-superior position relative to the humeral shaft and serves as the attachment site for the supraspinatus, infraspinatus, and teres minor tendons [37].
  • The lesser tuberosity is located on the anterior aspect of the proximal humerus and serves as the attachment site for the subscapularis tendon [37].
  • The bicipital groove lies between the greater and lesser tuberosities and serves as a pathway for the long head of the biceps tendon [37].
  • The distal aspect of the bicipital groove is internally rotated with respect to the proximal portion [37].
  • The glenoid is a convex structure of shallow depth shaped like an inverted pear [37].
  • The acromion, coracoacromial ligament, and coracoid process form the coracoacromial arch, a rigid bony-ligamentous structure that imparts stability to the shoulder girdle [37].
  • The humeral head averages 19° of retroversion and 41° of inclination (neck-shaft angle) [39].
  • The neck-shaft angle measures an average of 135 degrees, and the humeral head is retroverted an average of 30 degrees [38].
  • The proximal humerus has three centers of ossification: the humeral head (4 to 6 months), the greater tuberosity (1 to 3 years), and the lesser tuberosity (3 to 5 years) [39].
  • The ossification centers of the proximal humerus fuse to the shaft at age 17 to 20 years [39].
  • The control volume is an important anatomic and functional area of the proximal humerus [73].

Vascular Supply

  • The proximal humerus receives its blood supply from the anterior and posterior humeral circumflex branches from the third division of the axillary artery [37].
  • The posterior humeral circumflex artery travels with the axillary nerve, enters the quadrilateral space posteriorly, and anastomoses with a branch of the anterior circumflex to supply the posterior cuff [37].
  • The anterior humeral circumflex artery arises from the axillary artery at the inferior border of the subscapularis [37].
  • The anterior humeral circumflex artery provides vascular inflow to the humeral head by way of its terminal anterolateral branch, known as the artery of Laing or arcuate artery [37].
  • The ascending branch of the anterior humeral circumflex artery courses parallel to the lateral aspect of the long head biceps tendon and enters the humeral head at the interface of the bicipital groove and greater tuberosity [37].
  • Injury to the arcuate artery may result in osteonecrosis of the humeral head [37].
  • Additional extraosseous collateral branches can permit humeral head perfusion despite complete ligation of the arcuate artery [37].
  • The anterolateral ascending branch of the anterior humeral circumflex artery provides the primary blood supply to the humeral head [39].
  • The terminal intraosseous portion of the anterior humeral circumflex artery enters at the proximal aspect of the intertubercular groove as the arcuate artery [39].
  • Fractures of the anatomic neck have a poor prognosis because of complete disruption of the blood supply to the head [38].
  • Surgical neck fractures are common, and with these, the blood supply to the head is preserved [38].

Soft Tissue & Neurovascular Anatomy

  • The rotator cuff consists of four muscles: the subscapularis, supraspinatus, infraspinatus, and teres minor [38].
  • The teres major is not a rotator cuff muscle [38].
  • The cuff muscles serve as depressors of the humeral head to allow the deltoid to efficiently abduct the humerus [38].
  • The infraspinatus and teres minor are external rotators, while the subscapularis is an internal rotator of the humerus [38].
  • The deltoid and pectoralis major muscles, along with the rotator cuff, cause predictable displacement of fractures around the proximal humerus [38].
  • The subscapularis inserts on the lesser tuberosity and causes medial displacement [37].
  • The supraspinatus and infraspinatus insert on the greater tuberosity and cause superior and posterior displacement [37].
  • The pectoralis major inserts on the humeral shaft and displaces it medially [37].
  • The axillary nerve is a terminal branch coming off the posterior cord of the brachial plexus just proximal to the coracoid process [42].
  • The axillary nerve passes beneath the conjoined tendon anterior to the subscapularis 3 to 5 mm medial to the musculotendinous junction [42].
  • The axillary nerve is adjacent to the inferior capsule before entering the quadrilateral space posteriorly [42].
  • The axillary nerve splits into the anterior and posterior branches within the quadrangular space [42].
  • The anterior and middle deltoid muscle receives sole innervation from the anterior branch of the axillary nerve [42].
  • Posterior deltoid muscle innervation varies, with supply only from the anterior branch in 2.3% of cases, from the posterior branch in 8.5%, and from both branches in 89.1% [42].
  • The posterior branch of the axillary nerve branches to supply the teres minor muscle and then terminates as the superior lateral brachial cutaneous nerve [42].
  • In the anterior deltopectoral approach, the axillary nerve can be palpated by sweeping a finger inferiorly across the subscapularis muscle tendon interface [42].
  • In the anterolateral deltoid splitting approach, the axillary nerve crosses approximately 5 cm inferior to the anterolateral acromial corner [42].
  • In the posterior deltoid splitting approach, the axillary nerve is approximately 7 cm from the posterior acromial corner [42].
  • Vertical abduction has the greatest effect on axillary nerve position, while horizontal glenohumeral forward flexion and humeral rotation have little effect [70].
  • An axillary nerve injury from proximal humeral fracture or fracture-dislocation would result in paralysis of the deltoid muscle and anesthesia over the “badge” region at the lateral proximal arm [38].

