Shoulder Arthroplasty for Acute Proximal Humerus Fracture Info Evidence Consent
Reviewed by Dr Kieran Hirpara, Specialist Orthopaedic Surgeon Last reviewed
Why this operation has been suggested
Dr Kieran Hirpara, an upper-limb surgeon at Mater Private Hospital Rockhampton, matches the treatment to your specific injury. We start with the least invasive options that suit your condition. For many shoulder fractures this means rest, a sling and physiotherapy first. Most fractures of this type heal without surgery, and more than 90% join well with non-operative care. But some fractures are badly displaced, meaning the broken pieces have moved apart. In these cases, especially in older patients, surgery may be recommended straight away.
This operation is a shoulder replacement designed for fractures. The rounded top of your arm bone is removed and replaced with an artificial joint. It is typically offered to older patients with complex fractures where the broken pieces cannot be reliably held together. Waiting and trying non-operative care first can lead to worse function and more complications, so we may advise operating soon after the injury. The main aim is dependable pain relief. Improving how much you can move and use your arm is a further goal, though results there vary more from person to person. We will discuss all of this with you and decide together.
Before the operation
Before surgery, you will need some scans so we can plan the operation. X-rays of your shoulder come first. Sometimes an MRI (a scan that shows soft tissues such as tendons) or an ultrasound is added. We will tell you exactly which scans you need. On the day, stop eating seven hours before your operation time. We ask for seven hours rather than six so we can bring you forward if the theatre list runs early. Your surgeon will tell you which of your usual medicines to stop and when. Bring a written list of everything you take. Arrange for someone to drive you home afterwards, and wear loose, comfortable clothing. If you have other medical conditions, you may need blood tests or a review with the anaesthetist.
On the day
You will arrive at the hospital's surgical admissions unit, where you are checked in and prepared for theatre. The anaesthetist will meet you before the operation and talk you through both parts. This operation is done under general anaesthetic combined with a regional nerve block. You are then taken into the operating theatre, where the operation is performed. Afterwards, you will wake up in the recovery area, where nurses monitor you while the anaesthetic wears off. Once you are stable, you will either go to the ward or go home, depending on the procedure and your recovery.
What the operation involves
This is a shoulder replacement designed for fractures. Your surgeon makes a single cut over the area being operated on and works through it to reach the broken shoulder joint. The rounded top of your arm bone, which is the broken piece, is removed. In its place goes an artificial joint made of metal and plastic, a bit like capping a broken stick with a smooth new ball.
The surgeon then rebuilds the parts around the new joint. The lumps of bone near the top of your arm bone, where your shoulder tendons attach, are brought back into position and held to the implant with strong stitches. Getting these pieces back in place and healed matters, because they carry the tendons that move your arm. The surgeon also balances the soft tissues around the joint and sets the new parts so the arm sits at its natural length and angle.
Once everything is in place, the wound is closed. A fine, self-adhesive mesh is laid over the closed wound first, holding the skin edges together. A liquid skin glue is then painted over the mesh, where it sets to seal the whole thing. This stays on for roughly one to two weeks and then lifts and peels away by itself, so there is nothing to be taken out.
After the operation
When you wake up, you will be in the recovery area, and nurses will keep a close eye on you as the anaesthetic wears off. Most patients stay one night in hospital after this operation, though some are able to go home the same day. Your shoulder will be sore at first, and we will give you medicine to keep you comfortable. Your arm will rest in a simple sling for comfort, which comes off for exercises and washing. We leave the dressing on for about 10 days; please do not take it off before then unless we tell you to. We change or remove it when we see you. A nurse will help you get up and moving soon after surgery. Please arrange for someone to stay with you for the first 24 hours after you go home.
Recovery
Your shoulder will be sore and swollen in the first days after surgery. This is normal and settles gradually. Ice packs, rest and your pain medicine help ease the discomfort. The nerve block from theatre wears off over the first day, so take your medicine before the pain builds.
Your arm rests in a simple sling for comfort. It comes off for exercises and washing. Your physiotherapist will guide you through gentle movements early on, and these exercises matter more than anything else you do. Keep them up even when progress feels slow. You can walk around the house from day one, but you will need help with meals, dressing and shopping at first. Sleeping propped up in a chair or with extra pillows is often more comfortable in the early weeks.
Milestones come as events, not dates. When the swelling settles, everyday tasks get easier. As your movement returns, you will reach further and lift a little more. Once your surgeon clears you to drive, typically at the six-week review, you can get back on the road; see Driving after upper-limb surgery. Full recovery takes time, and steady effort with your exercises gives you the best chance of a good result.
Everyone heals at their own pace. Your timeline may differ, and your surgeon and physio will guide you along the way.
What can go wrong
Most patients do well, but problems can occasionally happen. Your surgeon and the team monitor you closely to spot any issue early.
Infection is the most serious problem to watch for. It can show up as a deep, throbbing pain that does not ease with simple painkillers, redness spreading out from the wound, or a fever. Tell us straight away if you notice any of these signs. A deep infection needs prompt treatment, so do not wait for your next appointment.
The new joint can sometimes come out of place. You would feel a sudden clunk, followed by pain and an arm that will not move normally. If this happens, contact the clinic urgently or go to the emergency department.
The artificial parts can loosen over time. This usually builds gradually rather than suddenly. You might notice pain returning after a period of improvement, along with a clicking or grinding feeling in the shoulder. Bring this up at your next review, where scans can check the joint.
The bone around the implant can break. This may follow a fall or a knock, and it feels like a new injury with sudden pain and swelling. Go to the emergency department if this happens.
Nerve injury around the shoulder is a known risk of this operation. It can cause numbness, tingling or weakness in the arm. Most nerve irritation settles on its own, but tell your surgeon at review if it does not.
Stiffness and ongoing pain can develop after surgery. The shoulder feels tight and movement stays limited despite your exercises. Mention this at your review so your physiotherapy plan can be adjusted.
The bone fragments around the implant can sometimes fail to heal, or heal in a shifted position. This can leave the shoulder weaker or less steady than expected. Your surgeon will pick this up on your follow-up scans and discuss options with you.
Some patients need a further operation later, sometimes years down the track. Reasons include loosening, dislocation, infection or wear of the joint surfaces. Revision surgery is more complex than the first operation and recovery can be slower.
The complications table on this page lists typical rates if you want the specifics.
When to call us
Most problems show early signs, and we would rather hear from you than have you wait. Call us if you have a fever, if the skin around your wound becomes more red or starts leaking fluid, or if your pain keeps getting worse instead of easing. Go to emergency if you suddenly cannot feel or move your arm, if you have swelling or pain in your calf, or if you become short of breath. These can signal a blood clot. Sudden severe pain after a fall or a knock also needs urgent care.
Where to read more about the condition
This page is about the operation itself. The condition it treats, including what the evidence shows about when surgery helps and when it does not, is covered in more detail on the Proximal Humerus Fracture page.
Evidence & references
This is the clinical evidence summary written for health professionals. It is technical, and it lists the research this page was built from. You do not need to read it to understand your treatment or to make a decision about it.
Overview
- Patients undergoing arthroplasty for acute proximal humerus fractures may achieve satisfactory long-term pain relief [1].
- The result for overall shoulder motion after arthroplasty for acute proximal humerus fractures is less predictable [1].