Bursae & Joints

  • The subacromial bursa and subscapular bursa are two bursae in the shoulder region with clinical importance [40].
  • The subscapular bursa lies between the subscapularis tendon and the neck of the scapula [40].
  • The subscapular bursa communicates with the joint cavity between the superior and middle glenohumeral ligaments [40].
  • The subscapular bursa protects the tendon of the subscapularis at the point where it passes under the base of the coracoid process and over the neck of the scapula [40].
  • The subscapular bursa is linked to the coracoid process by a suspensory ligament [40].
  • In 28% of specimens dissected by Colas and colleagues, the subscapular bursae merged with the subcoracoid bursae, forming a unique wide bursa in this region [40].
  • The subscapular bursa often houses loose bodies in the shoulder [40].
  • The subscapular bursa is a region in which synovitis of the shoulder may be most intense, where small fringes, or villi, can project into the joint cavity [40].
  • A soft tissue sheath consistently covers the long head of the biceps tendon to the level of the proximal margin of the pectoralis major tendon and contributes to the roof of the bicipital tunnel [40].
  • The fibro-osseous bicipital tunnel consists of three distinct anatomic zones [40].
  • Zone 1 of the bicipital tunnel represents the traditional bony bicipital groove beginning at the articular margin and ending at the distal margin of the subscapularis tendon [40].
  • Zone 2 of the bicipital tunnel extends from the distal margin of the subscapularis tendon to the proximal margin of the pectoralis major tendon and represents a “no man’s land” because it is not viewable from arthroscopy above or from subpectoral exposure below [40].
  • Zone 3 of the bicipital tunnel is distal to the proximal margin of the pectoralis major tendon and represents the subpectoral region [40].
  • The rotator interval is defined medially by the base of the coracoid, superiorly by the supraspinatus tendon, and inferiorly by the subscapularis tendon [39].
  • The rotator interval contains the coracohumeral ligament, the superior glenohumeral ligament, and the intra-articular portion of the long head of the biceps tendon [39].
  • Laxity of the rotator interval results in inferior laxity (the sulcus sign), and contracture of the interval is seen with adhesive capsulitis [39].
  • The coracohumeral ligament restricts external rotation in adduction, and it is a static restraint to inferior and posterior translation in adduction and external rotation [39].
  • The superior glenohumeral ligament is a primary static restraint against anterior translation with the arm at the side [39].
  • With the coracohumeral ligament, the superior glenohumeral ligament forms a pulley that provides restraint against medial subluxation of the long head of the biceps tendon [39].
  • The middle glenohumeral ligament is a primary static restraint against anterior translation with the arm in external rotation and 45° of abduction [39].
  • The anterior band of the inferior glenohumeral ligament is a primary static restraint against anterior-inferior dislocation of the glenohumeral joint in 90° of abduction and external rotation (position of apprehension) [39].
  • The posterior band of the inferior glenohumeral ligament is a primary static restraint against posterior-inferior translation in internal rotation and adduction [39].
  • The superior transverse scapular ligament arises from the medial base of the coracoid overlying the suprascapular notch [39].
  • The suprascapular artery runs superior to the superior transverse scapular ligament; the nerve runs deep to the ligament [39].
  • Entrapment of the suprascapular nerve at the superior transverse scapular ligament causes denervation of both the supraspinatus and the infraspinatus [39].
  • The spinoglenoid ligament overlies the suprascapular nerve at the spinoglenoid notch [39].
  • Entrapment, traction, or compression of the suprascapular nerve at the spinoglenoid notch causes denervation of the infraspinatus [39].

Pathophysiology & Biomechanics

  • Stability and function of the glenohumeral joint is provided by the interaction of the glenohumeral joint that promote a near global range of motion and purposeful function [37].
  • External loads transferred to the shoulder girdle are initially offset by joint surface anatomy, joint volume, atmospheric pressure, and joint fluid cohesion and adhesion [37].
  • Moderate and large loads are counterbalanced by the deltoid and rotator cuff and by the capsulolabral and bone structures, respectively [37].
  • Proximal humerus fractures alter complex interactions of the shoulder girdle, resulting in pain, decreased range of motion and stiffness, and disability [37].
  • Displaced proximal humerus fractures can impede normal movement of the rotator cuff, subacromial bursa, and subdeltoid bursa, causing impingement and disruption of normal glenohumeral motion [37].
  • In displaced and nondisplaced proximal humerus fractures, the subdeltoid and subacromial bursae can become thickened and fibrotic, forming adhesions that can limit normal glenohumeral motion [37].
  • Early range of motion exercises after a fracture have been hypothesized to decrease the formation of such adhesions [37].
  • Adhesions in the humeroscapular motion interface can limit shoulder mobility with examples such as scarring after proximal humerus fracture trauma [42].
  • The humeroscapular motion interface lies between the inner structures of the proximal humerus, rotator cuff, coracohumeral ligament, and biceps tendon sheath and the superficial layer of the acromion, deltoid, coracoacromial ligament, coracoid process, and the conjoined tendon [42].
  • Smooth, unrestricted motion at the humeroscapular motion interface is vital to shoulder mobility [42].
  • Varus and antecurvatum proximal humerus deformities as small as 15 degrees were associated with statistically significant alterations in glenohumeral joint mechanics [65].
  • With minimal and moderate amounts of glenohumeral abduction, glenohumeral joint forces are significantly displaced superiorly [50].
  • Greater tuberosity healing does not seem to impact reverse shoulder arthroplasty biomechanics during abduction or forward flexion; however, it does affect biomechanics during external rotation [48].
  • The double plate strategy can increase the stability of the medial column of the proximal humerus, and enhance the overall biomechanical property of the repaired proximal humerus [67].
  • The two-screw fixation construct augmented with a cerclage wire has higher mechanical performance than the conventional two-screw configuration for the fixation of humeral greater tuberosity fractures [74].
  • Despite the suture button construct having superior interface contact immediately after fixation, the double-row construct offered better contact performance at all abduction angles with applied force [64].

Classification

Reliability and Reproducibility

  • Classifications of proximal humeral fractures using the Neer system based on CT scans and plain radiographs are not very reliable or reproducible due to difficulty in determining which segments are fractured [103].
  • The Neer and AO classifications of proximal humeral fractures have limited intraobserver and interobserver reliability [104].
  • Neer indicated that his classification was meant to be applied after operative exposure and believed that radiographs alone would be unreliable [104].
  • The addition of two-dimensional (2-D) computed tomography (CT) scans did not improve the interobserver reproducibility of either the Neer or AO classification systems [104].
  • Interobserver agreement on the Neer classification was slight, with a kappa measure ranging from 0.069 to 0.14 [104].
  • Interobserver agreement on treatment based on fracture classification was fair, with a kappa measure ranging from 0.28 to 0.33 [104].
  • The lack of a reliable classification confounds efforts to compare the outcomes of treatment methods among different clinical trials and reports [104].