- Anatomic tuberosity healing improves objective and subjective outcomes in elderly patients who have undergone reverse shoulder arthroplasty for acute proximal humeral fractures [2].
- Elderly patients who require admission after sustaining a proximal humeral fracture are frail and subject to a greater-than-average risk of mortality for their age [3].
- Patients who undergo initial periods of nonoperative management have worse functional outcomes than those who undergo acute reverse total shoulder arthroplasty for proximal humeral fractures [4].
- Patients who undergo initial periods of nonoperative management have higher complication rates than those who undergo acute reverse total shoulder arthroplasty for proximal humeral fractures [4].
- Clinical results at 1-year follow-up confirmed the advantage of applying a new intramedullary support nail and plate system to 3- or 4-part proximal humeral fractures in older patients [5].
- Patients with acute proximal humeral fractures who undergo reverse shoulder arthroplasty appear to achieve superior 5-year functional outcomes compared with patients who undergo hemiarthroplasty [7].
- The study by [11] is the largest long-term follow-up study of acute proximal humeral fractures treated with hemiarthroplasty [11].
- In most studies of proximal humeral fractures, only 1 or 2 patients experiencing an alternative outcome or lost to follow-up would change the conclusions for the dichotomous outcome studied [14].
- The available literature suggests that reverse shoulder arthroplasty performed to address complex proximal humeral fractures might result in more favorable clinical outcomes than hemiarthroplasty performed for the same indication [32].
- The increased in-hospital risk for major adverse events and surgical complications may moderate the enthusiasm associated with reverse total shoulder arthroplasty for proximal humeral fractures in patients 65 years and older [33].
- Reverse total shoulder arthroplasty performed for acute 3- and 4-part proximal humeral fractures yields overall worse clinical outcomes compared with reverse total shoulder arthroplasty performed for elective indications [111].
- Reverse total shoulder arthroplasty performed for acute 3- and 4-part proximal humeral fractures yields worse active range of motion compared with reverse total shoulder arthroplasty performed for elective indications [111].
- No clear benefits were observed in treating patients 65 years or older with four-part fractures of the proximal humerus with either hemiarthroplasty or nonoperative treatment [114].
Anatomy & Pathophysiology
Bony Anatomy
- The proximal humerus comprises four main parts: the humeral head, greater tuberosity (GT), lesser tuberosity (LT), and humeral shaft [37].
- The articular head is spherical with a diameter of 37 to 57 mm [37].
- The most superior portion of the articular surface of the humeral head averages 8 mm above the greater tuberosity [37].
- Humeral version averages 29.8 degrees, with a range of 10 to 55 degrees [37].
- The humeral head is inclined approximately 130 degrees with respect to the humeral shaft [37].
- The anatomic neck is located at the junction of the articular surface and the tuberosities [37].
- The surgical neck represents an indistinct region, or metadiaphyseal junction, below the tuberosities but above the humeral shaft [37].
- The greater tuberosity is located in a posterior-superior position relative to the humeral shaft and serves as the attachment site for the supraspinatus, infraspinatus, and teres minor tendons [37].
- The lesser tuberosity is located on the anterior aspect of the proximal humerus and serves as the attachment site for the subscapularis tendon [37].
- The bicipital groove lies between the greater and lesser tuberosities and serves as a pathway for the long head of the biceps tendon [37].
- The distal aspect of the bicipital groove is internally rotated with respect to the proximal portion [37].
- The glenoid is a convex structure of shallow depth shaped like an inverted pear [37].
- The acromion, coracoacromial ligament, and coracoid process form the coracoacromial arch, a rigid bony-ligamentous structure that imparts stability to the shoulder girdle [37].
- The humeral head averages 19° of retroversion and 41° of inclination (neck-shaft angle) [39].
- The neck-shaft angle measures an average of 135 degrees, and the humeral head is retroverted an average of 30 degrees [38].
- The proximal humerus has three centers of ossification: the humeral head (4 to 6 months), the greater tuberosity (1 to 3 years), and the lesser tuberosity (3 to 5 years) [39].
- The ossification centers of the proximal humerus fuse to the shaft at age 17 to 20 years [39].
- The control volume is an important anatomic and functional area of the proximal humerus [73].
Vascular Supply
- The proximal humerus receives its blood supply from the anterior and posterior humeral circumflex branches from the third division of the axillary artery [37].
- The posterior humeral circumflex artery travels with the axillary nerve, enters the quadrilateral space posteriorly, and anastomoses with a branch of the anterior circumflex to supply the posterior cuff [37].
- The anterior humeral circumflex artery arises from the axillary artery at the inferior border of the subscapularis [37].
- The anterior humeral circumflex artery provides vascular inflow to the humeral head by way of its terminal anterolateral branch, known as the artery of Laing or arcuate artery [37].
- The ascending branch of the anterior humeral circumflex artery courses parallel to the lateral aspect of the long head biceps tendon and enters the humeral head at the interface of the bicipital groove and greater tuberosity [37].
- Injury to the arcuate artery may result in osteonecrosis of the humeral head [37].
- Additional extraosseous collateral branches can permit humeral head perfusion despite complete ligation of the arcuate artery [37].
- The anterolateral ascending branch of the anterior humeral circumflex artery provides the primary blood supply to the humeral head [39].
- The terminal intraosseous portion of the anterior humeral circumflex artery enters at the proximal aspect of the intertubercular groove as the arcuate artery [39].
- Fractures of the anatomic neck have a poor prognosis because of complete disruption of the blood supply to the head [38].
- Surgical neck fractures are common, and with these, the blood supply to the head is preserved [38].
Soft Tissue & Neurovascular Anatomy
- The rotator cuff consists of four muscles: the subscapularis, supraspinatus, infraspinatus, and teres minor [38].
- The teres major is not a rotator cuff muscle [38].
- The cuff muscles serve as depressors of the humeral head to allow the deltoid to efficiently abduct the humerus [38].
- The infraspinatus and teres minor are external rotators, while the subscapularis is an internal rotator of the humerus [38].
- The deltoid and pectoralis major muscles, along with the rotator cuff, cause predictable displacement of fractures around the proximal humerus [38].
- The subscapularis inserts on the lesser tuberosity and causes medial displacement [37].
- The supraspinatus and infraspinatus insert on the greater tuberosity and cause superior and posterior displacement [37].
- The pectoralis major inserts on the humeral shaft and displaces it medially [37].
- The axillary nerve is a terminal branch coming off the posterior cord of the brachial plexus just proximal to the coracoid process [42].
- The axillary nerve passes beneath the conjoined tendon anterior to the subscapularis 3 to 5 mm medial to the musculotendinous junction [42].
- The axillary nerve is adjacent to the inferior capsule before entering the quadrilateral space posteriorly [42].
- The axillary nerve splits into the anterior and posterior branches within the quadrangular space [42].
- The anterior and middle deltoid muscle receives sole innervation from the anterior branch of the axillary nerve [42].
- Posterior deltoid muscle innervation varies, with supply only from the anterior branch in 2.3% of cases, from the posterior branch in 8.5%, and from both branches in 89.1% [42].
- The posterior branch of the axillary nerve branches to supply the teres minor muscle and then terminates as the superior lateral brachial cutaneous nerve [42].
- In the anterior deltopectoral approach, the axillary nerve can be palpated by sweeping a finger inferiorly across the subscapularis muscle tendon interface [42].
- In the anterolateral deltoid splitting approach, the axillary nerve crosses approximately 5 cm inferior to the anterolateral acromial corner [42].
- In the posterior deltoid splitting approach, the axillary nerve is approximately 7 cm from the posterior acromial corner [42].
- Vertical abduction has the greatest effect on axillary nerve position, while horizontal glenohumeral forward flexion and humeral rotation have little effect [70].
- An axillary nerve injury from proximal humeral fracture or fracture-dislocation would result in paralysis of the deltoid muscle and anesthesia over the “badge” region at the lateral proximal arm [38].
Bursae & Joints
- The subacromial bursa and subscapular bursa are two bursae in the shoulder region with clinical importance [40].
- The subscapular bursa lies between the subscapularis tendon and the neck of the scapula [40].
- The subscapular bursa communicates with the joint cavity between the superior and middle glenohumeral ligaments [40].
- The subscapular bursa protects the tendon of the subscapularis at the point where it passes under the base of the coracoid process and over the neck of the scapula [40].
- The subscapular bursa is linked to the coracoid process by a suspensory ligament [40].
- In 28% of specimens dissected by Colas and colleagues, the subscapular bursae merged with the subcoracoid bursae, forming a unique wide bursa in this region [40].
- The subscapular bursa often houses loose bodies in the shoulder [40].
- The subscapular bursa is a region in which synovitis of the shoulder may be most intense, where small fringes, or villi, can project into the joint cavity [40].
- A soft tissue sheath consistently covers the long head of the biceps tendon to the level of the proximal margin of the pectoralis major tendon and contributes to the roof of the bicipital tunnel [40].
- The fibro-osseous bicipital tunnel consists of three distinct anatomic zones [40].
- Zone 1 of the bicipital tunnel represents the traditional bony bicipital groove beginning at the articular margin and ending at the distal margin of the subscapularis tendon [40].
- Zone 2 of the bicipital tunnel extends from the distal margin of the subscapularis tendon to the proximal margin of the pectoralis major tendon and represents a “no man’s land” because it is not viewable from arthroscopy above or from subpectoral exposure below [40].
- Zone 3 of the bicipital tunnel is distal to the proximal margin of the pectoralis major tendon and represents the subpectoral region [40].
- The rotator interval is defined medially by the base of the coracoid, superiorly by the supraspinatus tendon, and inferiorly by the subscapularis tendon [39].
- The rotator interval contains the coracohumeral ligament, the superior glenohumeral ligament, and the intra-articular portion of the long head of the biceps tendon [39].
- Laxity of the rotator interval results in inferior laxity (the sulcus sign), and contracture of the interval is seen with adhesive capsulitis [39].
- The coracohumeral ligament restricts external rotation in adduction, and it is a static restraint to inferior and posterior translation in adduction and external rotation [39].
- The superior glenohumeral ligament is a primary static restraint against anterior translation with the arm at the side [39].
- With the coracohumeral ligament, the superior glenohumeral ligament forms a pulley that provides restraint against medial subluxation of the long head of the biceps tendon [39].
- The middle glenohumeral ligament is a primary static restraint against anterior translation with the arm in external rotation and 45° of abduction [39].
- The anterior band of the inferior glenohumeral ligament is a primary static restraint against anterior-inferior dislocation of the glenohumeral joint in 90° of abduction and external rotation (position of apprehension) [39].
- The posterior band of the inferior glenohumeral ligament is a primary static restraint against posterior-inferior translation in internal rotation and adduction [39].
- The superior transverse scapular ligament arises from the medial base of the coracoid overlying the suprascapular notch [39].
- The suprascapular artery runs superior to the superior transverse scapular ligament; the nerve runs deep to the ligament [39].
- Entrapment of the suprascapular nerve at the superior transverse scapular ligament causes denervation of both the supraspinatus and the infraspinatus [39].
- The spinoglenoid ligament overlies the suprascapular nerve at the spinoglenoid notch [39].
- Entrapment, traction, or compression of the suprascapular nerve at the spinoglenoid notch causes denervation of the infraspinatus [39].
Pathophysiology & Biomechanics
- Stability and function of the glenohumeral joint is provided by the interaction of the glenohumeral joint that promote a near global range of motion and purposeful function [37].
- External loads transferred to the shoulder girdle are initially offset by joint surface anatomy, joint volume, atmospheric pressure, and joint fluid cohesion and adhesion [37].
- Moderate and large loads are counterbalanced by the deltoid and rotator cuff and by the capsulolabral and bone structures, respectively [37].
- Proximal humerus fractures alter complex interactions of the shoulder girdle, resulting in pain, decreased range of motion and stiffness, and disability [37].
- Displaced proximal humerus fractures can impede normal movement of the rotator cuff, subacromial bursa, and subdeltoid bursa, causing impingement and disruption of normal glenohumeral motion [37].
- In displaced and nondisplaced proximal humerus fractures, the subdeltoid and subacromial bursae can become thickened and fibrotic, forming adhesions that can limit normal glenohumeral motion [37].
- Early range of motion exercises after a fracture have been hypothesized to decrease the formation of such adhesions [37].
- Adhesions in the humeroscapular motion interface can limit shoulder mobility with examples such as scarring after proximal humerus fracture trauma [42].
- The humeroscapular motion interface lies between the inner structures of the proximal humerus, rotator cuff, coracohumeral ligament, and biceps tendon sheath and the superficial layer of the acromion, deltoid, coracoacromial ligament, coracoid process, and the conjoined tendon [42].
- Smooth, unrestricted motion at the humeroscapular motion interface is vital to shoulder mobility [42].
- Varus and antecurvatum proximal humerus deformities as small as 15 degrees were associated with statistically significant alterations in glenohumeral joint mechanics [65].
- With minimal and moderate amounts of glenohumeral abduction, glenohumeral joint forces are significantly displaced superiorly [50].
- Greater tuberosity healing does not seem to impact reverse shoulder arthroplasty biomechanics during abduction or forward flexion; however, it does affect biomechanics during external rotation [48].
- The double plate strategy can increase the stability of the medial column of the proximal humerus, and enhance the overall biomechanical property of the repaired proximal humerus [67].
- The two-screw fixation construct augmented with a cerclage wire has higher mechanical performance than the conventional two-screw configuration for the fixation of humeral greater tuberosity fractures [74].
- Despite the suture button construct having superior interface contact immediately after fixation, the double-row construct offered better contact performance at all abduction angles with applied force [64].
Classification
Reliability and Reproducibility
- Classifications of proximal humeral fractures using the Neer system based on CT scans and plain radiographs are not very reliable or reproducible due to difficulty in determining which segments are fractured [103].
- The Neer and AO classifications of proximal humeral fractures have limited intraobserver and interobserver reliability [104].
- Neer indicated that his classification was meant to be applied after operative exposure and believed that radiographs alone would be unreliable [104].
- The addition of two-dimensional (2-D) computed tomography (CT) scans did not improve the interobserver reproducibility of either the Neer or AO classification systems [104].
- Interobserver agreement on the Neer classification was slight, with a kappa measure ranging from 0.069 to 0.14 [104].