Specific Classification Systems

  • The revised Neer classification covers 98% of all proximal humeral fractures and is appropriate for clinical practice [101].
  • The HGLS classification is a reliable method of describing fractures of the proximal humerus compared with the Neer and AO systems [98].
  • A new classification system with emphasis on the qualitative aspects of proximal humeral fractures showed high reliability when based on a standardized imaging protocol including computed tomography scans [89].

Clinical Presentation

  • Patients presenting with a traumatic shoulder injury and normal radiographs may have an occult greater tuberosity fracture identified by the anterior bruise sign, which is a highly sensitive and specific clinical aid [29].
  • Fractures of the proximal humerus follow characteristic patterns [24].
  • In patients with proximal humeral fractures, a majority underwent non-operative treatment [8].
  • Nonoperative treatment of proximal humeral fractures produces considerable variation in shoulder-specific and general health outcomes at 1 year [25].
  • A substantial proportion of patients treated nonoperatively for proximal humeral fractures have poor perceived functional outcomes at 1 year [25].
  • Compared with the general population, patients sustaining a proximal humeral fracture have a significantly higher risk of mortality up to one year after the injury [16].
  • Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors [31].
  • As the majority of unplanned hospital readmissions after surgical treatment of proximal humerus fractures were associated with medical diagnoses, patient medical comorbidities must be considered before surgical treatment and during the postoperative care phase [21].
  • In a cohort of 46 patients undergoing shoulder arthroplasty for posttraumatic avascular necrosis of the humeral head after proximal humerus fracture, the average age was 64 years (range, 49–82 years) [6].
  • In a cohort of 46 patients undergoing shoulder arthroplasty for posttraumatic avascular necrosis of the humeral head after proximal humerus fracture, the initial injury occurred as a result of a simple fall in 58% of patients [6].
  • In a cohort of 46 patients undergoing shoulder arthroplasty for posttraumatic avascular necrosis of the humeral head after proximal humerus fracture, 66% were four-part fractures and 13% were three-part fractures [6].
  • In a study of 37 patients undergoing surgical fixation of the proximal humerus, the mean age at the time of surgery was 66.0 ± 9.3 years (range, 32–83 years) [69].
  • In a study of 37 patients undergoing surgical fixation of the proximal humerus, fractures were classified as two-part in 29%, three-part in 58%, and four-part in 13% of cases [69].
  • In a randomized study of patients aged 70 years or older with acute proximal humeral fractures, indications for shoulder arthroplasty included complex fractures not amenable to reconstruction, including displaced 4-part fractures, fracture-dislocations with 3-part fractures, and head-splitting fractures with more than 40% articular surface involvement [72].
  • In a randomized study of patients aged 70 years or older with acute proximal humeral fractures, preoperative confirmation of fracture type was made by computed tomography [72].
  • In a randomized study of patients aged 70 years or older with acute proximal humeral fractures, exclusion criteria included contraindications to surgery, prior surgery in the shoulder, associated ipsilateral upper limb fracture, and neurologic disorder [72].
  • In a study of 463 proximal humeral fractures, prevention of local complications, in particular those leading to severe varus deviation, appears essential to improve shoulder function [30].
  • In a study of 463 proximal humeral fractures, factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension [99].
  • In a study of 463 proximal humeral fractures, surgical treatment outcomes are unpredictable [99].
  • In a study of 463 proximal humeral fractures, surgical treatment remains far from straightforward [99].
  • In a study of 463 proximal humeral fractures, being a woman is a factor associated with poor results [99].
  • In a study of 463 proximal humeral fractures, four-part fracture dislocation is a factor associated with poor results [99].
  • In a study of 463 proximal humeral fractures, absence of metaphyseal head extension is a factor associated with poor results [99].
  • In a study of 463 proximal humeral fractures, surgical treatment of proximal humerus fractures remains far from straightforward [99].
  • In a study of 463 proximal humeral fractures, unpredictable outcomes are observed [99].
  • In a study of 463 proximal humeral fractures, factors associated with poor results include being a woman [99].
  • In a study of 463 proximal humeral fractures, factors associated with poor results include four-part fracture dislocation [99].
  • In a study of 463 proximal humeral fractures, factors associated with poor results include absence of metaphyseal head extension [99].