- Interobserver agreement on treatment based on fracture classification was fair, with a kappa measure ranging from 0.28 to 0.33 [104].
- The lack of a reliable classification confounds efforts to compare the outcomes of treatment methods among different clinical trials and reports [104].
Specific Classification Systems
- The revised Neer classification covers 98% of all proximal humeral fractures and is appropriate for clinical practice [101].
- The HGLS classification is a reliable method of describing fractures of the proximal humerus compared with the Neer and AO systems [98].
- A new classification system with emphasis on the qualitative aspects of proximal humeral fractures showed high reliability when based on a standardized imaging protocol including computed tomography scans [89].
Clinical Presentation
- Patients presenting with a traumatic shoulder injury and normal radiographs may have an occult greater tuberosity fracture identified by the anterior bruise sign, which is a highly sensitive and specific clinical aid [29].
- Fractures of the proximal humerus follow characteristic patterns [24].
- In patients with proximal humeral fractures, a majority underwent non-operative treatment [8].
- Nonoperative treatment of proximal humeral fractures produces considerable variation in shoulder-specific and general health outcomes at 1 year [25].
- A substantial proportion of patients treated nonoperatively for proximal humeral fractures have poor perceived functional outcomes at 1 year [25].
- Compared with the general population, patients sustaining a proximal humeral fracture have a significantly higher risk of mortality up to one year after the injury [16].
- Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors [31].
- As the majority of unplanned hospital readmissions after surgical treatment of proximal humerus fractures were associated with medical diagnoses, patient medical comorbidities must be considered before surgical treatment and during the postoperative care phase [21].
- In a cohort of 46 patients undergoing shoulder arthroplasty for posttraumatic avascular necrosis of the humeral head after proximal humerus fracture, the average age was 64 years (range, 49–82 years) [6].
- In a cohort of 46 patients undergoing shoulder arthroplasty for posttraumatic avascular necrosis of the humeral head after proximal humerus fracture, the initial injury occurred as a result of a simple fall in 58% of patients [6].
- In a cohort of 46 patients undergoing shoulder arthroplasty for posttraumatic avascular necrosis of the humeral head after proximal humerus fracture, 66% were four-part fractures and 13% were three-part fractures [6].
- In a study of 37 patients undergoing surgical fixation of the proximal humerus, the mean age at the time of surgery was 66.0 ± 9.3 years (range, 32–83 years) [69].
- In a study of 37 patients undergoing surgical fixation of the proximal humerus, fractures were classified as two-part in 29%, three-part in 58%, and four-part in 13% of cases [69].
- In a randomized study of patients aged 70 years or older with acute proximal humeral fractures, indications for shoulder arthroplasty included complex fractures not amenable to reconstruction, including displaced 4-part fractures, fracture-dislocations with 3-part fractures, and head-splitting fractures with more than 40% articular surface involvement [72].
- In a randomized study of patients aged 70 years or older with acute proximal humeral fractures, preoperative confirmation of fracture type was made by computed tomography [72].
- In a randomized study of patients aged 70 years or older with acute proximal humeral fractures, exclusion criteria included contraindications to surgery, prior surgery in the shoulder, associated ipsilateral upper limb fracture, and neurologic disorder [72].
- In a study of 463 proximal humeral fractures, prevention of local complications, in particular those leading to severe varus deviation, appears essential to improve shoulder function [30].
- In a study of 463 proximal humeral fractures, factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension [99].
- In a study of 463 proximal humeral fractures, surgical treatment outcomes are unpredictable [99].
- In a study of 463 proximal humeral fractures, surgical treatment remains far from straightforward [99].
- In a study of 463 proximal humeral fractures, being a woman is a factor associated with poor results [99].
- In a study of 463 proximal humeral fractures, four-part fracture dislocation is a factor associated with poor results [99].
- In a study of 463 proximal humeral fractures, absence of metaphyseal head extension is a factor associated with poor results [99].
- In a study of 463 proximal humeral fractures, surgical treatment of proximal humerus fractures remains far from straightforward [99].
- In a study of 463 proximal humeral fractures, unpredictable outcomes are observed [99].
- In a study of 463 proximal humeral fractures, factors associated with poor results include being a woman [99].
- In a study of 463 proximal humeral fractures, factors associated with poor results include four-part fracture dislocation [99].
- In a study of 463 proximal humeral fractures, factors associated with poor results include absence of metaphyseal head extension [99].
Investigations
Imaging Modalities and Protocols
- AP and lateral plain radiographs are often the only required studies needed for assessing acute shoulder trauma, including fractures or dislocations [47].
- CT imaging is frequently used to evaluate fractures of the shoulder [47].
- MRI is the modality of choice for evaluating the rotator cuff, biceps, and subacromial/subdeltoid bursa [47].
- T1-weighted MRI can reveal Hill-Sachs lesions and is often used with magnetic resonance arthrograms to provide a more detailed picture of the joint surfaces [47].
- T2-weighted MRI provides better visualization of full thickness rotator cuff tears [47].
- Arthrography involves injection of contrast agent in conjunction with either an MRI or CT scan, enhancing imaging of the joint to enable better identification of normal structures and pathology involving the joint surfaces [47].
- MR arthrography is considered the benchmark for evaluation for labral tears and rarely is indicated for evaluation of rotator cuff pathology [47].
- When MRI or MR arthrography is contraindicated, CT arthrography is indicated [47].
- Ultrasonography is a low-cost alternative to MRI and arthrography for evaluating both skeletal and soft-tissue structures of the shoulder [47].
- Ultrasonography can provide immediate, real-time visualization of the rotator cuff, biceps tendon, and calcific deposits [47].
- Ultrasonography can be used to measure the subacromial space and detect atrophy of rotator cuff muscles [47].
- Ultrasonography can evaluate impingement in various positions and motions due to real-time imaging [47].
- Ultrasonography is highly operator dependent and is not as useful for evaluating labral tears or rotator cuff tears that are very small or larger than 3 cm [47].
- The purpose of imaging of the shoulder is to help establish the diagnosis, determine the severity of the pathoanatomy, assist in surgical planning, and enable the surgeon to illustrate the condition of the shoulder to the patient [19].
- Unless a specific research protocol is in place, the temptation to “overimage” should be resisted, obtaining only the scans or reconstructions that are necessary for the care of the patient [19].
- Standardized plain films are almost always sufficient to garner the information needed, and there is information that can be gathered from properly taken plain films that cannot be obtained from CT scans [19].
- Proper radiographic technique is as important as proper surgical technique to achieve the desired outcome [19].
- The first key view is the anteroposterior (AP) in the plane of the scapula taken so that the x-ray beam passes through the glenohumeral joint [19].
- The AP view shows the superoinferior position of the humeral head relative to the glenoid, the presence of osteophytes on the humeral head and glenoid, narrowing of the joint space, the degree of medial displacement of the humerus in relation to the lateral acromial line, the quality of the humeral and glenoid bone, the presence of loose bodies, and whether there is humeral head collapse or deformity [19].
- The second key view is the axillary view taken with the arm in the functional position of elevation in the plane of the scapula and oriented so that both the spinoglenoid notch and the scapular neck are visible [19].