Investigations

Imaging Modalities and Protocols

  • AP and lateral plain radiographs are often the only required studies needed for assessing acute shoulder trauma, including fractures or dislocations [47].
  • CT imaging is frequently used to evaluate fractures of the shoulder [47].
  • MRI is the modality of choice for evaluating the rotator cuff, biceps, and subacromial/subdeltoid bursa [47].
  • T1-weighted MRI can reveal Hill-Sachs lesions and is often used with magnetic resonance arthrograms to provide a more detailed picture of the joint surfaces [47].
  • T2-weighted MRI provides better visualization of full thickness rotator cuff tears [47].
  • Arthrography involves injection of contrast agent in conjunction with either an MRI or CT scan, enhancing imaging of the joint to enable better identification of normal structures and pathology involving the joint surfaces [47].
  • MR arthrography is considered the benchmark for evaluation for labral tears and rarely is indicated for evaluation of rotator cuff pathology [47].
  • When MRI or MR arthrography is contraindicated, CT arthrography is indicated [47].
  • Ultrasonography is a low-cost alternative to MRI and arthrography for evaluating both skeletal and soft-tissue structures of the shoulder [47].
  • Ultrasonography can provide immediate, real-time visualization of the rotator cuff, biceps tendon, and calcific deposits [47].
  • Ultrasonography can be used to measure the subacromial space and detect atrophy of rotator cuff muscles [47].
  • Ultrasonography can evaluate impingement in various positions and motions due to real-time imaging [47].
  • Ultrasonography is highly operator dependent and is not as useful for evaluating labral tears or rotator cuff tears that are very small or larger than 3 cm [47].
  • The purpose of imaging of the shoulder is to help establish the diagnosis, determine the severity of the pathoanatomy, assist in surgical planning, and enable the surgeon to illustrate the condition of the shoulder to the patient [19].
  • Unless a specific research protocol is in place, the temptation to “overimage” should be resisted, obtaining only the scans or reconstructions that are necessary for the care of the patient [19].
  • Standardized plain films are almost always sufficient to garner the information needed, and there is information that can be gathered from properly taken plain films that cannot be obtained from CT scans [19].
  • Proper radiographic technique is as important as proper surgical technique to achieve the desired outcome [19].
  • The first key view is the anteroposterior (AP) in the plane of the scapula taken so that the x-ray beam passes through the glenohumeral joint [19].
  • The AP view shows the superoinferior position of the humeral head relative to the glenoid, the presence of osteophytes on the humeral head and glenoid, narrowing of the joint space, the degree of medial displacement of the humerus in relation to the lateral acromial line, the quality of the humeral and glenoid bone, the presence of loose bodies, and whether there is humeral head collapse or deformity [19].
  • The second key view is the axillary view taken with the arm in the functional position of elevation in the plane of the scapula and oriented so that both the spinoglenoid notch and the scapular neck are visible [19].
  • The axillary view shows a different perspective of the humeral anatomy, the amount of glenoid bone, the shape of the glenoid, its version in relation to the plane of the scapula, and the relationship of the humeral head to the glenoid fossa [19].
  • The axillary view is referred to as the “truth view” because it demonstrates the glenohumeral relationships in the functional position of elevation [19].
  • CT scans have the disadvantage of being taken with the arm in the adducted position [19].
  • Many of the “axillary views” sent for consultation are taken without standardization, making it impossible to determine the important features of the glenohumeral joint [19].
  • When taken properly, the standardized anteroposterior and axillary views indicate the thickness of the cartilage space between the humerus and the glenoid, relative positions of the humeral head and the glenoid, presence of osteophytes, degree of osteopenia, and extent of bony deformity and erosion [19].
  • Joint space narrowing is most evident on the truth view as opposed to images made with the arm at the side [19].
  • The axillary truth view can show posterior subluxation or “functional decentering” that is not evident in images taken with the arm at the side [19].
  • The degree of posterior subluxation can be measured as the position of the center of the humeral head in relation to the plane of the scapula, the position of the center of the humeral head in relation to the glenoid face, or the point of contact of the humeral articular surface on the glenoid articular surface [19].
  • The point of contact of the humeral articular surface on the glenoid articular surface reflects the degree of centering of the net humeral joint reaction force on the glenoid [19].
  • Malcentering of the joint reaction force leads to posterior instability, posterior glenoid wear, and “rocking horse” loosening of prosthetic glenoid components [19].
  • Three-dimensional reconstructions can reveal fine details of the shoulder anatomy, but this additional information rarely changes the planning or conduct of the arthroplasty [19].
  • A robust approach to imaging the shoulder needs to recognize that the shoulder is a three-dimensional structure that cannot be represented by a single planar view [45].
  • Critical relationships—such as the degree of centering of the humeral head—change with the position of the arm [45].
  • Shoulder pathology may be found in a large number of different bones and soft tissues [45].
  • Overlying and superimposed structures as well as metallic implants may complicate imaging the structures of interest [45].
  • Surgeons need to develop a judicious approach that yields the information necessary to treat the patient while avoiding the tendency to "over-image" [45].

Fracture-Specific Imaging Findings

  • There is relevant variability in displacement measurements between shoulder radiographs and CT scans in the coronal plane, with nearly 30% of cases suggesting surgical treatment on radiographs being reclassified for conservative treatment based on CT findings [132].
  • The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time [134].
  • CNNs proficiently rule out proximal humerus fractures on plain radiographs [136].
  • In patients presenting with a traumatic shoulder injury with normal radiographs, the anterior bruise sign (ABS) is a highly sensitive and specific clinical aid to identify patients with an occult greater tuberosity fracture [29].
  • Undisplaced greater tuberosity fractures can be managed non-operatively with good results, but patients with persistent post-traumatic shoulder pain and limitation of function warrant MRI investigation to identify occult fractures [124].
  • Missed posterior dislocation of the shoulder after intramedullary fixation of proximal humeral fractures is an extremely rare injury that can be missed due to inadequate initial and postoperative x-ray images and incorrect interpretation [139].

Treatment

Arthroplasty Outcomes and Indications

  • Patients undergoing arthroplasty for acute proximal humerus fractures may achieve satisfactory long-term pain relief, but overall shoulder motion results are less predictable [1].
  • Primary shoulder hemiarthroplasty for proximal humeral fracture is associated with satisfactory prosthetic survival at an average of 6.3 years [17].
  • The available literature suggests that reverse shoulder arthroplasty for complex proximal humeral fractures might result in more favorable clinical outcomes than hemiarthroplasty for the same indication [32].
  • Reverse shoulder arthroplasty is advocated for complex proximal humerus fractures in elderly patients because it provides more consistent and predictable results compared with hemiarthroplasty or plate osteosynthesis [118].
  • Treatment with reverse shoulder arthroplasty provides superior functional outcomes compared with conservative treatment for patients presenting with an acute proximal humeral fracture [96].
  • Patients who undergo initial periods of nonoperative management have worse functional outcomes and higher complication rates than those who undergo acute reverse total shoulder arthroplasty for proximal humeral fractures [4].
  • With narrow indications, use of a specific fracture stem, and adequate tuberosity management, successful radiographic and functional results are presented after a mean follow-up of 4.8 years following hemiarthroplasty for primary nonreconstructable humeral head fractures [109].
  • A reverse shoulder prosthesis using a dedicated stem is a viable solution to treat complex proximal humerus fractures with reliable restoration of elevation [117].
  • Reverse shoulder arthroplasty is a powerful tool for managing proximal humerus fracture sequelae when joint-preserving options are not optimal, provided there is careful management of the tuberosities and understanding of associated pearls and pitfalls [28].

Tuberosity Management

  • In elderly patients who have undergone a reverse shoulder arthroplasty for acute proximal humeral fractures, anatomic tuberosity healing improves objective and subjective outcomes [2].
  • Shoulder rotational ability is improved by systematically repairing the tuberosities around the implant, provided their consolidation is anatomic [13].

Surgical Technique and Approach

  • The goals of prosthetic reconstruction for displaced three- and four-part fractures include replacement of the humeral-head articular fragment, stable fixation of the prosthetic component, restoration of humeral length and version, stable and anatomic reduction of the tuberosities to achieve bone union, and functional restoration of the rotator cuff mechanism [107].
  • The surgical approach for reverse shoulder arthroplasty has been either the standard deltopectoral approach or the anterosuperior approach [110].
  • The deltopectoral approach allows adequate access to fracture fragments for suture fixation and provides excellent glenoid exposure after fracture fragment mobilization, though exposure and reduction of the greater tuberosity can be challenging [110].
  • The anterosuperior approach offers greater tuberosity access but requires deltoid detachment, carries a potential for dehiscence, and has limited extensibility which is relevant during humeral shaft exposure with comminution [110].
  • Optimizing proximal humerus fracture fixation involves preoperative planning, understanding indications and implant design, obtaining effective exposure and proper intraoperative imaging, using various reduction modalities, ensuring proper implant placement, and using supplemental fixation methods when helpful [108].

Non-Operative Management

  • A majority of patients with proximal humeral fractures underwent non-operative treatment [8].
  • Nonsurgical management of proximal humerus fractures decreased during the study period [78].
  • Nonoperative treatment of proximal humeral fractures produces considerable variation in shoulder-specific and general health outcomes at 1 year, and a substantial proportion of patients have poor perceived functional outcomes [25].
  • Short and long periods of immobilization yield similar results for nonoperatively treated proximal humeral fractures, independent of the fracture pattern [85].
  • Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures [90].

Internal Fixation

  • Clinical results at 1-year follow-up confirmed the advantage of applying an intramedullary support nail and plate system to 3- or 4-part proximal humeral fractures in older patients [5].
  • A less-invasive locking plate fixation method is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, although a lengthy recovery time is required [86].
  • This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus [87].
  • Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for open reduction and internal fixation of unilateral displaced 3- or 4-part fractures at 12-month follow-up [27].
  • Internal fixation of three-part and four-part proximal humerus fracture dislocations resulted in poor shoulder function and complications in a high number of patients, although fracture union was achieved in most patients [120].
  • Proximal humerus fractures in the elderly can be reliably fixed with a "hybrid" locked-plating technique, with no early or late reoperations reported in a series of 35 patients older than 75 years [106].
  • Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications [116].
  • The Humerus Block technique is a very good and predictable, minimally invasive, percutaneous operative technique for treatment of various types of proximal humeral fractures that results in very good pain relief, mobility, and pull force in the arm with a low incidence of avascular necrosis [35].

Complications and Mortality

  • At 1-year postinjury, the mortality rate for older patients after proximal humerus fracture has been reported to be as high as 10% [26].
  • Most studies on periprosthetic postoperative humeral fractures have reported occurrence rates between 0.5% and 3%, but the field has changed dramatically with the use of reverse shoulder arthroplasty and new implant designs [34].
  • The most important risk factors for postoperative opioid dependence following proximal humerus fractures are preoperative dependence and fracture complexity [113].
  • This systematic review highlights significant heterogeneity in the terminology and definitions used to describe complications following non-surgical management of proximal humeral fractures, calling for standardized definitions to improve evidence synthesis [10].

Context and Consensus

  • Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others [9].
  • The introduction and widespread adoption of reverse total shoulder arthroplasty in the management of three- and four-part proximal humeral fractures represents a paradigm shift with respect to operative treatment options [15].
  • This is the largest long-term follow-up study of acute proximal humeral fractures treated with hemiarthroplasty [11].

Complications

Mortality and Systemic Risk

  • Elderly patients requiring admission after sustaining a proximal humeral fracture are frail and subject to a greater-than-average risk of mortality for their age [3].
  • Postoperative mortality after surgical fixation of proximal humeral fractures was 3.5%, which was approximately sixfold higher than the ninety-day mortality rate observed after nonoperative treatment [53].
  • As the majority of unplanned hospital readmissions were associated with medical diagnoses, it is important to consider patient medical comorbidities before surgical treatment of proximal humerus fractures and during the postoperative care phase [21].

General Complication Rates and Risk Factors

  • The rate of complications after operative treatment of proximal humeral fractures is high [143].
  • Patient age of sixty-five years or older, male sex, residence in an area with an income in the lowest two quintiles, and the presence of preexisting comorbidities were associated with elevated risks of short-term complications following surgical fixation [53].
  • There is significant heterogeneity in the terminology and definitions used to describe complications following non-surgical management of proximal humeral fractures [10].

Arthroplasty-Specific Complications

  • The most common postoperative complications reported in a systematic review of shoulder arthroplasty were postoperative stiffness/pain (n = 47), anterior dislocation or shoulder instability (n = 16), and progressive arthritis requiring revision (n = 7) [22].
  • Periprosthetic fracture occurred in 3 patients and infection in 1 patient in a systematic review of shoulder arthroplasty complications [22].
  • In-hospital complications are more likely to occur after reverse shoulder arthroplasty than after locked plating for proximal humeral fractures [33].
  • The increased in-hospital risk for major adverse events and surgical complications may moderate the enthusiasm associated with RTSA for proximal humeral fractures in patients 65 years and older [33].
  • The most common reasons for reoperation after primary reverse shoulder arthroplasty were humeral component fracture, humeral loosening, dislocation, infection, and glenoid failure, each occurring at a rate under 1% [130].
  • Humeral loosening is rare in reverse shoulder arthroplasty, occurring in 0.7% of primary and 2.8% of revision cases [135].
  • The most common complications after reverse shoulder arthroplasty for fracture sequelae were humeral loosening (9 cases) and instability (4 cases), all of which occurred in patients with type 3 and 4 sequelae [81].
  • Revision surgery for failed arthroplasty of proximal humerus fracture is complex with a high likelihood of inferior outcomes compared with primary arthroplasty [80].
  • Revision shoulder arthroplasty remains challenging with a high rate of complications [126].
  • In a series of 157 revisions from failed hemiarthroplasty to reverse total arthroplasty, 11 patients (7%) underwent repeated revision surgeries secondary to glenoid component loosening, instability, humeral component disassembly, or humeral stem loosening [83].
  • Nerve injury following reverse shoulder arthroplasty is a known risk factor with wide ranging incidences reported [82].