- The axillary view shows a different perspective of the humeral anatomy, the amount of glenoid bone, the shape of the glenoid, its version in relation to the plane of the scapula, and the relationship of the humeral head to the glenoid fossa [19].
- The axillary view is referred to as the “truth view” because it demonstrates the glenohumeral relationships in the functional position of elevation [19].
- CT scans have the disadvantage of being taken with the arm in the adducted position [19].
- Many of the “axillary views” sent for consultation are taken without standardization, making it impossible to determine the important features of the glenohumeral joint [19].
- When taken properly, the standardized anteroposterior and axillary views indicate the thickness of the cartilage space between the humerus and the glenoid, relative positions of the humeral head and the glenoid, presence of osteophytes, degree of osteopenia, and extent of bony deformity and erosion [19].
- Joint space narrowing is most evident on the truth view as opposed to images made with the arm at the side [19].
- The axillary truth view can show posterior subluxation or “functional decentering” that is not evident in images taken with the arm at the side [19].
- The degree of posterior subluxation can be measured as the position of the center of the humeral head in relation to the plane of the scapula, the position of the center of the humeral head in relation to the glenoid face, or the point of contact of the humeral articular surface on the glenoid articular surface [19].
- The point of contact of the humeral articular surface on the glenoid articular surface reflects the degree of centering of the net humeral joint reaction force on the glenoid [19].
- Malcentering of the joint reaction force leads to posterior instability, posterior glenoid wear, and “rocking horse” loosening of prosthetic glenoid components [19].
- Three-dimensional reconstructions can reveal fine details of the shoulder anatomy, but this additional information rarely changes the planning or conduct of the arthroplasty [19].
- A robust approach to imaging the shoulder needs to recognize that the shoulder is a three-dimensional structure that cannot be represented by a single planar view [45].
- Critical relationships—such as the degree of centering of the humeral head—change with the position of the arm [45].
- Shoulder pathology may be found in a large number of different bones and soft tissues [45].
- Overlying and superimposed structures as well as metallic implants may complicate imaging the structures of interest [45].
- Surgeons need to develop a judicious approach that yields the information necessary to treat the patient while avoiding the tendency to "over-image" [45].
Fracture-Specific Imaging Findings
- There is relevant variability in displacement measurements between shoulder radiographs and CT scans in the coronal plane, with nearly 30% of cases suggesting surgical treatment on radiographs being reclassified for conservative treatment based on CT findings [132].
- The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time [134].
- CNNs proficiently rule out proximal humerus fractures on plain radiographs [136].
- In patients presenting with a traumatic shoulder injury with normal radiographs, the anterior bruise sign (ABS) is a highly sensitive and specific clinical aid to identify patients with an occult greater tuberosity fracture [29].
- Undisplaced greater tuberosity fractures can be managed non-operatively with good results, but patients with persistent post-traumatic shoulder pain and limitation of function warrant MRI investigation to identify occult fractures [124].
- Missed posterior dislocation of the shoulder after intramedullary fixation of proximal humeral fractures is an extremely rare injury that can be missed due to inadequate initial and postoperative x-ray images and incorrect interpretation [139].
Treatment
Arthroplasty Outcomes and Indications
- Patients undergoing arthroplasty for acute proximal humerus fractures may achieve satisfactory long-term pain relief, but overall shoulder motion results are less predictable [1].
- Primary shoulder hemiarthroplasty for proximal humeral fracture is associated with satisfactory prosthetic survival at an average of 6.3 years [17].
- The available literature suggests that reverse shoulder arthroplasty for complex proximal humeral fractures might result in more favorable clinical outcomes than hemiarthroplasty for the same indication [32].
- Reverse shoulder arthroplasty is advocated for complex proximal humerus fractures in elderly patients because it provides more consistent and predictable results compared with hemiarthroplasty or plate osteosynthesis [118].
- Treatment with reverse shoulder arthroplasty provides superior functional outcomes compared with conservative treatment for patients presenting with an acute proximal humeral fracture [96].
- Patients who undergo initial periods of nonoperative management have worse functional outcomes and higher complication rates than those who undergo acute reverse total shoulder arthroplasty for proximal humeral fractures [4].
- With narrow indications, use of a specific fracture stem, and adequate tuberosity management, successful radiographic and functional results are presented after a mean follow-up of 4.8 years following hemiarthroplasty for primary nonreconstructable humeral head fractures [109].
- A reverse shoulder prosthesis using a dedicated stem is a viable solution to treat complex proximal humerus fractures with reliable restoration of elevation [117].
- Reverse shoulder arthroplasty is a powerful tool for managing proximal humerus fracture sequelae when joint-preserving options are not optimal, provided there is careful management of the tuberosities and understanding of associated pearls and pitfalls [28].
Tuberosity Management
- In elderly patients who have undergone a reverse shoulder arthroplasty for acute proximal humeral fractures, anatomic tuberosity healing improves objective and subjective outcomes [2].
- Shoulder rotational ability is improved by systematically repairing the tuberosities around the implant, provided their consolidation is anatomic [13].
Surgical Technique and Approach
- The goals of prosthetic reconstruction for displaced three- and four-part fractures include replacement of the humeral-head articular fragment, stable fixation of the prosthetic component, restoration of humeral length and version, stable and anatomic reduction of the tuberosities to achieve bone union, and functional restoration of the rotator cuff mechanism [107].
- The surgical approach for reverse shoulder arthroplasty has been either the standard deltopectoral approach or the anterosuperior approach [110].
- The deltopectoral approach allows adequate access to fracture fragments for suture fixation and provides excellent glenoid exposure after fracture fragment mobilization, though exposure and reduction of the greater tuberosity can be challenging [110].
- The anterosuperior approach offers greater tuberosity access but requires deltoid detachment, carries a potential for dehiscence, and has limited extensibility which is relevant during humeral shaft exposure with comminution [110].
- Optimizing proximal humerus fracture fixation involves preoperative planning, understanding indications and implant design, obtaining effective exposure and proper intraoperative imaging, using various reduction modalities, ensuring proper implant placement, and using supplemental fixation methods when helpful [108].
Non-Operative Management
- A majority of patients with proximal humeral fractures underwent non-operative treatment [8].
- Nonsurgical management of proximal humerus fractures decreased during the study period [78].
- Nonoperative treatment of proximal humeral fractures produces considerable variation in shoulder-specific and general health outcomes at 1 year, and a substantial proportion of patients have poor perceived functional outcomes [25].
- Short and long periods of immobilization yield similar results for nonoperatively treated proximal humeral fractures, independent of the fracture pattern [85].
- Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures [90].
Internal Fixation
- Clinical results at 1-year follow-up confirmed the advantage of applying an intramedullary support nail and plate system to 3- or 4-part proximal humeral fractures in older patients [5].
- A less-invasive locking plate fixation method is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, although a lengthy recovery time is required [86].
- This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus [87].
- Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for open reduction and internal fixation of unilateral displaced 3- or 4-part fractures at 12-month follow-up [27].
- Internal fixation of three-part and four-part proximal humerus fracture dislocations resulted in poor shoulder function and complications in a high number of patients, although fracture union was achieved in most patients [120].
- Proximal humerus fractures in the elderly can be reliably fixed with a "hybrid" locked-plating technique, with no early or late reoperations reported in a series of 35 patients older than 75 years [106].
- Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications [116].
- The Humerus Block technique is a very good and predictable, minimally invasive, percutaneous operative technique for treatment of various types of proximal humeral fractures that results in very good pain relief, mobility, and pull force in the arm with a low incidence of avascular necrosis [35].
Complications and Mortality
- At 1-year postinjury, the mortality rate for older patients after proximal humerus fracture has been reported to be as high as 10% [26].
- Most studies on periprosthetic postoperative humeral fractures have reported occurrence rates between 0.5% and 3%, but the field has changed dramatically with the use of reverse shoulder arthroplasty and new implant designs [34].
- The most important risk factors for postoperative opioid dependence following proximal humerus fractures are preoperative dependence and fracture complexity [113].
- This systematic review highlights significant heterogeneity in the terminology and definitions used to describe complications following non-surgical management of proximal humeral fractures, calling for standardized definitions to improve evidence synthesis [10].
Context and Consensus
- Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others [9].
- The introduction and widespread adoption of reverse total shoulder arthroplasty in the management of three- and four-part proximal humeral fractures represents a paradigm shift with respect to operative treatment options [15].
- This is the largest long-term follow-up study of acute proximal humeral fractures treated with hemiarthroplasty [11].
Complications
Mortality and Systemic Risk
- Elderly patients requiring admission after sustaining a proximal humeral fracture are frail and subject to a greater-than-average risk of mortality for their age [3].
- Postoperative mortality after surgical fixation of proximal humeral fractures was 3.5%, which was approximately sixfold higher than the ninety-day mortality rate observed after nonoperative treatment [53].
- As the majority of unplanned hospital readmissions were associated with medical diagnoses, it is important to consider patient medical comorbidities before surgical treatment of proximal humerus fractures and during the postoperative care phase [21].
General Complication Rates and Risk Factors
- The rate of complications after operative treatment of proximal humeral fractures is high [143].
- Patient age of sixty-five years or older, male sex, residence in an area with an income in the lowest two quintiles, and the presence of preexisting comorbidities were associated with elevated risks of short-term complications following surgical fixation [53].
- There is significant heterogeneity in the terminology and definitions used to describe complications following non-surgical management of proximal humeral fractures [10].
Arthroplasty-Specific Complications
- The most common postoperative complications reported in a systematic review of shoulder arthroplasty were postoperative stiffness/pain (n = 47), anterior dislocation or shoulder instability (n = 16), and progressive arthritis requiring revision (n = 7) [22].
- Periprosthetic fracture occurred in 3 patients and infection in 1 patient in a systematic review of shoulder arthroplasty complications [22].
- In-hospital complications are more likely to occur after reverse shoulder arthroplasty than after locked plating for proximal humeral fractures [33].
- The increased in-hospital risk for major adverse events and surgical complications may moderate the enthusiasm associated with RTSA for proximal humeral fractures in patients 65 years and older [33].
- The most common reasons for reoperation after primary reverse shoulder arthroplasty were humeral component fracture, humeral loosening, dislocation, infection, and glenoid failure, each occurring at a rate under 1% [130].
- Humeral loosening is rare in reverse shoulder arthroplasty, occurring in 0.7% of primary and 2.8% of revision cases [135].
- The most common complications after reverse shoulder arthroplasty for fracture sequelae were humeral loosening (9 cases) and instability (4 cases), all of which occurred in patients with type 3 and 4 sequelae [81].
- Revision surgery for failed arthroplasty of proximal humerus fracture is complex with a high likelihood of inferior outcomes compared with primary arthroplasty [80].
- Revision shoulder arthroplasty remains challenging with a high rate of complications [126].
- In a series of 157 revisions from failed hemiarthroplasty to reverse total arthroplasty, 11 patients (7%) underwent repeated revision surgeries secondary to glenoid component loosening, instability, humeral component disassembly, or humeral stem loosening [83].
- Nerve injury following reverse shoulder arthroplasty is a known risk factor with wide ranging incidences reported [82].
Fixation-Specific Complications
- Acute deep infection after ORIF of proximal humeral fractures is a devastating complication with high complication rates, poor functional outcomes, and a notably high nonunion rate [127].
- Prevention of local complications, in particular those leading to severe varus deviation, appears essential to improve shoulder function after a proximal humeral fracture [30].
- Overall, there was a moderate rate of complications but low rate of revision following intramedullary nailing of humerus fractures [141].
Nonunion and Functional Outcomes
- The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk [129].
- Patients who undergo initial periods of nonoperative management have worse functional outcomes and higher complication rates than those who undergo acute rTSA for proximal humeral fractures [4].
- Patients undergoing arthroplasty as treatment of an acute fracture of the proximal humerus may achieve satisfactory long-term pain relief; however, the result for overall shoulder motion is less predictable [1].
Recovery
Operative Rehabilitation
- Early active motion rehabilitation for postoperative treatment after locking plate fixation of proximal humerus fractures was not inferior to a restrictive treatment protocol after a follow-up period of 24 months [88].
- Trauma surgeons have a more aggressive approach to rehabilitation following operative proximal humerus fracture repair compared to shoulder surgeons regarding time to weightbearing status and passive range of motion [92].
Non-Operative Rehabilitation
- Patients with proximal humeral fractures treated with early range of motion exercises do well, largely returning to baseline functional status by 1 year [56].
- Immediate physiotherapy after a minimally displaced proximal humeral fracture results in faster recovery, with maximal functional benefit being achieved at 1 year [79].
- Patients with minimally displaced (<3 mm) or non-displaced fractures of the proximal humerus can be reassured that a favorable outcome is anticipated with a staged rehabilitation protocol, although full recovery might take an average of 8 months [71].
Functional Outcomes
- Patients with acute proximal humeral fractures who undergo RSA appear to achieve superior 5-year functional outcomes compared with patients who undergo hemiarthroplasty [7].
- Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment [27].
Complications and Mortality
- Sixty-six complications were reported by a total of 4 studies, with the most common postoperative complications being postoperative stiffness/pain (n = 47), anterior dislocation or shoulder instability (n = 16), and progressive arthritis requiring revision (n = 7) [22].
- Periprosthetic fracture (n = 3) and infection (n = 1) were reported as postoperative complications in the systematic review of return to work after shoulder arthroplasty [22].
- In total, 14 patients were reported to have returned to the operating room for revision in the systematic review of return to work after shoulder arthroplasty [22].
Measurement and Study Quality
- The SFInX is a feasible outcome measure which clinicians can use to reliably measure and detect clinically important changes in the construct of 'shoulder function', the ability to perform activities in which the shoulder is involved, in people recovering from a proximal humeral fracture [122].