Fixation-Specific Complications

  • Acute deep infection after ORIF of proximal humeral fractures is a devastating complication with high complication rates, poor functional outcomes, and a notably high nonunion rate [127].
  • Prevention of local complications, in particular those leading to severe varus deviation, appears essential to improve shoulder function after a proximal humeral fracture [30].
  • Overall, there was a moderate rate of complications but low rate of revision following intramedullary nailing of humerus fractures [141].

Nonunion and Functional Outcomes

  • The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk [129].
  • Patients who undergo initial periods of nonoperative management have worse functional outcomes and higher complication rates than those who undergo acute rTSA for proximal humeral fractures [4].
  • Patients undergoing arthroplasty as treatment of an acute fracture of the proximal humerus may achieve satisfactory long-term pain relief; however, the result for overall shoulder motion is less predictable [1].

Recovery

Operative Rehabilitation

  • Early active motion rehabilitation for postoperative treatment after locking plate fixation of proximal humerus fractures was not inferior to a restrictive treatment protocol after a follow-up period of 24 months [88].
  • Trauma surgeons have a more aggressive approach to rehabilitation following operative proximal humerus fracture repair compared to shoulder surgeons regarding time to weightbearing status and passive range of motion [92].

Non-Operative Rehabilitation

  • Patients with proximal humeral fractures treated with early range of motion exercises do well, largely returning to baseline functional status by 1 year [56].
  • Immediate physiotherapy after a minimally displaced proximal humeral fracture results in faster recovery, with maximal functional benefit being achieved at 1 year [79].
  • Patients with minimally displaced (<3 mm) or non-displaced fractures of the proximal humerus can be reassured that a favorable outcome is anticipated with a staged rehabilitation protocol, although full recovery might take an average of 8 months [71].

Functional Outcomes

  • Patients with acute proximal humeral fractures who undergo RSA appear to achieve superior 5-year functional outcomes compared with patients who undergo hemiarthroplasty [7].
  • Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment [27].

Complications and Mortality

  • Sixty-six complications were reported by a total of 4 studies, with the most common postoperative complications being postoperative stiffness/pain (n = 47), anterior dislocation or shoulder instability (n = 16), and progressive arthritis requiring revision (n = 7) [22].
  • Periprosthetic fracture (n = 3) and infection (n = 1) were reported as postoperative complications in the systematic review of return to work after shoulder arthroplasty [22].
  • In total, 14 patients were reported to have returned to the operating room for revision in the systematic review of return to work after shoulder arthroplasty [22].

Measurement and Study Quality

  • The SFInX is a feasible outcome measure which clinicians can use to reliably measure and detect clinically important changes in the construct of 'shoulder function', the ability to perform activities in which the shoulder is involved, in people recovering from a proximal humeral fracture [122].