Key Evidence
- [L3] Patients undergoing arthroplasty as treatment of an acute fracture of the proximal humerus may achieve satisfactory long-term pain relief; however, the result for overall shoulder motion is less predictable. [1] (10.1016/j.jse.2007.06.025)
- [L3] In elderly patients who have undergone a reverse shoulder arthroplasty for acute proximal humeral fractures, anatomic tuberosity healing improves objective and subjective outcomes. [2] (10.1016/j.jse.2018.05.030)
- [L3] Elderly patients who require admission after sustaining a proximal humeral fracture are frail and subject to a greater-than-average risk of mortality for their age. [3] (10.1016/j.jse.2019.05.030)
- [L3] Patients who undergo initial periods of nonoperative management have worse functional outcomes and higher complication rates than those who undergo acute rTSA for proximal humeral fractures. [4] (10.1016/j.jse.2021.06.020)
- [L3] Clinical results at 1-year follow-up confirmed the advantage of applying it to 3- or 4-part proximal humeral fractures in older patients. [5] (10.1186/s12891-022-05998-z)
- [L4] [6] (10.1097/blo.0b013e318159cb7a)
- [L3] Patients with acute proximal humeral fractures who undergo RSA appear to achieve superior 5-year functional outcomes compared with patients who undergo hemiarthroplasty. [7] (10.1016/j.jse.2012.03.006)
- [L3] A majority of patients with proximal humeral fractures underwent non-operative treatment. [8] (10.1186/s12891-019-2812-9)
- [L5] Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others. [9] (10.1016/j.jse.2024.12.005)
- [L1] This systematic review highlights significant heterogeneity in the terminology and definitions used to describe complications following non-surgical management of proximal humeral fractures, calling for standardized definitions to improve evidence synthesis. [10] (10.1186/s12891-019-2459-6)
- [L3] This is the largest long-term follow-up study of acute proximal humeral fractures treated with hemiarthroplasty. [11] (10.1302/0301-620x.103b6.bjj-2020-1753.r1)
- [L3] Shoulder rotational ability is improved by systematically repairing the tuberosities around the implant, provided their consolidation is anatomic. [13] (10.1016/j.jse.2012.03.011)
- [L2] In most studies of proximal humeral fractures, only 1 or 2 patients experiencing an alternative outcome or lost to follow-up would change the conclusions for the dichotomous outcome studied. [14] (10.1016/j.jse.2022.01.141)
- [L5] [15] (10.1016/j.jhsa.2025.07.009)
- [L3] Compared with the general population, patients sustaining a proximal humeral fracture have a significantly higher risk of mortality up to one year after the injury. [16] (10.1302/0301-620x.102b11.bjj-2020-0627.r1)
- [L2] Primary shoulder hemiarthroplasty for proximal humeral fracture is associated with satisfactory prosthetic survival at an average of 6.3 years. [17] (10.2106/jbjs.l.01115)
- [L3] As the majority of unplanned hospital readmissions were associated with medical diagnoses, it is important to consider patient medical comorbidities before surgical treatment of proximal humerus fractures and during the postoperative care phase. [21] (10.1007/s11999-014-3613-y)
- [L1] [22] (10.1016/j.jse.2018.12.011)
- [L4] Fractures of the proximal humerus follow characteristic patterns. [24] (10.1016/j.jse.2017.05.014)
- [L1] Nonoperative treatment of proximal humeral fractures produces considerable variation in shoulder-specific and general health outcomes at 1 year, and a substantial proportion of patients have poor perceived functional outcomes. [25] (10.2106/jbjs.20.02018)
- [L5] [26] (10.5435/jaaos-d-24-01073)
- [L1] Shoulder function was restored to preinjury levels for most patients, and osteoporosis may not be regarded as a contraindication for this treatment. [27] (10.1016/j.jse.2022.07.008)
- [L5] Reverse shoulder arthroplasty is a powerful tool for managing proximal humerus fracture sequelae when joint-preserving options are not optimal, provided there is careful management of the tuberosities and understanding of associated pearls and pitfalls. [28] (10.5435/jaaos-d-23-00740)
- [L2] In patients presenting with a traumatic shoulder injury with normal radiographs, the anterior bruise sign (ABS) is a highly sensitive and specific clinical aid to identify patients with an occult greater tuberosity fracture. [29] (10.1016/j.jse.2023.07.044)
- [L2] Prevention of local complications, in particular those leading to severe varus deviation, appears essential to improve shoulder function after a proximal humeral fracture. [30] (10.1016/j.jse.2011.06.009)
- [L3] Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors. [31] (10.1016/j.jse.2022.03.006)
- [L1] The available literature suggests that reverse shoulder arthroplasty performed to address complex proximal humeral fractures might result in more favorable clinical outcomes than hemiarthroplasty performed for the same indication. [32] (10.1016/j.jse.2015.08.030)
- [L3] The increased in-hospital risk for major adverse events and surgical complications may moderate the enthusiasm associated with RTSA for proximal humeral fractures in patients 65 years and older. [33] (10.1097/corr.0000000000001776)
- [L4] Most studies on periprosthetic postoperative humeral fractures have reported occurrence rates between 0.5% and 3%, but the field has changed dramatically with the use of reverse shoulder arthroplasty and new implant designs. [34] (10.5435/jaaos-d-21-01001)
- [L4] The Humerus Block technique is a very good and predictable, minimally invasive, percutaneous operative technique for treatment of various types of proximal humeral fractures that results in very good pain relief, mobility, and pull force in the arm with a low incidence of avascular necrosis. [35] (10.1016/j.jse.2011.07.029)
- [L5] Greater tuberosity healing does not seem to impact reverse shoulder arthroplasty biomechanics during abduction or forward flexion; however, it does affect biomechanics during external rotation. [48] (10.1016/j.jse.2019.07.022)
- [L5] With minimal and moderate amounts of glenohumeral abduction, glenohumeral joint forces are significantly displaced superiorly. [50] (10.1016/j.jse.2007.06.017)
- [L4] [53] (10.2106/jbjs.m.01039)
- [L3] Patients with proximal humeral fractures treated with early range of motion exercises do well, largely returning to baseline functional status by 1 year. [56] (10.1016/j.jse.2007.07.016)
- [L5] Findings suggest that despite the SB construct having superior interface contact immediately after fixation, the DR construct offered better contact performance at all abduction angles with applied force. [64] (10.1186/s12891-019-2412-8)
- [L5] Varus and antecurvatum proximal humerus deformities as small as 15 degrees were associated with statistically significant alterations in glenohumeral joint mechanics. [65] (10.5435/jaaos-d-20-00555)
- [L5] The double plate strategy can increase the stability of the medial column of the proximal humerus, and enhance the overall biomechanical property of the repaired proximal humerus. [67] (10.1186/s12891-024-08216-0)
- [L3] [69] (10.1007/s11999-010-1760-3)
- [L5] Vertical abduction has the greatest effect on axillary nerve position, while horizontal glenohumeral forward flexion and humeral rotation have little effect. [70] (10.1016/j.jse.2008.12.001)
- [L4] Patients with minimally displaced (<3 mm) or non-displaced fractures of the proximal humerus can be reassured that a favorable outcome is anticipated with a staged rehabilitation protocol, although full recovery might take an average of 8 months. [71] (10.1016/j.jse.2013.01.033)
- [L1] [72] (10.1016/j.jse.2014.06.035)
- [L5] The control volume is an important anatomic and functional area of the proximal humerus. [73] (10.1016/j.jse.2017.12.004)
- [L5] The current biomechanical cadaveric study demonstrated that the two-screw fixation construct augmented with a cerclage wire has higher mechanical performance than the conventional two-screw configuration for the fixation of humeral GT fractures. [74] (10.1186/s12891-021-04215-7)