Key Evidence

  • [L3] Patients undergoing arthroplasty as treatment of an acute fracture of the proximal humerus may achieve satisfactory long-term pain relief; however, the result for overall shoulder motion is less predictable. [1] (10.1016/j.jse.2007.06.025)
  • [L3] In elderly patients who have undergone a reverse shoulder arthroplasty for acute proximal humeral fractures, anatomic tuberosity healing improves objective and subjective outcomes. [2] (10.1016/j.jse.2018.05.030)
  • [L3] Elderly patients who require admission after sustaining a proximal humeral fracture are frail and subject to a greater-than-average risk of mortality for their age. [3] (10.1016/j.jse.2019.05.030)
  • [L3] Patients who undergo initial periods of nonoperative management have worse functional outcomes and higher complication rates than those who undergo acute rTSA for proximal humeral fractures. [4] (10.1016/j.jse.2021.06.020)
  • [L3] Clinical results at 1-year follow-up confirmed the advantage of applying it to 3- or 4-part proximal humeral fractures in older patients. [5] (10.1186/s12891-022-05998-z)
  • [L4] [6] (10.1097/blo.0b013e318159cb7a)
  • [L3] Patients with acute proximal humeral fractures who undergo RSA appear to achieve superior 5-year functional outcomes compared with patients who undergo hemiarthroplasty. [7] (10.1016/j.jse.2012.03.006)
  • [L3] A majority of patients with proximal humeral fractures underwent non-operative treatment. [8] (10.1186/s12891-019-2812-9)
  • [L5] Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others. [9] (10.1016/j.jse.2024.12.005)
  • [L1] This systematic review highlights significant heterogeneity in the terminology and definitions used to describe complications following non-surgical management of proximal humeral fractures, calling for standardized definitions to improve evidence synthesis. [10] (10.1186/s12891-019-2459-6)
  • [L3] This is the largest long-term follow-up study of acute proximal humeral fractures treated with hemiarthroplasty. [11] (10.1302/0301-620x.103b6.bjj-2020-1753.r1)
  • [L3] Shoulder rotational ability is improved by systematically repairing the tuberosities around the implant, provided their consolidation is anatomic. [13] (10.1016/j.jse.2012.03.011)
  • [L2] In most studies of proximal humeral fractures, only 1 or 2 patients experiencing an alternative outcome or lost to follow-up would change the conclusions for the dichotomous outcome studied. [14] (10.1016/j.jse.2022.01.141)
  • [L5] [15] (10.1016/j.jhsa.2025.07.009)
  • [L3] Compared with the general population, patients sustaining a proximal humeral fracture have a significantly higher risk of mortality up to one year after the injury. [16] (10.1302/0301-620x.102b11.bjj-2020-0627.r1)
  • [L2] Primary shoulder hemiarthroplasty for proximal humeral fracture is associated with satisfactory prosthetic survival at an average of 6.3 years. [17] (10.2106/jbjs.l.01115)
  • [L3] As the majority of unplanned hospital readmissions were associated with medical diagnoses, it is important to consider patient medical comorbidities before surgical treatment of proximal humerus fractures and during the postoperative care phase. [21] (10.1007/s11999-014-3613-y)
  • [L1] [22] (10.1016/j.jse.2018.12.011)
  • [L4] Fractures of the proximal humerus follow characteristic patterns. [24] (10.1016/j.jse.2017.05.014)
  • [L1] Nonoperative treatment of proximal humeral fractures produces considerable variation in shoulder-specific and general health outcomes at 1 year, and a substantial proportion of patients have poor perceived functional outcomes. [25] (10.2106/jbjs.20.02018)
  • [L5] [26] (10.5435/jaaos-d-24-01073)
  • [L1] Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment. [27] (10.1016/j.jse.2022.07.008)
  • [L5] Reverse shoulder arthroplasty is a powerful tool for managing proximal humerus fracture sequelae when joint-preserving options are not optimal, provided there is careful management of the tuberosities and understanding of associated pearls and pitfalls. [28] (10.5435/jaaos-d-23-00740)
  • [L2] In patients presenting with a traumatic shoulder injury with normal radiographs, the anterior bruise sign (ABS) is a highly sensitive and specific clinical aid to identify patients with an occult greater tuberosity fracture. [29] (10.1016/j.jse.2023.07.044)
  • [L2] Prevention of local complications, in particular those leading to severe varus deviation, appears essential to improve shoulder function after a proximal humeral fracture. [30] (10.1016/j.jse.2011.06.009)
  • [L3] Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors. [31] (10.1016/j.jse.2022.03.006)
  • [L1] The available literature suggests that reverse shoulder arthroplasty performed to address complex proximal humeral fractures might result in more favorable clinical outcomes than hemiarthroplasty performed for the same indication. [32] (10.1016/j.jse.2015.08.030)
  • [L3] The increased in-hospital risk for major adverse events and surgical complications may moderate the enthusiasm associated with RTSA for proximal humeral fractures in patients 65 years and older. [33] (10.1097/corr.0000000000001776)
  • [L4] Most studies on periprosthetic postoperative humeral fractures have reported occurrence rates between 0.5% and 3%, but the field has changed dramatically with the use of reverse shoulder arthroplasty and new implant designs. [34] (10.5435/jaaos-d-21-01001)
  • [L4] The Humerus Block technique is a very good and predictable, minimally invasive, percutaneous operative technique for treatment of various types of proximal humeral fractures that results in very good pain relief, mobility, and pull force in the arm with a low incidence of avascular necrosis. [35] (10.1016/j.jse.2011.07.029)
  • [L5] Greater tuberosity healing does not seem to impact reverse shoulder arthroplasty biomechanics during abduction or forward flexion; however, it does affect biomechanics during external rotation. [48] (10.1016/j.jse.2019.07.022)
  • [L5] With minimal and moderate amounts of glenohumeral abduction, glenohumeral joint forces are significantly displaced superiorly. [50] (10.1016/j.jse.2007.06.017)
  • [L4] [53] (10.2106/jbjs.m.01039)
  • [L3] Patients with proximal humeral fractures treated with early range of motion exercises do well, largely returning to baseline functional status by 1 year. [56] (10.1016/j.jse.2007.07.016)
  • [L5] Findings suggest that despite the SB construct having superior interface contact immediately after fixation, the DR construct offered better contact performance at all abduction angles with applied force. [64] (10.1186/s12891-019-2412-8)
  • [L5] Varus and antecurvatum proximal humerus deformities as small as 15 degrees were associated with statistically significant alterations in glenohumeral joint mechanics. [65] (10.5435/jaaos-d-20-00555)
  • [L5] The double plate strategy can increase the stability of the medial column of the proximal humerus, and enhance the overall biomechanical property of the repaired proximal humerus. [67] (10.1186/s12891-024-08216-0)
  • [L3] [69] (10.1007/s11999-010-1760-3)
  • [L5] Vertical abduction has the greatest effect on axillary nerve position, while horizontal glenohumeral forward flexion and humeral rotation have little effect. [70] (10.1016/j.jse.2008.12.001)
  • [L4] Patients with minimally displaced (<3 mm) or non-displaced fractures of the proximal humerus can be reassured that a favorable outcome is anticipated with a staged rehabilitation protocol, although full recovery might take an average of 8 months. [71] (10.1016/j.jse.2013.01.033)
  • [L1] [72] (10.1016/j.jse.2014.06.035)
  • [L5] The control volume is an important anatomic and functional area of the proximal humerus. [73] (10.1016/j.jse.2017.12.004)
  • [L5] The current biomechanical cadaveric study demonstrated that the two-screw fixation construct augmented with a cerclage wire has higher mechanical performance than the conventional two-screw configuration for the fixation of humeral GT fractures. [74] (10.1186/s12891-021-04215-7)
  • [L4] Nonsurgical management of proximal humerus fractures decreased during the study period. [78] (10.1016/j.jhsa.2020.03.022)