- [L4] Nonsurgical management of proximal humerus fractures decreased during the study period. [78] (10.1016/j.jhsa.2020.03.022)
- [L1] Immediate physiotherapy after a minimally displaced proximal humeral fracture results in faster recovery, with maximal functional benefit being achieved at 1 year. [79] (10.1016/j.jse.2006.06.003)
- [L5] Revision surgery for failed arthroplasty of proximal humerus fracture is complex with a high likelihood of inferior outcomes compared with primary arthroplasty. [80] (10.5435/jaaos-d-17-00051)
- [L4] [81] (10.1016/j.jse.2020.03.010)
- [L4] [82] (10.1016/j.jse.2022.10.022)
- [L4] [83] (10.1016/j.jse.2017.06.038)
- [L2] Short and long periods of immobilization yield similar results for nonoperatively treated proximal humeral fractures, independent of the fracture pattern. [85] (10.2106/jbjs.20.02137)
- [L3] Although the less-invasive surgical procedure is a feasible treatment option in proximal humeral fractures with acceptable complications and considerable improvement during the first six months, a lengthy recovery time is required. [86] (10.1186/s12891-015-0618-y)
- [L1] This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus. [87] (10.1371/journal.pmed.1002855)
- [L2] Early active motion rehabilitation for postoperative treatment after locking plate fixation of proximal humerus fractures was not inferior to a restrictive treatment protocol after a follow-up period of 24 months. [88] (10.1016/j.jse.2025.01.042)
- [L3] The new classification system with emphasis on the qualitative aspects of proximal humeral fractures showed high reliability when based on a standardized imaging protocol including computed tomography scans. [89] (10.1016/j.jse.2015.08.006)
- [L3] Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures. [90] (10.1016/j.jse.2011.01.025)
- [L4] Trauma surgeons have a more aggressive approach to rehabilitation following operative proximal humerus fracture repair compared to shoulder surgeons regarding time to weightbearing status and passive range of motion. [92] (10.1016/j.jse.2021.12.045)
- [L1] Treatment with reverse shoulder arthroplasty provides superior functional outcomes compared with conservative treatment for patients presenting with an acute proximal humeral fracture. [96] (10.1016/j.jse.2024.02.023)
- [L3] The HGLS classification is a reliable method of describing fractures of the proximal humerus compared with the Neer and AO systems. [98] (10.1016/j.jse.2012.09.018)
- [L5] Surgical treatment of proximal humerus fractures remains far from straightforward, with unpredictable outcomes where factors associated with poor results include being a woman, four-part fracture dislocation, and absence of metaphyseal head extension. [99] (10.1097/corr.0000000000002242)
- [L4] The revised Neer classification covers 98% of all proximal humeral fractures and is appropriate for clinical practice. [101] (10.1016/j.jse.2009.01.018)
- [L4] Classifications of proximal humeral fractures using the Neer system based on CT scans and plain radiographs are not very reliable or reproducible due to difficulty in determining which segments are fractured. [103] (10.2106/00004623-199609000-00012)
- [L3] [104] (10.2106/jbjs.l.00586)
- [L4] [106] (10.1007/s11999-011-1894-y)
- [L5] [107] (10.5435/00124635-200011000-00005)
- [L5] [108] (10.5435/jaaos-d-22-01211)
- [L4] With narrow indications, use of a specific fracture stem and adequate tuberosity management, successful radiographic and functional results are presented after a mean follow-up of 4.8 years after hemiarthroplasty for primary nonreconstructable humeral head fractures. [109] (10.1016/j.jse.2023.02.118)
- [L5] [110] (10.1016/j.jse.2013.10.003)
- [L1] RTSA performed for acute 3- and 4-part proximal humeral fractures yields overall worse clinical outcomes and active ROM compared with RTSA performed for elective indications. [111] (10.1016/j.jse.2021.07.014)
- [L3] The most important risk factors for postoperative opioid dependence following proximal humerus fractures are preoperative dependence and fracture complexity. [113] (10.1186/s13018-019-1233-7)
- [L1] We observed no clear benefits in treating patients 65 years or older with four-part fractures of the proximal humerus with either hemiarthroplasty or nonoperative treatment. [114] (10.1007/s11999-012-2531-0)
- [L4] [116] (10.1016/j.jse.2006.09.006)
- [L4] Reverse shoulder prosthesis using a dedicated stem is a very viable solution to treat complex proximal humerus fractures with reliable restoration of elevation. [117] (10.1186/s13018-015-0261-1)
- [L5] Reverse shoulder arthroplasty is advocated for complex proximal humerus fractures in elderly patients because it provides more consistent and predictable results compared with hemiarthroplasty or plate osteosynthesis. [118] (10.5435/jaaos-d-24-00890)
- [L3] Internal fixation of three-part and four-part proximal humerus fracture dislocations resulted in poor shoulder function and complications in a high number of patients, although fracture union was achieved in most patients. [120] (10.1097/corr.0000000000002190)
- [L3] The SFInX is a feasible outcome measure which clinicians can use to reliably measure and detect clinically important changes in the construct of 'shoulder function', the ability to perform activities in which the shoulder is involved, in people recovering from a proximal humeral fracture. [122] (10.1186/s12891-016-1138-0)
- [L4] Undisplaced greater tuberosity fractures can be managed non-operatively with good results, but patients with persistent post-traumatic shoulder pain and limitation of function warrant MRI investigation to identify occult fractures. [124] (10.1186/s12891-018-2225-1)
- [L4] Nevertheless, revision shoulder arthroplasty remains challenging with a high rate of complications. [126] (10.1016/j.jse.2013.07.041)
- [L4] Acute deep infection after ORIF of proximal humeral fractures is a devastating complication with high complication rates, poor functional outcomes, and a notably high nonunion rate. [127] (10.1016/j.jse.2006.09.021)
- [L3] The prevalence of nonunion after proximal humeral fracture is higher than previously reported, with most patients having a very low risk but a smaller subgroup at much higher risk. [129] (10.2106/jbjs.20.01139)
- [L4] The most common reasons for reoperation were humeral component fracture for 1 particular implant, humeral loosening, dislocation, infection, and glenoid failure, each occurring at a rate under 1%. [130] (10.1016/j.jse.2019.01.026)
- [L3] There is relevant variability in displacement measurements between shoulder radiographs and CT scans in the coronal plane, with nearly 30% of cases suggesting surgical treatment on radiographs being reclassified for conservative treatment based on CT findings. [132] (10.1016/j.jse.2016.05.016)
- [L5] The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time. [134] (10.1097/corr.0000000000002017)
- [L4] Humeral loosening is rare in RSA, occurring in 0.7% of primary and 2.8% of revision cases. [135] (10.1016/j.jse.2023.02.006)
- [L3] CNNs proficiently rule out proximal humerus fractures on plain radiographs. [136] (10.1302/0301-620x.106b11.bjj-2024-0264.r1)
- [L4] Missed posterior dislocation of the shoulder after intramedullary fixation of proximal humeral fractures is an extremely rare injury that can be missed due to inadequate initial and postoperative x-ray images and incorrect interpretation. [139] (10.1016/j.jse.2008.10.020)
- [L4] Overall, there was a moderate rate of complications but low rate of revision following IMN of humerus fractures. [141] (10.1016/j.jse.2024.07.049)
- [L4] The rate of complications after operative treatment of proximal humeral fractures is high. [143] (10.1016/j.jse.2006.05.008)
References
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