  • [L1] Immediate physiotherapy after a minimally displaced proximal humeral fracture results in faster recovery, with maximal functional benefit being achieved at 1 year. [79] (10.1016/j.jse.2006.06.003)
  • [L5] Revision surgery for failed arthroplasty of proximal humerus fracture is complex with a high likelihood of inferior outcomes compared with primary arthroplasty. [80] (10.5435/jaaos-d-17-00051)
  • [L4] [81] (10.1016/j.jse.2020.03.010)
  • [L4] [82] (10.1016/j.jse.2022.10.022)
  • [L4] [83] (10.1016/j.jse.2017.06.038)
  • [L2] Short and long periods of immobilization yield similar results for nonoperatively treated proximal humeral fractures, independent of the fracture pattern. [85] (10.2106/jbjs.20.02137)
  • [L3] Although the less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, a lengthy recovery time is required. [86] (10.1186/s12891-015-0618-y)
  • [L1] This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus. [87] (10.1371/journal.pmed.1002855)
  • [L2] Early active motion rehabilitation for postoperative treatment after locking plate fixation of proximal humerus fractures was not inferior to a restrictive treatment protocol after a follow-up period of 24 months. [88] (10.1016/j.jse.2025.01.042)
  • [L3] The new classification system with emphasis on the qualitative aspects of proximal humeral fractures showed high reliability when based on a standardized imaging protocol including computed tomography scans. [89] (10.1016/j.jse.2015.08.006)
  • [L3] Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures. [90] (10.1016/j.jse.2011.01.025)
  • [L4] Trauma surgeons have a more aggressive approach to rehabilitation following operative proximal humerus fracture repair compared to shoulder surgeons regarding time to weightbearing status and passive range of motion. [92] (10.1016/j.jse.2021.12.045)
  • [L1] Treatment with reverse shoulder arthroplasty provides superior functional outcomes compared with conservative treatment for patients presenting with an acute proximal humeral fracture. [96] (10.1016/j.jse.2024.02.023)
  • [L3] The HGLS classification is a reliable method of describing fractures of the proximal humerus compared with the Neer and AO systems. [98] (10.1016/j.jse.2012.09.018)
  • [L5] Surgical treatment of proximal humerus fractures remains far from straightforward, with unpredictable outcomes where factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension. [99] (10.1097/corr.0000000000002242)
  • [L4] The revised Neer classification covers 98% of all proximal humeral fractures and is appropriate for clinical practice. [101] (10.1016/j.jse.2009.01.018)
  • [L4] Classifications of proximal humeral fractures using the Neer system based on CT scans and plain radiographs are not very reliable or reproducible due to difficulty in determining which segments are fractured. [103] (10.2106/00004623-199609000-00012)
  • [L3] [104] (10.2106/jbjs.l.00586)
  • [L4] [106] (10.1007/s11999-011-1894-y)
  • [L5] [107] (10.5435/00124635-200011000-00005)
  • [L5] [108] (10.5435/jaaos-d-22-01211)
  • [L4] With narrow indications, use of a specific fracture stem and adequate tuberosity management, successful radiographic and functional results are presented after a mean follow-up of 4.8 years after hemiarthroplasty for primary nonreconstructable humeral head fractures. [109] (10.1016/j.jse.2023.02.118)
  • [L5] [110] (10.1016/j.jse.2013.10.003)
  • [L1] RTSA performed for acute 3- and 4-part proximal humeral fractures yields overall worse clinical outcomes and active ROM compared with RTSA performed for elective indications. [111] (10.1016/j.jse.2021.07.014)
  • [L3] The most important risk factors for postoperative opioid dependence following proximal humerus fractures are preoperative dependence and fracture complexity. [113] (10.1186/s13018-019-1233-7)
  • [L1] We observed no clear benefits in treating patients 65 years or older with four-part fractures of the proximal humerus with either hemiarthroplasty or nonoperative treatment. [114] (10.1007/s11999-012-2531-0)
  • [L4] [116] (10.1016/j.jse.2006.09.006)
  • [L4] Reverse shoulder prosthesis using a dedicated stem is a very viable solution to treat complex proximal humerus fractures with reliable restoration of elevation. [117] (10.1186/s13018-015-0261-1)
  • [L5] Reverse shoulder arthroplasty is advocated for complex proximal humerus fractures in elderly patients because it provides more consistent and predictable results compared with hemiarthroplasty or plate osteosynthesis. [118] (10.5435/jaaos-d-24-00890)
  • [L3] Internal fixation of three-part and four-part proximal humerus fracture dislocations resulted in poor shoulder function and complications in a high number of patients, although fracture union was achieved in most patients. [120] (10.1097/corr.0000000000002190)
  • [L3] The SFInX is a feasible outcome measure which clinicians can use to reliably measure and detect clinically important changes in the construct of 'shoulder function', the ability to perform activities in which the shoulder is involved, in people recovering from a proximal humeral fracture. [122] (10.1186/s12891-016-1138-0)
  • [L4] Undisplaced greater tuberosity fractures can be managed non-operatively with good results, but patients with persistent post-traumatic shoulder pain and limitation of function warrant MRI investigation to identify occult fractures. [124] (10.1186/s12891-018-2225-1)
  • [L4] Nevertheless, revision shoulder arthroplasty remains challenging with a high rate of complications. [126] (10.1016/j.jse.2013.07.041)
  • [L4] Acute deep infection after ORIF of proximal humeral fractures is a devastating complication with high complication rates, poor functional outcomes, and a notably high nonunion rate. [127] (10.1016/j.jse.2006.09.021)
  • [L3] The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk. [129] (10.2106/jbjs.20.01139)
  • [L4] The most common reasons for reoperation were humeral component fracture for 1 particular implant, humeral loosening, dislocation, infection, and glenoid failure, each occurring at a rate under 1%. [130] (10.1016/j.jse.2019.01.026)
  • [L3] There is relevant variability in displacement measurements between shoulder radiographs and CT scans in the coronal plane, with nearly 30% of cases suggesting surgical treatment on radiographs being reclassified for conservative treatment based on CT findings. [132] (10.1016/j.jse.2016.05.016)
  • [L5] The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time. [134] (10.1097/corr.0000000000002017)
  • [L4] Humeral loosening is rare in RSA, occurring in 0.7% of primary and 2.8% of revision cases. [135] (10.1016/j.jse.2023.02.006)
  • [L3] CNNs proficiently rule out proximal humerus fractures on plain radiographs. [136] (10.1302/0301-620x.106b11.bjj-2024-0264.r1)
  • [L4] Missed posterior dislocation of the shoulder after intramedullary fixation of proximal humeral fractures is an extremely rare injury that can be missed due to inadequate initial and postoperative x-ray images and incorrect interpretation. [139] (10.1016/j.jse.2008.10.020)
  • [L4] Overall, there was a moderate rate of complications but low rate of revision following IMN of humerus fractures. [141] (10.1016/j.jse.2024.07.049)
  • [L4] The rate of complications after operative treatment of proximal humeral fractures is high. [143] (10.1016/j.jse.2006.05.008)

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[127] Acute deep infection after surgical fixation of proximal humeral fractures. Journal of Shoulder and Elbow Surgery. 2007. DOI: 10.1016/j.jse.2006.09.021

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[130] Primary reverse shoulder arthroplasty using contemporary implants is associated with very low reoperation rates. Journal of Shoulder and Elbow Surgery. 2019. DOI: 10.1016/j.jse.2019.01.026

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[135] Humeral loosening in reverse shoulder arthroplasty: an analysis of 2,342 cases. Journal of Shoulder and Elbow Surgery. 2023. DOI: 10.1016/j.jse.2023.02.006

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